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513V
EXTRACT OF MINUTES OF A MEETING OF THE
CITY COUNCIL OF THE CITY OF
FALCON HEIGHTS, MINNESOTA
HELD: JUNE 10, 1985
Pursuant to due call and notice thereof, a special meeting
of the City Council of the City of Falcon Heiylits, Ra-nsey
County, Minnesota, was duly called and held at the City Hall in
said City on the 10th day of June, 1985, at 6:00 P.M. for the
purpose of opening, considering bids for and awarding the sale
of $1,300,000 General Obliyation Tax Increment Bonds of 1985 of
the City.
The following ,nembers were present: Mayor Eggert, Ciernia,
Hard, Baldwin, Chenowet~h
:~
and the following were absent: -None
The Clerk-Treasurer presented affidavits showing
Nublication of notice of call for bids on $1,300,000 General
Obligation Tax Increment Bonds of 1985 of the City, for which
bids were to be received at this ,neeting, in accordance with
the resolution adopted by the City Council on April 24, 1985.
The affidavits were examined, found to comply with the
provisions of Minnesota Statutes, Chapter 475, and were
approved and ordered placed on file.
The Council proceeded to receive and open bids for
the sale of the Bonds. The following bids were received:
Bidder Interest Rate Net Interest Cost
(See following page.)
•
BID TABULATION
$1.300,000 General Obligation Tax Increment Bonds
Falcon Heights, Minnesota
SALE: Monday, June 10, 1985
AWARD: FIRST BANK ST. PAUL
RATING: "A-1"
COUPON NET INTEREST COST
NAME OF BIDDER RATE YEAR & RATE PRICE
FIRST BANK ST. PAUL 6.5096 1989 $998,375.00 $1,282,450.00
St. Paul, Minnesota 6.7596 1990
FIRST BANK MINNEAPOLIS 7.00% 1991 7.9869%
Minneapolis, Minnesota 7.20% 1992
PAINEWEBBER, INC. 7.40% 1993
Minneapolis, Minnesota 7.60% 1994
7.80% 1995
8.00% 1996
' 8.10 %
8
20% 1997
1998
.
NORWEST INVESTMENT SERVICES 6.50% 1989 $999,025.00 $1,281,800.00
Minneapolis, Minnesota 6.75% 1990
Moore, Juran & Company, Inc. 7.00% 1991 7.9921 %
M.H. Novick & Company, Inc. 7.20% 1992
Miller & Schroeder Municipals, Inc. 7.40% 1993
7.60% 1994
7.80 % 1995
8.00% 1996
8.1096 1997
8.20% 1998
E.F. HUTTON & COMPANY, INC. 6.50% 1989 $999,805.00 $1,282,020.00
Chicago, Illinois 6.75% 1990
DREXEL BURNHAM LAMBERT, INC. 7.00% 1991 7.9984%
Chicago, Illinois 7.20% 1992
7.40% 1993
7.60% 1994
7.80% 1995
8.00 % 1996
8.10% 1997
8.20% 1998
•
EHLERS AND ASSOCIATES, INC.
$1,300,000 G.O. Tax Increment Bonds
Falcon Heights, Minnesota
June 10, 1985
Page 2
NAME OF BIDDER
COUPON NET INTEREST COST
RATE YEAR & RATE PRICE
MERRILL LYNCH CAPITAL MARKETS GROUP 6.50% 1989 $1,002,237.50 $1,280,500.00
Minneapolis, Minnesota 6.75% 1990
DAIN BOSWORTH, INC. 7.00% 1991 8.0179%
Minneapolis, Minnesota 7.20% 1992
CRONIN & MARCOTTE, INC. 7.40% 1993
Minneapolis, Minnesota 7.60% 1994
Marquette Bank Minneapolis, N.A. 7.80% 1995
8.00% 1996
8.10% 1997
8.25% 1998
AMERICAN NATIONAL BANK & 7.20% 1989 -1992 $1,005,768.75 $1,280,500•
TRUST COMPANY 7.40% 1993
St. Paul, Minnesota 7.60% 1994 8.0461 %
Juran & Moody, Inc. 7.80% 1995
Dougherty, Dawkins, Strand & Yost, Inc. 8.00% 1996
8.10% 1997
8.25 % 1998
PIPER, JAFFRAY & HOPWOOD. INC. 6.50% 1989 $1,011,646.88 $1,281,800.00
Minneapolis, Minnesota 6.75% 1990
Allison-Williams Company 7.10% 1991 8.0931 %
Robert W. Baird & Company, Inc. 7.30% 1992
7.50% 1993
7.75% 1994
7.90% 1995
8.10% 1996
8.20% 1997
8.30% 1998
EHLERS AND ASSOCIATES, INC.
