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P.-85-~8
i EXTRACT OF MINUTES OF A MEETING OF THE
CITY COUNCIL OF THE CITY OF
FALCON HEIGHTS, MINNESOTA
HELD: December 3, 1985
Pursuant to due call and notice thereof, a special meeting
of the City Council of the City of Falcon Heights, Ramsey
County, Minnesota, was duly called and held at the City Hall in
said City on Tuesday, the 3rd day of December, 1985, at 6:00
P.M. for the purpose of opening and considering bids for, and
awarding the sale of, $745,000 General Obligation Tax Increment
Bonds of 1985, Series B, of the City.
The following members were present: Mayor r.ggert, Councilmembers
Lard, Ciernia, Chenoweth and Ealdwin
and the following were absent: ivTone
The Clerk-Treasurer presented affidavits showing
• publication of notice of call for bids on $745,000 General
Obligation Tax Increment Bonds of 1985, Series B, of the City,
for whic'n bids were to be received at this meeting, in
accordance with the resolution adopted by the City Council on
November 13, 1985. The affidavits were examined, found to
comply with the provisions of Minnesota Statutes, Chapter 475,
and were approved and ordered placed on file.
The Council proceeded to receive and open bids for
the sale of the Bonds. The following bids were received:
Bidder Interest Rate Net Interest Cost
..
The Council then proceeded to consider and discuss
the bids, after which member _ Piayor Eggert introduced
• the following resolution and moved its adoption:
R-85-68
RESOLUTION ACCEPTING BID ON SALE OF
$745,000 GENERAL OBLIGATION TAX INCREMENT
BONDS OF 1985, SERIES B,
PROVIDING FOR THEIR ISSUANCE ACED
PLEDGING TAX INCREMENTS FOR THE SECURITY THEREOF
WHEREAS:
A. The City Council of the City of Falcon Heights
has heretofore created Development District No. 1 (the
"Development District") pursuant to the provisions of Minnesota
Statutes, Chapter 472A, and has approved a development program
(the "Program") with respect to the Development District;
B. The Council has also approved a tax increment
financing plan (the "Plan") and created Economic Development
District No. 1-3 within the Development District (the "Tax
Increment District") under the provisions of Minnesota
Statutes, Sections 273.71 through 273.78;
C. Pursuant to the provisions of the Program and the
Plan, funds are to be expended within the Development District
. for certain capital and administrative costs of the Development
District, specifically costs of acquiring land and making
certain public storm drainage and sewer improvements
(hereinafter referred to as the "Project");
NOW, THEREFORE, BE IT RESOLVED by the Council of the
City of Falcon Heights, Minnesota, as follows:
1. Acceptance of Offer. The bid of
t e Purchaser") to pure ase ,
General Obligation Tax Increment Bonds of 1985, Series B, of
the City (hereinafter referred to as the "Bonds" or
individually as a "Bond"), in accordance with the notice of
bond sale, at the rates of interest hereinafter set forth, and
to pay therefor the sum of $ plus interest accrued
to settlement is hereby found, determined and declared to be
the most favorable bid received and is hereby accepted, and the
Bonds are hereby awarded to said bidder. The Clerk-Treasurer
is directed to retain the deposit of said bidder and to
forthwith return the good faith checks or drafts to the
unsuccessful bidders.
• 2
d
2. Original Issue Date; Denominations; Maturity.
The Bonds shall be titled 'General Obligation Tax Increment
• Bonds of 1985, Series B", shall be dated December 1, 1985, as
the date of original issue, and shall be issued forthwith as
fully registered bonds. The Bonds shall be numbered from R-1
upward in the denomination of $5,000 each or in any integral
multiple thereof of a single maturity. The Bonds shall mature
on March 1 in the years and amounts as follows:
Years Amounts
1990 $ 20,000
1991 75,000
1992 125,000
1993 150,000
1994 175,000
1995 200,000
3. Combination of Maturities. For the purposes of
complying with Minnesota Statutes, Section 475.54, Subdivision
1, the maturity schedule for the Bonds has been combined with
the maturity schedules for the City's outstanding $525,000
General Obligation Tax Increment Improvement Bonds of 1983,
dated September 1, 1983, $600,000 General Obligation Tax
Increment Bonds of 1984, Series B, dated November 1, 1984, and
$1,300,000 General Obligation Tax Increment Bonds of 1985,
dated June 1, 1985, as permitted by Minnesota Statutes, Section
• 475.54, Subdivision 2.
