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<br />• <br />- 3=11 <br />I4'iajor Grotip 62.-} SE~t]RIT-Y AND COiViPoIODI^lY ~RGI~Er'IS, <br />T3EA~.ERS, EXCHANGES, AND SERVICES - . <br />The Nlajor Group es a Whole <br />This major group includes establishments engaged in the underwriting, purdhase, sale, <br />or brokerage of securities and other financial contracts on their own account or for the ac- <br />count of others; and exchanges, exchange clearinghouses, and other services allied with the <br />exchange of securities and commodities- <br />Industry <br />Group Industry <br />No- No. <br />621 SECURITY BROKERS, DEAi,ERS; ~~D FLOT3TION COiti1P~~1IES <br />6211 Security Brokers, Dealers, and Flotation Companies <br />Establishments primarily engaged in the purchase, sale, and brokerage of <br />securities; and those, generally known as investment bankers, primarily en- <br />gaged in originating, underwriting, and distributing issues of securities. Estab- <br />lishments primarily engaged in issuing shares of mutual and money market <br />funds, unit investment trusts, and face amount certificates are classified in In- <br />dustry Group 672. Establishments primarily engaged in providing investment <br />advice on a contract or Fee basis to establishments which deal in financial con- <br />tracts are classified in Industry 6282. <br />Agents Cor mutual funds Nare broken <br />Band dealers and broken Oil and gas lease broken <br />Dutribumn, security Oil royeltie, deslen in <br />Floor traders, security Option deafen, atxk <br />Iavetment beakers Sale of partnership shares in real <br />Iavc~ent eertifirat+~. sale of plats syndicate <br />Inve>tment fism--~eaeral brokerage Security broken <br />Miaersl lesees, dealer in seatrity dealer <br />Mineral loyalties, daalen in Security flotation mmpenie <br />Moctgagd, 6uyIt~ gad aeIIing (tedi.+ ~+rrih ~°r' <br />~~~ Security aaderwritsn <br />Mutual ttrad a`mb Stae3t beolrara, and deelen <br />. Mutual .~ ~~~ ~, iadepeadaat Taz oettitleate dealers <br />~~ -- . <br />622 COMMODITY CONTRACTS B80SERS AND DF.AT.FRG . - <br />6221 Commodity Contracts Brokers and Dealers <br />Establishments primarBy engaged in buying and selling commodity coa- <br />tracts on either a spot or future basis. for their own account or for the account <br />of others. These establishments are members, or are associated with members, <br />of recognized commodity exchanges. Establishments primarily engaged m <br />buying and selling commodities are flassifed in Wholesale Trade. . <br />Commodity brolnrs fosoeracbl I?ltatns daa[ete, commodity <br />Commodity daalam fepapact+l Trrders. rnmmadity wntraet <br />Futrtrea brakars4 commodity <br />623 SECURITY AND COMMODITY ESCHr11~TGES <br />6231 Security and Commodity Exchanges <br />~+ ~~p~tq p~~Y eIIg~red jn f~rnia}lin space gad other facilities to <br />members for the purpose of buying, selling, or otherwise trading in stocks, <br />stock options, bonds, or commodity contracts. <br />