507 MARQUETTE AVENUE
MINNEAPOLIS, MINNESOTA 55402
The Council then proceeded to consider and discuss
the bids, after which member Mayor Eggert introduced
• the following resolution and moved its adoption:
RESOLUTION NO. 85-23
RESOLUTION ACCEPTING RID ON SALT (1F
$1,300,000 GErTFRAL ORLiGATioN TAX iNCRF~~*'*^J'
BONDS OF 1985
PROVITIING FOR TuFIR ISSTTANCF, AnTD
PLEDGING TAX INCREMENTS FOR TNF, SFC[1RITY TT~F.RF,f1F
WHEREAS:
A. The City Council of the City of Falcon Heights
has heretofore created Development District *10. 1 (the
"Development District") pursuant t_o the provisions of Minnesota
Statutes, Chapter 472A, and has approved a development program
(the "Program") with respect to the Development nistrict;
B. The Council has also approved a tax increment
financing plan (the "Plan") and created Tax Increment Financing
District No. 2 (Housing District No. 2) within the nevel~pment
District (the "Tax Increment District") under the provisions of
Minnesota Statutes, Section 273.71 to 273.78;
C. Pursuant to the provisions of_ the Program and the
Plan, funds are to be expended within the Development nistrict
• for land acquisition and .certain capital and administration
costs within the Development District (hereinafter referred to
as the "Project");
NnW, THERF.FORF', RF IT RFSOL~IF,D by the ['ouncil of the
City of Falcon Heights, Minnesota, as follows:
1. mhe bid of First IIank St. Paul (the
"Purchaser") to purchase 1,300,000 general Obligation Tax
Increment Bonds of 1985 of the City (hereinafter referred to as
"Bonds" or individually as "Bond"), in accordance with the
notice of bond sale, at the rates of interest hereinafter set
forth, and to pay therefor the sum of $ 1,282,450 plus
interest accrued to settlement is hereby found, determined and
declared to be the most favorable bid received and is hereby
accepted, and the Bonds are hereby awarded to said hidc~er. "'he
Clerk-Treasurer is directed to retain the deposit of said
bidder and to forthwith return the good faith checks or drafts
to the unsuccessful bidders.
• 2
2. The Bonds shall be dated June 1, 1985, as the
date of original issue and shall be issued forthwith as fully
• registered bonds. The Bonds shall be numbered from R-1 upward
in the denomination of $5,000 each or in any integral multiple
thereof. The Bonds shall mature on March 1 in the years and
amounts as follows:
1989-90 $ 50,000
1991-93 $100,000
1994 $125,000
1995-96 $150,000
1997 $175,000
1998 $300,000
3. For the purposes of complying with Minnesota
Statutes, Section 475.54, Subdivision 1, the maturity schedule
for the Bonds has been combined with the maturity schedules for
the City's outstanding $525,000 General Obligation Tax
Increment Improvement Ronds of 1983, dated September 1, 1983
and $600,000 General Obligation Tax Increment Bonds of 1984,
Series B, dated November 1, 1984, as permitted by Minnesota
Statutes, Section 475.54, Subdivision 2.
4. The Bonds shall provide funds to finance the
Project. Pursuant to the Plan adopted by the City, tax
increments derived from the Tax Increment District established
pursuant to the Plan, have been pledged to the payment of the
• Bonds and interest thereon. The estimated collection of the
tax increments exceeds 20$ of the cost of the Project. It is
not anticipated that any net proceeds from the Project will be
available for the payment of debt service of the Ronds. '^he
total cost of the Project, which shall include all costs
enumerated in Minnesota Statutes, Section 475.65, is estimated
to be at least equal to the amount of the Ronds herein
authorized. Work on the Project shall proceed with due
diligence to completion.
5. The Bonds shall bear interest payable semi-
annually on March 1 and September 1 of each year commencing
March 1, 1986 at the respective rates per annum set forth
opposite the maturity years as follows:
Maturity Years
Interest Rates
1989 6.50$
1990 6.75$
1991 7.00$
1992 7.20$
1993 7.40$
• 3
Maturity Years Interest Rates
• 1994
1995
1996
1997
1998
7.60b
7.80
8.00$
8.10$
8. 20~
6. All Bonds of this issue maturing in the years
1995 to 1998, both inclusive, shall be subject to redemption
and prepayment at the option of the City on March 1, 1994 and
on any interest payment date thereafter at nar and accrued
interest. Redemption may be in whole or in part of the Ronds
subject to prepayment. If redemption is in part, those Ronds
remaining unpaid which have the latest maturity date shall be
prepaid first; and if. only part of the Ronds having a common
maturity date are called for prepayment, the specific Ronds to
be prepaid shall be chosen by lot by the Bond Registrar.