4. Purpose. The Bonds shall provide funds to
finance the Project. Pursuant to the Plan adopted by the City,
tax increments derived from the Tax Increment District
established pursuant to the Plan, have been pledged to the
payment of the Bonds and interest thereon. The estimated
collection of the tax increments exceeds 20$ of_ the cost of the
Project. The total cost of the Project, which shall include
all costs enumerated in Minnesota Statutes, Section 475.65, is
estimated to be at least equal to the amount of the Bonds
herein authorized. Mork on the Project shall proceed with due
diligence to completion.
5. Interest. The Bonds shall bear interest payable
semiannually on arc 1 and September 1 of each year commencing
September 1, 1986, at the respective rates per annum set forth
opposite the maturity years as follows:
3
•
Maturity Years
• 1990
1991
1992
1993
1994
1995
Interest Rates
6. Redemption. All Bonds of this issue maturing in
the years 1994 and 1995 shall be subject to redemption and
prepayment at the option of the City on March 1, 1993, and on
any interest payment date thereafter at par and accrued
interest. Redemption may be in whole or in part of the Bonds
subject to prepayment. If redemption is in part, those Bonds
remaining unpaid which have the latest maturity date shall be
prepaid first; and if only part of the Bonds having a common
maturity date are called for prepayment, the specific Bonds to
be prepaid shall be chosen by lot by the Bond Registrar.
Published notice of redemption shall in each case be given in
accordance with law, and mailed notice of redemption shall be
given to the paying agent and to each registered holder of the
Bonds.
To effect a partial redemption of Bonds having a com-
mon maturity date, the Bond Registrar prior to giving notice of
redemption shall assign to each Bond having a common maturity
• date a distinctive number for each $5,000 of the principal
amount of such Bond. The Bond Registrar shall then select by
lot, using such method of selection as it shall deem proper in
its discretion, from the numbers so assigned to such Bonds, as
many numbers as, at $5,000 for each number, shall equal the
principal amount of such Bonds to be redeemed. The Bonds to be
redeemed shall be the Bonds to which were assigned numbers so
selected; provided, however, that only so much of the principal
amount of each such Bond of a denomination of more than $5,000
shall be redeemed as shall equal $5,000 for each number
assigned to it and so selected. If a Bond is to be redeemed
only in part, it shall be surrendered to the Bond Registrar
(with, if the City or the Bond Registrar so requires, a written
instrument of transfer in form satisfactory to the City and the
Bond Registrar duly executed by the holder thereof or his
attorney duly authorized in writing) and the City shall execute
(if necessary) and the Bond Registrar shall authenticate and
deliver to the holder of such Bond, without service charge, a
4
•
new Bond or Bonds of the same series having the same stated
maturity and interest rate and of any authorized denomination
• or denominations, as requested by such holder, in aggregate
principal amount equal to and in exchange for the unredeemed
portion of the principal of the Bond so surrendered.
7. Bond Registrar. ,
in Minnesota, is appointed to act as bond
registrar and transfer agent (the "Bond Registrar") and shall
do so unless and until a successor Bond Registrar is duly
appointed, all pursuant to any contract the City and Bond
Registrar shall execute which is consistent herewith. The Bond
Registrar shall also serve as paying agent unless and until a
successor paying agent is duly appointed. Principal and
interest on the Bonds shall be paid to the registered holders
(or record holder) of the Bonds in the manner set forth in the
form of Bond and paragraph 13 of this resolution.
