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04-22-2015 Council Packet
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04-22-2015 Council Packet
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Services to be provided are as follows: <br />Annual Filings <br />a. Review of all Continuing Disclosure Agreement/Certificate/Undertaking (CDU)'s of Issuer relative <br />to currently outstanding issuances. <br />b. Creation of a timetable for the anticipated schedule of events relating to the dissemination ofIssuer's <br />annual updated financial information and operating data. <br />c. Submitting the Issuer's annual financial statements to the designated recipient thereof based on the <br />applicable CDU's of Issuer and all laws, rules and regulations relative thereto. <br />d. Delivering a copy of any report or notice submitted in accordance with (c above) to Issuer for its <br />records. <br />e. Respond to Underwriter/Investor inquires and requests. <br />f. Providing recommendations to Issuer relating to future continuing disclosure related matters. <br />Event Notices <br />a. Informing Issuer of the types of events that may require the fling of an "Event Notice". <br />b. Notifying Issuer of any information Ehlers discovers that may require the filing of an Event Notice, <br />and preparation and filing of the required Event Notice. <br />c. Upon notification by Issuer of any circumstances that may require the filing of an Event Notice, <br />prepare and file the required Event Notice. <br />Description of Fees <br />Limited Disclosure Services shall be provided annually for a fee of $750. <br />Future Fee Changes <br />Ehlers reserves the right to adjust fees during the Term of the engagement without prior consent of the Issuer, <br />but not more than annually. Prior to any fee adjustments, the Issuer will be notified in writing of the revised <br />fees and their effective date <br />7 <br />
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