Published notice of redemption shall in each case be given in
accordance with law, and mailed notice of redemption shall be
given to the paying agent and to each registered holder of the
Bonds.
To effect a partial redemption of Ronds having a com-
mon maturity date, the Bond Registrar prior to giving notice of
redemption, shall assign to each Bond having a common mat~irity
date a distinctive number for each $5,000 of the principal
amount of such Bond. The Bond Registrar shall then select by
lot, using such method of selection as it shall deem proper in
its discretion, numbers so assigned to such Ronds, as many
numbers as, at $5,000 for each number, shall equal the
principal amount of such Ronds to be redeemed. The Ronds to be
redeemed shall be the Bonds to which were assigned numbers so
selected; provided, however, that only so much of the principal
amount of each such Rond of a denomination of more than $5,~0~
shall be redeemed as shall equal $5,000 for each number
assigned to it and so selected. If a Bond is to be redeemed
only in part, it shall be surrendered to the Rond Registrar
with, if the City or the Rond Registrar so requires, a written
instrument of transfer in form satisfactory to the City and the
Bond Registrar duly executed by the holder thereof or his
attorney duly authorized in writing) and the City shall execute
and the Rond Registrar shall authenticate and deliver to the
holder of such Bond, without service charge, a new Rond or
Bonds of the same series having the same stated maturity and
interest rate and of any authorized denomination or
denominations, as requested by such holder,. in aggregate
principal amount equal to and in exchange for the unredeemed
portion of the principal of the Rond so surrendered.
•
~ • * in
Minnesota is appointed to act as bond registrar and transfe r
• agent (the "Bond Registrar") and shall do so unless and until a
successor Aond Registrar is duly appointed, all pursuant to any
contract the City and Rond Registrar shall execute which is
consistent herewith. The Bond Registrar shall also serve as
paying agent unless and until a successor paying agent is duly
appointed. Principal and interest on the Bonds shall be paid
to the registered holders (or record holder) of the Ronds in
the manner set forth in the form of Bond and paragraph 13 of
this resolution.
8. The Bonds to be issued hereunder, together with
the Bond Registrar's Certificate of Authentication, the form of
Assignment and the registration information thereon shall be in
substantially the following form;
*The First National Bank of Minneapolis, Minneapolis, Minnesota
•
5
r:
UNITED STATES OF AMERICA
STATE OF MINNESOTA
RAMSEY COUNTY
c:ITY OF FALCON HEIGHTS
R-
GENERAL OBLIGATION TAX INCREMENT
BONll OF 1985
INTEREST MATURITY DATE OF
RATE DATE ORIGINAL ISSUE
June 1, 1985
REGISTERED OWNER:
PRINCIPAL AMOUNT:
CUSIP
KNOW ALL PERSONS l3Y THESE PRESENTS that the City of
Falcon Heights, Ramsey County, Minnesota (the "Issuer"),
certifies that it is indebted and for value received promises
to pay to the registered owner specified above, or registered
assigns in the manner hereinafter set forth, the principal
• amount specified above, on the maturity date specified above,
unless called for earlier redemption, and to pay interest
t2~ereon semiannually on March 1 and September 1 of each year
(each, an "Interest Payment Date") corcunencing March 1, 1986 at
the rate per annum specified above, (calculated on the basis of
a 360-day year of twelve 30-day months) until the principal surn
is paid or has been provided for. This Bond will bear interest
from the tnost recent Interest Payment Date to which interest
has been paid or, if no interest has been paid, from the date
of original issue hereof. The principal of and premium, if
any, on this Bond are payable upon presentation and surrender
hereof at the principal office of
a _ duly
organized and validly existing under the laws of
(the "Bond Registrar"), acting as paying agent,
or any successor paying agent duly appointed by the Issuer.
Interest on this Bond will be paid on each Interest Payment
Date by check or draft ,nailed to the person in whose name this
Bond is registered (the "Holder" or "Bonaholder") on the
*The First National Bank of Minneapolis, Minneapolis, Minnesota
• 6
registration books of the Issuer maintained by the Bond
Registrar and at the address appeariny thereon at the close of
business on the fifteenth day of the calendar month next
precediny such Interest Payment Date (the "Regular Record
Date"). Any interest not so timely paid shall cease to be
payable to the person who is the Holder hereof as of the
Regular Record Date, and shall be payable to the person who is
the Holder hereof at the close of business on a date (the
"Special Record Date") fixed by the Bond Registrar whenever
money becomes available for payi~~ent of the defaulted interest.