8. Form of Bond. The Bonds to be issued hereunder,
together with the Bond Registrar's Certificate of
Authentication, the form of Assignment and the registration
information thereon, shall be in substantially the following
form:
•
•
5
UNITED STATES OF AMERICA
STATE OF MINNESOTA
RAMSEY COUNTY
CITY OF FALCON HEIGHTS
R- _ $
GENERAL OBLIGATION TAX INCREMENT
BOND OF 1985, SERIES B
INTEREST MATURITY DATE OF
RATE DATE ORIGINAL ISSUE CUSIP
December 1, 1985
REGISTERED OWNER:
PRINCIPAL AMOUNT:
KNOW ALL PERSONS BY THESE PRESENTS that the City of
Falcon Heights, Ramsey County, Minnesota (the "Issuer"),
certifies that it is indebted and for value received promises
to pay to the registered owner specified above, or registered
assigns, in the manner hereinafter set forth, the principal
• amount specified above, on the maturity date specified above,
unless called for earlier redemption, and to pay interest
thereon semiannually on March 1 and September 1 of each year
(each, an "Interest Payment Date"), commencing September 1,
1986, at the rate per annum specified above (calculated on the
basis of a 360-day year of twelve 30-day months) until the
principal sum is paid or has been provided for. This Bond will
bear interest from the most recent Interest Payment Date to
which interest has been paid or, if no interest has been paid,
from the date of original issue hereof. The principal of and
premium, if any, on this Bond are payable upon presentation and
surrender hereof at the principal office of
in Minnesota the 'Bond
Registrar"), acting as paying agent, or any successor paying
agent duly appointed by the Issuer. Interest on this Bond will
be paid on each Interest Payment Date by check or draft mailed
to the person in whose name this Bond is registered (the
"Holder" or "Bondholder") on the registration books of the
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Issuer maintained by the Bond Registrar and at the address
appearing thereon at the close of business on the fifteenth day
• of the calendar month next preceding such Interest Payment Date
(t'ne "Regular Record Date"). Any interest not so timely paid
shall cease to be payable to the person who is the Holder
hereof as of the Regular Record Date, and shall be payable to
the person who is the Holder hereof at the close of business on
a date (the "Special Record Date") fixed by the Bond Registrar
whenever money becomes available for payment of the defaulted
interest. Notice of the Special Record Date shall be given to
Bondholders not less than ten days prior to the Special Record
Date. The principal of and premium, if any, and interest on
this Bond are payable in lawful money of the United States of
America.
REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF
THIS BOND SET FORTH ON THE REVERSE HEREOF, WHICH PROVISIONS
SHALL FOR ALL PURPOSES HAVE THE SAME EFFECT AS IF SET FORTH
HERE.
IT IS HEREBY CERTIFIED AND RECITED that all acts,
conditions and things required by the Constitution and laws of
the State of Minnesota to be done, to happen and to be
performed, precedent to and in the issuance of this Bond, have
been done, have happened and have been performed, in regular
and due form, time and manner as required by law, and this
Bond, together with all other debts of the Issuer outstanding
on the date of original issue hereof and the date of its
issuance and delivery to the original purchaser, does not
exceed any constitutional or statutory limitation of
indebtedness.
IN WITNESS WHEREOF, the City of Falcon Heights,
Ramsey County, Minnesota, by its City Council has caused this
Bond to be executed in its behalf by the facsimile signatures
of the Mayor and the Clerk-Treasurer, the corporate seal of the
Issuer having been intentionally omitted as permitted by law.
•
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C7
Date of Registration:
n
U
BOND REGISTRAR'S
CERTIFICATE OF
AUTHENTICATIOI~T
This Bond is one of the
Bonds described in the
within mentioned
Resolution.
Bond Registrar
By
Authorized Signature
Registrable by:
Payable at:
CITY OF FALCON HEIGHTS,
RAMSEY COUNTY, MINNESOTA
/s/ Facsimile
Mayor
/s/ Facsimile
Clerk-Treasurer
8
ON REVERSE OF BOND
All Bonds of this issue maturing in the years 1994
and 1995 are subject to redemption and prepayment at the option
of the Issuer on March 1, 1993 and on any Interest Payment Date
thereafter at par and accrued interest. Redemption may be in
whole or in part of the Bonds subject to prepayment. If
redemption is in part, those Bonds remaining unpaid which have
the latest maturity date shall be prepaid first; and if only
part of the Bonds having a common maturity date are called for
prepayment, the specific Bonds to be prepaid shall be chosen by
lot by the Bond Registrar. Published notice of redemption
shall in each case be given in accordance with law, and mailed
notice of redemption shall be given to the paying agent and to
the Holders of the Bonds.