Notice of the Special Record Date shall be given to Bondholders
not less than ten days prior to the Special Record Date. The
principal of and premium, if any, and interest on this Bond are
payable in lawful money of the Unites States of America.
REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF
THIS BOND S~;T r,ORTH ON THE REVERSE HEREOF, WHICH PROVISIONS
SHALL FOR ALL PURPOSES HAVE THE SAME EFFECT AS IF SET FORTH
HERE.
IT IS HEREBY CERTIFIED AND RECITED that. all acts,
conditions and thinys required by the Constitution ana laws of
the State of Minnesota to be done, to happen and to be
performed, precedent to and in the issuance of this Bond, have
been done, have happened and have been performed, in regular
and due forra, time and manner as required by law, and this
Bond, together with all other debts of the Issuer outstanding
. on the date of original issue hereof and the date of its
issuance and delivery to the original purchaser does not exceed
any constitutional or statutory limitation of indebtedness.
IN WITNESS WHEREOF, the City of Falcon Heights,
Ramsey County, Minnesota, by its City Council has caused this
Bond to be executed in its behalf by the facsimile signatures
of the Mayor and the Clerk-Treasurer, the corporate seal of the
Issuer having been intentionally omitted as permitted by law.
7
•
Date of Registration: Registrable by:
Payable at:
•
•
BOND REGISTRAR'S
CERTIFICATE OF
AUTHENTICATION
This Bond is one of the
t3onds described in the
within t~-entioned
Resolution.
CITY OF FALCON HEIGHTS,
RAMSEY COUNTY, MINNESOTA
/s/ Facsimile
Mayor
Bond Registrar
By
Authorized Signature
/s/ Facsimile
Clerk-Treasurer
8
•
ON REVERSE OF BOND
All Bonds of this issue maturing in the years 1995 to
1998, both inclusive, are subject to redemption and prepayment
at the option of the Issuer on March 1, 1994 and on any
Interest Payment Date thereafter at par and accrued interest.
Redemption may be in whole or in part or the Bonds subject to
prepayment. If redemption is in part, those Bonds remaining
unpaid which have the latest maturity date shall ~e prepaid
first; and if only part of the Bonds having a common maturity
gate are called for prepayment, the specific Bonds to be
prepaid shall be chosen by lot by the Bond Registrar.
Published notice of redemption shall in each case be given in~
accordance with law, and mailed notice of redemption shall be
yiven to the paying agent and to the Holders of the Bonds.
To effect a partial redemption of Bonds having a
common maturity date, the Bona Reyistrar shall assign to each
Bond having a common maturity date, a distinctive number for
each $S,OOU of the principal a,-iount of such Bond. The Bond
Registrar shall then select by lot, using such method of
selection as it shall deem proper in its discretion from the
numbers assigned to the Bonds, as many numbers as, at $5,000
for each number, shall equal the principal amount of such Bonds
to be redeemed. The Bonds to be redeemed shall be the Bonds to
• which were assiyned numbers so selected; provided, however,
that only so ,much of the principal amount of such Bond of a
denomination of ,sore than $5,000 shall be redeemed as shall
equal $5,000 for each number assigned to it and so selected.
If a Bond is to be redeemed only in part, it shall be
surrendered to the Bond Registrar (with, if the Issuer or the
Bond Registrar so requires, a written instrument of transfer in
form satisfactory to the Issuer and the Bond Registrar duly
executed by the Holder thereof or his attorney duly authorized
in writing) and the Issuer shall execute and the Bond Registrar
shall authenticate and deliver to the riolder of such Bond,
without service charge, a new Bond or Bonds of the same series
having the same stated ,maturity and interest rate and of any
authorized denomination or denominations, as requested by such
Holder, in ayyregate principal amount equal to and in exchanye
for the unredeemed portion of the principal of the Bond so
surrendered.
r~
9
This Rond is one of an issue in the total principal
amount of $1,300,000 all of like date of original issue and
• tenor, except as to number, maturity, interest rate,
denomination and redemption privilege, which Rond has been
issued pursuant to and in full conformity with the Constitution
and laws of the State of Minnesota and pursuant to a resol»tion
adopted by the City Council on June 10, 1985 (the "Resolution")
for the purpose of providing money to finance the payment of
certain capital and administration costs within nevelopment
District No. 1 and is payable out of the General obligation Tax
Increment Roods of 1985 Fund of the Issuer primarily from
certain tax increments derived from a tax increment district
located within the City of Falcon Heights. This Bond
constitutes a general obligation of the Issuer, and to provide
moneys for the prompt and full payment of the principal and
interest when the same become due, the full faith and credit
and taxing powers of the Issuer have been and are hereby
irrevocably pledged.
The Bonds are issuable solely as fully registered
Bonds in the denominations of $5,000 and integral multiples
thereof and are exchangeable for fully registered Roods of
other denominations in equal aggregate principal amounts and in_
authorized denominations at the principal office of the Rond
Registrar, but only in the manner and subject to the
limitations provided in the Resolution. Reference is hereby
made to the Resolution for a description of the rights and
• duties of the Rond Registrar. Copies of_ the Resolution are on
file in the principal office of the Bond Registrar.
This Rond is transferable by the Holder in person or
by his attorney duly authorized in writing at the principal
office of the Bond Registrar upon presentation and surrender
hereof to the Rond Registrar, all subject to the terms and
conditions provided in the Resolution and to reasonaY~le regula-
tions of the Issuer contained in any agreement with the Rond
Registrar. Thereupon the Issuer shall execute and the. Rond
Registrar shall authenticate and deliver, in exchange for this
Bond, one or more new fully registered Roods in the name o£ the
transferee (but not registered in blank or to "bearer" or
similar designation), of an authorized denomination or
denominations, in aggregate principal amount equal to the
principal amount of this Bond, of the same maturity and bearing
interest at the same rate.
The Bond Registrar may require payment of a sum
sufficient to cover any tax or other governmental charge
payable in connection with the transfer or exchange of this
Bond.
• 10
The Issuer and the Bond Registrar r,-ay treat the
• person in whose name this Bond is registered as the owner
hereof for the purpose of receiving payment as herein provides
(except as otherwise provided on the reverse side hereof with
respect to the Record Date) and for all other purposes, whether
or not this Bond shall be overdue, and neither the Issuer nor
the Bond Registrar shall be affected by notice to the contrary.
This Bond shall not be valid or become obligatory for
any purpose or be entitled to any security unless the
Certificate of Authentication hereon shall have Qeen executed
by the Bond Registrar.
The following abbreviations, when uses in the inscription
on the face of this Sond, shall be construed as though they
were written out in full according to applicable laws or
regulations:
TEN COM - as tenants in common
TEN ENT - as tenants by the entireties
JT TEN - as joint tenants with right of survivorship
and not as tenants in common
• UNIF GIFT MIN ACT Custodian
Cust) Minor)
under Uniform Gifts to Minors
Act
State
Adaitional abbreviations may also be used
though not in the above list.
•
11
ASSIGNMENT
r~
LJ
For value received,
assigns and transfers unto
hereby irrevocably constitute
attorney to transfer the Bond
registration thereof, with fu
premises.
Dated:
the undersigned hereby sells,
the within Bond and does
and appoint
on the books kept for t2ie
L1 power of substitution in the
iJotice: The assignor's siynature to this assignment
must correspond with the name as it appears
upon the face of the within Bona in every
particular, without alteration or any
change whatever.
siynature Guaranteed:
Signature(s) must be guaranteed by a national bank or trust
company or by a brokerage firm having a membership in one of
• the major stock exchanges.
The Bond Registrar will not effect transfer of this Bond
unless the infor,nation concerning the transferee requested
below is provided.
Nai~ie and Address:
Include inforiaation for all point owners
if the Bond is held~by joint account.)
12
9. The Bonds shall be executed on behalf of the Citv
by the signatures of its Mayor and Clerk-Treasurer and be
• sealed with the seal of the City; provided, however, that the
seal of the City may be a printed facsimile; provided further
that both of such signatures may be printed facsimiles and the
corporate seal may be omitted on the Ronds as permitted by law.
In the event of disability or resignation or other absence of_
either such officer, the Bonds may be signed by the manual or
facsimile signature of that officer who may act on behalf of
such absent or disabled officer. In case either s»ch officer
whose signature or facsimile of whose signature shall appear on
the Bonds shall cease to be such officer before the delivery of
the Bonds, such signature or facsimile shall nevertheless be
valid and sufficient for all purposes, the same as if he or she
had remained in office until delivery.