To effect a partial redemption of Bonds having a
common maturity date, the Bond Registrar shall assign to each
Bond having a common maturity date a distinctive number for
each $5,000 of the principal amount of such Bond. The Bond
Registrar shall then select by lot, using such method of
selection as it shall deem proper in its discretion, from the
numbers assigned to the Bonds, as many numbers as, at $5,000
for each number, shall equal the principal amount of such Bonds
to be redeemed. The Bonds to be redeemed shall be the Bonds to
which were assigned numbers so selected; provided, however,
• that only so much of the principal amount of such Bond of a
denomination of more than $5,000 shall be redeemed as shall
equal $5,000 for each number assigned to it and so selected.
If a Bond is to be redeemed only in part, it shall be
surrendered to the Bond Registrar (with, if the Issuer or the
Bond Registrar so requires, a written instrument of transfer in
form satisfactory to the Issuer and the Bond Registrar duly
executed by the Holder thereof or his attorney duly authorized
in writing) and the Issuer shall execute (if necessary) and the
Bond Registrar shall authenticate and deliver to the Holder of
such Bond, without service charge, a new Bond or Bonds of the
same series having the same stated maturity and interest rate
and of any authorized denomination or denominations, as
requested by such Holder, in aggregate lrincipal amount equal
to and in exchange for the unredeemed portion of the principal
of the Bond so surrendered.
9
•
This Bond is one of an issue in the total principal
amount of $745,000, all of like date of original issue and
• tenor, except as to number, maturity, interest rate,
denomination and redemption privilege, which Bond has been
issued pursuant to and in full conformity with the Constitution
and laws of the State of Minnesota and pursuant to a resolution
adopted by the City Council on December 3, 1985 (the "Resolu-
tion"), for the purpose of providing money to finance the
payment of certain capital and administration costs within
Development District L~To. 1. This Bond is payable out of the
General Obligation Tax Increment Bonds of 1985, Series B, Fund
of the Issuer, primarily from certain tax increments derived
from a tax increment district located within the City of Falcon
Heights. This Bond constitutes a general obligation of the
Issuer, and to provide moneys for the prompt and full payment
of the principal and interest when the same become due, the
full faith and credit and taxing powers of the Issuer have been
and are hereby irrevocably pledged.
The Bonds are issuable solely as fully registered
Bonds in the denominations of $5,000 and integral multiples
thereof and are exchangeable for fully registered Bonds of
other denominations in equal aggregate principal amounts and in
authorized denominations at the principal office of the Bond
Registrar, but only in the manner and subject to the
limitations provided in the Resolution. Reference is hereby
made to the Resolution for a description of the rights and
• duties of the Bond Registrar. Copies of the Resolution are on
file in the principal office of the Bond Registrar.
This Bond is transferable by the Holder in person or
by his attorney duly authorized in writing at the principal
office of the Bond Registrar upon presentation and surrender
hereof to the Bond Registrar, all subject to the terms and
conditions provided in the Resolution and to reasonable regula-
tions of the Issuer contained in any agreement with the Bond
Registrar. Thereupon the Issuer shall execute and the Bond
Registrar shall authenticate and deliver, in exchange for this
Bond, one or more new fully registered Bonds in the name of the
transferee (but not registered in blank or to "bearer" or
similar designation), of an authorized denomination or
denominations, in aggregate principal amount equal to the
principal amount of_ this Bond, of the same maturity and bearing
interest at the same rate.
The Bond Registrar may require payment of a sum
sufficient to cover any tax or other governmental charge
payable in connection with the transfer or exchange of this
Bond and any legal or unusual costs regarding transfers and
lost Bonds.
•
10
The Issuer and the Bond Registrar may treat the
person in whose name this Bond is registered as the owner
hereof for the purpose of receiving payment as herein provided
(except as otherwise provided on the reverse side hereof with
respect to the Record Date) and for all other purposes, whether
or not this Bond shall be overdue, and neither the Issuer nor
the Bond Registrar shall be affected by notice to the contrary.