10. No Bond shall be valid or obligatory for any
purpose or be entitled to any security or benefit under this
resolution unless and until a Certificate of Authentication on
such Bond, substantially in the form hereinabove set forth,
shall have been duly executed by an authorized representative
of the Bond Registrar. Certificates of Authentication on
different Bonds need not be signed by the same person. 'r'he
Bond Registrar shall authenticate the signatures of officers of
the City on each Bond by execution of the Certificate of
Authentication on the Bond and by inserting as the date of
registration in the space provided the date on which the Rond
. is authenticated, except that for purposes of delivering the
original Bonds to the Purchaser, the Bond Registrar shall
insert as a date of registration the date of original issue,
which date is June 1, 1985. The executed Certificate of_
Authentication on each Rond shall be conclusive evidence that
it has been authenticated and delivered under this resolution.
11. The City will cause to be kept at the principal
office of the Bond Registrar a bond register in which, subject
to such reasonable regulations as the Rond Registrar may
prescribe, the Bond Registrar shall provide for the
registration of Ronds and the registration of transfers of
Bonds entitled to be registered or transferred as herein
provided.
Upon surrender for transfer of any Rond at the
principal office of the Bond Registrar, the City shall execute
(if necessary), and the Bond Registrar shall authenticate,
insert the date of registration (as provided in paragraph 1Q)
and deliver, in the name of the designated transferee or
transferees, one. or more new Bonds of any authorized
13
•
denomination or denominations of a like aggregate principal
amount, having the same stated maturity and interest rate, as
• requested by the transferor; provided, however, that no bond
may be registered in blank or in the name of "bearer" or
similar designation.
At the option of the holder, Bonds may be exchanged
for Bonds of any authorized denomination or denominations of a
like aggregate principal amount and stated maturity, upon
surrender of the Bonds to be exchanged at the principal office
of the Bond Registrar. Whenever any Ronds are so surrendered
for exchange, the City shall execute (if necessary), and the
Bond Registrar shall authenticate, insert the date of
registration of, and deliver the Aonds which the holder making
the exchange is entitled to receive.
All Bonds surrendered upon any exchange or transfer
provided for in this resolution shall be promptly cancelled by
the Bond Registrar and thereafter disposed of as directed by
the City.
All Bonds delivered in exchange for or upon transfer
of Bonds shall be valid general obligations of the City
evidencing the same debt, and entitled to the same benefits
under this resolution, as the Ronds surrendered for s~~ch
exchange or transfer.
Every Bond presented or surrendered for transfer or
• exchange shall be duly endorsed or be accompanied by a written
instrument of transfer, in form satisfactory to the Bond
Registrar, duly executed by the holder thereof or his attorney
duly authorized in writing.
The Bond Registrar may require payment of a sum
sufficient to cover any tax or other governmental charge
payable in connection with the transfer or exchange of any
Bond.
Transfers shall also be subject to reasonable regula-
tions of the City contained in any agreement with the Bond
Registrar, including regulations which permit the Rond
Registrar to close its transfer books between record dates and
payment dates.
12. Each Bond delivered upon transfer of or in
exchange for. or in lieu of any other Rond shall carry all the
rights to interest accrued and unpaid, and to accrue, which
were carried by such other Bond.
14
•
13. Interest on any Bond shall be paid on each
• interest payment date by check or draft mailed to the person in
whose name the Bond is registered (the "Holder") on the
registration books of the City maintained by the Bond Registrar
and at the address appearing thereon at the close of business
on the fifteenth day of the calendar month next preceding such
interest payment date (the "Regular Record Hate"). Any such
interest not so timely paid shall cease to be payable to the
person who is the Holder thereof_ as of the Regular Record Hate,
and shall be payable to the person who is the Holder thereof at
the close of business on a date (the "Special Record Date")
fixed by the Bond Registrar whenever money becomes available
for payment of the defaulted interest. Notice of the Special
Record Date shall be given by the Bond Registrar to the Holders
not less than 10 days prior to the Special Record Date.
14. The City and the Bond Registrar may treat the
person in whose name any Bond is registered as the owner of
such Bond for the purpose of receiving payment of principal of
and premium, if any, and interest (subject to the payment
provisions in paragraph 13 above) on, such Bond and for all
other purposes whatsoever whether or not such Bond shall be
overdue, and neither the City nor the Bond Registrar shall be
affected by notice to the contrary.
15. The Bonds when so prepared and executed shall be
delivered by the Clerk-Treasurer to the Purchaser upon receipt
• of the purchase price, and the Purchaser shall not be obliged
to see to the proper application thereof.