This Bond shall not
any purpose or be entitled to
Certificate of Authentication
by the Bond Registrar.
be valid or 'oecome obligatory for
any security unless the
hereon shall have been executed
The following abbreviations, when used in the inscription
on the face of this Bond, shall be construed as though they
were written out in full according to applicable laws or
regulations:
TEN COM - as tenants in common
TEN ENT - as tenants by the entireties
JT TEN - as joint tenants with right of survivorship
and not as tenants in common
• UNIF GIFT MIN ACT Custodian
Cush- tdinor
under Uniform Gifts to Minors
Ac t
State
Additional abbreviations may also be used
though not in the above list.
• 11
ASSIGNMENT
• For value received, the undersigned hereby sells,
assigns and transfers unto
the within Bond and does
hereby irrevocably constitute and appoint
attorney to transfer the Bond on the books kept for the
registration thereof, with full power of substitution in the
premises.
Dated:
Notice: The assignor's signature to this assignment
must correspond with the name as it appears
upon the face of the within Bond in every
particular, without alteration or any
change whatever.
Signature Guaranteed:
Signature(s) must be guaranteed by a national bank or trust
company or by a brokerage firm having a membership in one of
• the major stock exchanges.
The Bond Registrar will not effect transfer of this Bond
unless the information concerning the transferee requested
below is provided.
Name and Address:
(Include information for all joint owners
if the Bond is held by joint account.)
C:
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9. Execution. The Bonds shall be executed on behalf
of the City by the signatures of its Mayor and Clerk-Treasurer
• and be sealed with the seal of the City; provided, however,
that the seal of the City may be a printed facsimile; provided
further that both of such signatures may be printed facsimiles
and the corporate seal may be omitted on the Bonds as permitted
by law. In the event of disability or resignation or other
absence of either such officer, the Bonds may be signed by the
manual or facsimile signature of that officer who may act on
behalf of such absent or disabled officer. In case either such
officer whose signature or facsimile of whose signature shall
appear on the Bonds shall cease to be such officer before the
delivery of the Bonds, such signature or facsimile shall
nevertheless be valid and sufficient for all purposes, the same
as if he or she had remained in office until delivery.
10. Authentication. No Bond shall be valid or
obligatory for any purpose or be entitled to any security or
benefit under this resolution unless and until a Certificate of
Authentication on such Bond, substantially in the form
hereinabove set forth, shall have been duly executed by an
authorized representative of the Bond Registrar. Certificates
of Authentication on different Bonds need not be signed by the
same person. The Bond Registrar shall authenticate the
signatures of officers of the City on each Bond by execution of
the Certificate of Authentication on the Bond and by inserting
as the date of registration in the space provided the date on
• which the Bond is authenticated, except that for purposes of
delivering the original Bonds to the Purchaser, the Bond
Registrar shall insert as a date of registration the date of
original issue, which date is December 1, 1985. The executed
Certificate of Authentication on each Bond shall be conclusive
evidence that it has been authenticated and delivered under
this resolution.
11. Registration; Transfer; Exchange. The City will
cause to be kept at the principal office of the Bond Registrar
a bond register in which, subject to such reasonable
regulations as the Bond Registrar may prescribe, the Bond
Registrar shall provide for the registration of Bonds and the
registration of transfers of Bonds entitled to be registered or
transferred as herein provided.
Upon surrender for transfer of any Bond at the
principal office of the Bond Registrar, the City shall execute
(if necessary), and the Bond Registrar shall authenticate,
•
13
insert the date of registration of (as provided in paragraph
10) and deliver, in the name of the designated transferee or
• transferees, one or more new Bonds of any authorized
denomination or denominations of a like aggregate principal
amount, having the same stated maturity and interest rate, as
requested by the transferor; provided, however, that no bond
may be registered in blank or in the name of "bearer" or
similar designation.
•
•
At the option of the holder, Bonds may be exchanged
for Bonds of any authorized denomination or denominations of a
like aggregate principal amount and stated maturity, upon
surrender of the Bonds to be exchanged at the principal office
of the Bond Registrar. Whenever any Bonds are so surrendered
for exchange, the City shall execute (if necessary), and the
Bond Registrar shall authenticate, insert the date of
registration of, and deliver the Bonds which the holder making
the exchange is entitled to receive.