16. There is hereby created a special fund to be
designated "General Obligation Tax Increment Ronds of 1985
Fund" (the "Fund") to be held and administered by the
Clerk-Treasurer separate and apart from all other funds of the
City. The Fund shall be maintained in the manner herein
specified until all of the Bonds herein authorized and any
other general obligation tax increment bonds hereafter issued
for the Project, including any modifications or additions
thereto and made payable from the Fund, and the interest
thereon have been fully paid. There shall be maintained in the
Fund two separate accounts to be designated the "Capital
Account" and the "Debt Service Account", respectively. The
proceeds of the sale of the Bonds herein authorized, less any
accrued interest received thereon, and less any amount paid f_or
the Bonds in excess of $1,280,500, and less capitalized
interest in the amount of $ 286,823 (together with interest
earnings thereon and subject to such other adjustments as are
appropriate to provide sufficient funds to pay interest due on
the Bonds on or before March 1, 1987), shall be credited to
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the Capital Account, from which there shall be paid all costs
and expenses of the Project, including the cost of any
. construction contracts heretofore let anc~ all other costs
incurred and to be incurred of the kind authorized in Minnesota
Statutes, Section 475.65; and the moneys in said account shall
be used for no other purpose except as otherwise provided by
law; provided that the Bond proceeds may also be used to the
extent necessary to pay interest on the Bonds due prior to the
anticipated date of commencement of the collection of taxes
herein levied or covenanted to be levied and the receipt of tax
increments. There is hereby pledged and there shall be
credited to the Debt Service Account (a) all accrued interest
received upon delivery of the Bonds; (b) all funds paid for the
Bonds in excess of $1,280,500; (c) capitalized interest in the
amount of $ 286,823 (together with interest earnings thereon
and subject to such other adjustments as are appropriate to
provide sufficient funds to pay interest due on the Bonds on or
before March 1, 1987); (d) collection of all of the tax
increments the "Tax Increments") to be received from the Tax
Increment District for the payment of the principal of and the
interest on the Bonds, subject to the right of the City, to
pledge or apply the Tax Increments to the payment of any other
public costs of redevelopment of the Development District, as
may be from time to time modified, including debt service on
any obligations issued or otherwise incurred with respect to
such costs, whether or not such pledge or application is made
prior to, on a parity with or subordinate to the pledge and
• application of the Tax Increments to the payment of debt
service on the Bonds; (e) any guaranty payments or letter of
credit proceeds paid pursuant to the Development Agreement
dated June 10, 1985 between the City and Coffman Housing
Partnership (the "Development Agreement"), but only to the
extent such payments do not exceed 25$ of the debt service on
the Bonds in any calendar year; (f) any collections of all
taxes which may hereafter be levied in the event that the tax
increments herein pledged to the payment of the principal and
interest on the Bonds are insufficient therefore; (g) all funds
remaining in the Capital Account after completion of the
Project and payment of the costs thereof; and (h) all
investment earnings on funds held in the nebt Service Account.
The Debt Service Account herein created shall be used solely to
pay the principal and interest and any premiums for redemption
of the Bonds issued hereunder and any other general obligation
tax increment bonds of the City hereafter issued by the City
and made payable from said account as provided by law. Any
sums from time to time held in the Debt Service Account (or any
other City account which will be used to pay principal or
interest to become due on the bonds payable therefrom) in
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' excess of amounts which under the applicable federal arbitrage
regulations may be invested without regard as to yield shall
• not be invested at a yield in excess of the applicable yield
restrictions imposed by said arbitrage regulations on such
investments after taking into account any applicable "temporary
periods" made available under the federal arbitrage
regulations. In addition, money in the Account shall not be
invested in obligations or deposits issued by, guaranteed by or
insured by the United States or any agency or instrumentality
thereof if and to the extent that such investment would cause
the Bonds to be "federally guaranteed" within the meaning of_
Section 103(h) of the Internal Revenue Code of 1954, as
amended.
17. The County Auditor of Ramsey County has certified
the original assessed value (as defined in Minnesota Statutes,
Section 273.73, Subdivision 7) of property in the Tax Increment
District as of January 1, 1984 is $ ~ The County Auditor
shall determine in each year if the then current assessed value
of property in the Tax Increment District exceeds the original
assessed value, and shall calculate, in the manner provided in
Minnesota Statutes, Section 273.76, Subdivision 3, the captured
assessed value (as defined therein) attributable to the Tax
Increment District. The City hereby determines to retain 100$
of the captured assessed value for purposes of tax increment
financing. The County Auditor shall, in each such year,
compute the mill rates to be extended against the captured
• assessed value in the manner provided in Minnesota Statutes,
Section 273.76, Subdivision 3, and the tax generated thereby
shall constitute the Tax Increments for the year in which it is
received. The County Treasurer will remit to the City the Tax
Increments so received until the cost of the Project, including
principal of the interest on the Bonds, has been paid and the
City has been fully reimbursed for any principal of and
interest on the Bonds which have been paid from any taxes
levied. The City hereby appropriates the Tax Increments to the
Debt Service Account,. which appropriation shall continue ~intil
all of the Bonds, and any additional bonds payable from the
Debt Service Account, are paid or discharged. The City hereby
expressly reserves the right to use the Tax Increments to
finance costs set forth in the Plan not financed hereby or to
finance costs of other projects to be undertaken from time to
time within the Development District in accordance with the
Program and the Plan as may from time to time be amended.