All Bonds surrendered upon any exchange or transfer
provided for in this resolution shall be promptly cancelled by
the Bond Registrar and thereafter disposed of as directed by
the City.
All Bonds delivered in exchange for or upon transfer
of Bonds shall be valid general obligations of the City
evidencing the same debt, and entitled to the same benefits
under this resolution, as the Bonds surrendered for such
exchange or transfer.
Every Bond presented
exchange shall be duly endorsed
instrument of transfer, in form
Registrar, duly executed by the
duly authorized in writing.
~r surrendered for transfer or
or be accompanied by a written
satisfactory to the Bond
holder thereof or his attorney
The Bond Registrar may require payment of a sum
sufficient to cover any tax or other governmental charge
payable in connection with the transfer or exchange of any Bond
and any legal or unusual costs regarding transfers and lost
Bonds.
Transfers shall also be subject to reasonable regula-
tions of the City contained in any agreement with the Bond
Registrar, including regulations which permit the Bond
Registrar to close its transfer books between record dates and
payment dates.
14
12. Rights Upon Transfer or Exchange. Each Bond
delivered upon transfer of or in. exchange for or in lieu of any
• other Bond shall carry all the rights to interest accrued and
unpaid, and to accrue, which were carried by such other Bond.
13. Interest Payment; Record Date. Interest on any
Bond shall be paid on each interest payment date by check or
draFt mailed to the person in whose name the Bond is registered
(the "Holder") on the registration books of the City maintained
by the Bond Registrar and at the address appearing thereon at
the close of business on the fifteenth day of_ the calendar
month next preceding such interest payment date (the "Regular
Record Date"). Any such interest not so timely paid shall
cease to be payable to the person who is the Holder thereof as
of the Regular Record Date, and shall be payable to the person
who is the Holder thereof at the close of business on a date
(the "Special Record Date") fixed by the Bond Registrar
whenever money becomes available for payment of the defaulted
interest. Notice of the Special Record Date shall be given by
the Bond Registrar to the Holders not less than ten (10) days
prior to the Special Record Date.
14. Treatment of Registered Owner. The City and the
Bond Registrar may treat t'ne person in whose name any Bond is
registered as the owner of such Bond for the purpose of
receiving payment of principal of and premium, if any, and
interest (subject to the payment provisions in paragraph 13
• above) on, such Bond and for all other purposes whatsoever
whether or not such Bond shall be overdue, and neither the City
nor the Bond Registrar shall be affected by notice to the
contrary.
15. Delivery; Application of Proceeds. The Bonds
when so prepared and executed shall be delivered by the
Clerk-Treasurer to the Purchaser upon receipt of the purc'nase
price, and the Purchaser shall not be obliged to see to the
proper application thereof.
16. Fund and Accounts. There is hereby created a
special fund to be designated "General Obligation Tax Increment
Bonds of 1985, Series B, Fund" (the "Fund") to be held and
administered by the Clerk-Treasurer. The Fund shall be
continued and maintained as a separate permanent account of the
City in the manner herein specified until all of the Bonds
herein authorized and any other general obligation tax
increment bonds hereafter issued for the Project (including any
•
15
modifications or additions thereto)
Fund, and t'ne interest thereon, have
• shall be maintained in the Fund two
designated the "Capital Account" and
Account", respectively.
and made payable from the
been fully paid. There
separate accounts, to be
the "Debt Service
(i) Capital Account. The proceeds of the
sale of the Bonds herein authorized, less any
accrued interest received thereon, and less any
amount paid for the Bonds in excess of $733,825,
and less capitalized interest in the amount of
$137,450 (together with interest earnings thereon
and subject to such other adjustments as are
appropriate to provide sufficient funds to pay
interest due on the Bonds on or before March 1,
1988), shall be credited to the Capital Account,
from which there shall be paid all costs and
expenses of the Project, including the cost of any
construction contracts heretofore let and all
other costs incurred and to be incurred of the
kind authorized in Minnesota Statutes, Section
475.65; and the moneys in said account shall be
used for no other purpose except as otherwise
provided by law; provided that the Bond proceeds
may also be used to the extent necessary to pay
interest on the Bonds due prior to the anticipated
date of commencement of the collection of taxes
• herein levied or covenanted to be levied and the
receipt of tax increments.
(ii) Debt Service Account. There is hereby
pledged and there shall be credited to the Debt
Service Account (a) all accrued interest received
upon delivery of the Bonds; (b) all funds paid for
the Bonds in excess of $733,825; (c) capitalized
interest in the amount of $137,450 (together with
interest earnings thereon and subject to such
other adjustments as are appropriate to provide
sufficient funds to pay interest due on the Bonds
on or before March 1, 1988); (d) collection of all
of the tax increments (the "Tax Increments") to be
received from the Tax Increment District for the
payment of the principal of and the interest on
the Bonds, subject to the right of the City to
pledge or apply the Tax Increments to the payment
of any ot'ner public costs of redevelopment of the
Development District, as it may be from time to
time modified, including debt service on any
• 16
obligations issued or otherwise incurred with
respect to such costs, whether or not such pledge
• or application is made prior to, on a parity with
or subordinate to the pledge and application of
the Tax Increments to the payment of debt service
on the Bonds; (e) any guaranty payments paid
pursuant to the Development Agreement dated
December _, 1985, between the City and Stratford
Investments, Ltd. (the "Development Agreement"),
but only to the extent such payments do not exceed
twenty-five percent (25~) of the debt service on
the Bonds in any calendar year or five percent
(5$) of the cumulative debt service on the Bonds,
all as more specifically provided in the Develop-
ment Agreement; (f) any collections of all taxes
which may hereafter be levied in the event that
the tax increments herein pledged to the payment
of the principal and interest on the Bonds are
insufficient therefore; (g) all funds remaining in
the Capital Account after completion of the
Project and payment of the costs thereof; (h) tax
increments generated by other tax increment
districts in the Development District, to the
extent necessary to pay debt service on the Ronds
and to the extent available for such purpose and
consistent with covenants made in any resolutions
governing bonds payable from the tax increments of
• such other tax increment districts; and (i) all
investment earnings on funds held in the Debt
Service Account. The Debt Service Account herein
created shall be used solely to pay the principal
and interest and any premiums for redemption of
the Bonds issued hereunder and any other general
obligation tax increment bonds of the City
hereafter issued by the City and made payable from
said account as provided by law.
Any sums from time to time held in the Debt Service Account (or
any other City account which will be used to pay principal or
interest to become due on the bonds payable therefrom) in
excess of amounts which under the applicable federal arbitrage
regulations may be invested without regard as to yield shall
not be invested at a yield in excess of the applicable yield
restrictions imposed by said arbitrage regulations on such
investments after taking into account any applicable "temporary
17
•
periods" made available under the federal arbitrage regula-
tions. In addition, money in the Fund shall not be invested in
• obligations or deposits issued by, guaranteed by or insured by
the United States or any agency or instrumentality thereof if
and to the extent that such investment would cause the Bonds to
be "federally guaranteed" within the meaning of Section 103(h)
of the Internal Revenue Code of 1954, as amended (the "Code").
17. Original Assessed Value; Tax Increments; Use of
Tax Increments. The County Auditor of Ramsey County has
certified the original assessed value (as defined in Minnesota
Statutes, Section 273.73, Subdivision 7) of property in the Tax
Increment District as of January 1, 1954. The County Auditor
shall determine in each year if the then-current assessed value
of property in the Tax Increment District exceeds the original
assessed value, and shall calculate, in the manner provided in
Minnesota Statutes, Section 273.76, Subdivision 3, the captured
assessed value (as defined therein) attributable to the Tax
Increment District. The City hereby determines to retain 100
of tha captured assessed value for purposes of tax increment
financing. The County Auditor shall, in each such year,
compute the mill rates to be extended against the captured
assessed value in the manner provided in Minnesota Statutes,
Section 273.76, Subdivision 3, and the tax generated thereby
shall constitute the Tax Increments for the year in which it is
received. The County Treasurer will remit to the City the Tax
Increments so received until the cost of the Project, including
• principal of the interest on the Bonds, has been paid and the
City has been fully reimbursed for any principal of and
interest on the Bonds which have been paid from any taxes
levied. The City hereby appropriates the Tax Increments to the
Debt Service Account, which appropriation shall continue until
all of the Bonds, and any additional bonds payable from the
Debt Service Account, are paid or discharged. The City hereby
expressly reserves the right to use the Tax Increments to
finance costs set forth in the Plan not financed hereby or to
finance costs of other projects to be undertaken from time to
time within the Development District in accordance with the
Program and the Plan, as they may from time to time be amended.