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18. On or before October 10 of each year, the
Clerk-Treasurer shall certify to the County Auditor of Ramsey
• County the amount of Tax Increments and any other funds
appropriated to and then held in the Debt Service Account and
the estimated collections of Tax Increments to be received in
the next succeeding year. In the event that it is anticipated
that the aggregate of said sums will not be sufficient to pay
the principal and interest on the Bonds to become due in the
first calendar year thereafter and the first six months of the
succeeding calendar year, the City council shall pass a
resolution requesting the County Auditor of Ramsey County to
levy an ad valorem tax in an amount as is necessary, together
with the aforementioned funds then held in the Debt Service
Account and said estimated collections of Tax Increments to pay
the principal and interest on the Bonds to become due during
said period.
19. For the purpose of complying with the provisions
of Minnesota Statutes, Section 273.75, Subdivision 5, the City
has entered into the Development Agreement for the development
for housing purposes of at least 90 percent of the Tax
Increment District property to be acquired by the City with the
proceeds of the Bonds, which Development Agreement provides for
recourse for the City should such development not be completed.
20. The Tax Increments are such that if collected in
full they, together with estimated collections of other
revenues herein pledged for the payment of the Bonds, will
• produce at least five percent in excess of the amount needed to
meet when due the principal and interest payments on the Ronds.
21. For the prompt and full payment of the principal
and interest on the Bonds, as the same respectively become due,
the full faith, credit and taxing powers o.f the City shall he
and are hereby irrevocably pledged. If the balance in the Debt
Service Account is ever insufficient to pay all principal and
interest then due on the Bonds payable therefrom, the
deficiency shall be promptly paid out of any other funds of the
City which are available for such purpose, and such other funds
may be reimbursed with or without interest from the nebt
Service Account when a sufficient balance is available therein.
22. The Clerk-Treasurer is hereby directed to file a
certified copy of this resolution with the County Auditor of
Ramsey County, Minnesota, together with such other information
as he shall require, and to obtain from the Auditor his
certificate that the Bonds have been entered in the Auditor's
Bond Register.
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23. The officers of the City are hereby authorized
• and directed to prepare and furnish to the Purchaser of the
Bonds, and to the attorneys approving the legality of the
issuance thereof, certified copies of all proceedings and
records of the City relating to the Aonds and to the fianncial
condition and affairs of the City, and such oteer affidavits,
certificates and information as are required to show the facts
relating to the legality and marketability of the Ronds as the
same appear from the books and records under their custody and
control or as otherwise known to them, and all such certified
copies, certificates and affidavits, including any heretofore
furnished, shall be deemed representations of the pity as to
the facts recited therein.
24. Notwithstanding any provisions herein to the
contrary the City reserves the right to terminate, reduce, or
apply to other lawful purposes the Tax Increments herein
pledged to the payment of the Ronds and interest thereon to the
extent and in the manner permitted by law.
The motion for the adoption of the foregoing
resolution was duly seconded by member Ciernia and
upon vote being taken thereon, the following voted in favor
thereof:
all
• and the following voted against the same: none
Whereupon said resolution was declared duly passed
and adopted.
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STATE OF MINNESOTA
COUNTY OF RAMSEY
CITY OF b'ALCON HEIGHTS
I, the undersigned, being the duly qualified and
acting Clerk-Treasurer of the City of Falcon Heights,
Minnesota, DO HEREBY CERTIFY that I have compared the attached
and toreyoing extract of minutes with the original thereof on
file in my office, and that the same is a full, true and
complete transcript of the minutes of a meeting of the City
Council of said City, duly called and held on the date therein
indicated, insofar as such -ninutes relate to opening and
considering bids for, and awarding the sale of $1,3UU,000
General Obligation Tax Increiaent Bonds of 1985 of said City.
. WITNESS my hand and the seal of said City this 10
day of June , 1985.
~s>i '
Clerk-Treasurer
(SEAL)
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