18. Future Tax Levies. On or before October 10 of
each year, the Clerk-Treasurer shall certify to the County
Auditor of Ramsey County the amount of Tax Increments and any
other funds appropriated to and then held in the Debt Service
Account and the estimated collections of Tax Increments to be
received in the next succeeding year. In the event that it is
18
23. Records and Certificates. The officers of the
City are hereby authorized and directed to prepare and furnish
• to the Purchaser of the Bonds, and to the attorneys approving
the legality of the issuance thereof, certified copies of all
proceedings and records of the City relating to the Bonds and
to the fianncial condition and affairs of the City, and such
other affidavits, certificates and information as are required
to show the facts relating to the legality and marketability of
the Bonds as the same appear frorn the books and records under
their custody and control or as otherwise known to them, and
all such certified copies, certificates and affidavits,
including any heretofore furnished, shall be deemed
representations of the City as to the facts recited therein.
24. Reservation of Rights. Notwithstanding any
provisions herein to the contrary tyre City reserves the right
to terminate, reduce, or apply to other lawful purposes the Tax
Increments herein pledged to the payment of the Bonds and
interest thereon to the extent and in the manner permitted by
law.
25. Negative Covenants as to Use of Project. The
City hereby covenants not to use, or cause or permit to be
used, the Project in such a manner as to cause the Bonds to be
"consumer loan bonds," "industrial development bonds," or
"mortgage subsidy bonds", as those terms are defined in
Sections 103(0), 103(b) and 103A of the Code.
• 26. Headings. Headings in this resolution are
included for convenience of reference only, and are not a part
hereof.
The motion for the adoption of the foregoing
resolution was duly seconded by member Bard and
after full discussion thereof and upon vote being taken
thereon, the following voted in favor thereof: Mayor Eggert,
Councilmembers Hard, Ciernia, Chenoweth anal Baldwin.
and the following voted against the same: None
'v4hereupon said resolution was declared duly passed
and adopted.
20
•
' STATE OF MINNESOTA
COUNTY OF RAMSEY
• CITY OF FALCON HEIGHTS
I, the undersigned, being the duly qualified and
acting Clerk-Treasurer of the City of Falcon Heights,
Minnesota, DO HEREBY CERTIFY that I have compared the attached
and foregoing extract of minutes with the original thereof on
file in my office, and that the same is a full, true and
complete transcript of the minutes of a meeting of_ the City
Council of said City, duly called and held on the date therein
indicated, insofar as such minutes relate to opening and
considering bids for, and awarding the sale of, $745,000
General Obligation Tax Increment Bonds of 1985, Series B, of
• said City.
WITNESS my hand and the seal of said City this ~_
day of December, 1985.
l
l =L- --z.--~'
Clerk-Treasurer
SEAL)
21
STATE OF MINNESOTA
COUNTY OF RAMSEY
COUNTY AUDITOR'S CERTIFICATE
AS TO REGISTRATION
I, the undersigned, being the duly qualified and
•
acting County Auditor of Ramsey County, Minnesota, DO HEREBY
CERTIFY that on the day of December, 1985, there was filed
in my office a certified copy of a resolution adopted on
December 3, 1985, by the City Council of the City of Falcon
Heights of said County, authorizing the issuance of $745,000
General Obligation Tax Increment Bonds of 1985, Series B, of
said City, together with full information regarding the
obligations; and said obligations have been entered in my Bond
Register.
WITNESS my hand and the seal of the County Auditor this
day of December, 1985.
(SEAL)
Lou McKenna
County Auditor
Deputy
•