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CITY OF LINO LAKES, MINNESOTA <br />NOTES TO FINANCIAL STATEMENTS <br />December 31, 2021 <br />At December 31, 2021, the City had the following investments and maturities: <br />Investment Maturities (in Years) <br />Fair <br />Less <br />Investment Type Rating <br />Value <br />Than 1 <br />1-3 <br />3 - 6 <br />Brokered certificates of deposit Not rated <br />$16,850,059 <br />$5,921,305 <br />$6,115,091 <br />$4,813,663 <br />Municipal bonds * <br />15,117,703 <br />2,319,217 <br />6,775,004 <br />6,023,482 <br />Federal agency securities AA+ <br />3,523,362 <br />998,860 <br />742,945 <br />1,781,557 <br />4M fund Not rated <br />3,949,696 <br />3,949,696 <br />- <br />- <br />First American Gov't Obligation fund AAAm <br />1,481,418 <br />1,481,418 <br />Total <br />$40,922,238 <br />$14,670,496 <br />$13,633,040 <br />$12,618,702 <br />* AAA $1,419,107; AA+ $1,873,555; AA $5,930,620 <br />Total investments <br />$40,922,238 <br />AA- $1,759,771; A+ $310,154; A $247,878; Aaa $808,556 <br />Deposits <br />13,083,090 <br />Aal $1,380,748; Aa2 $541,193; Aa3 $846,121 <br />Petty cash <br />940 <br />Ratings per Moody's or S&P <br />Total cash and investments <br />$54,006,268 <br />The City categorizes its fair value measurements within the fair value hierarchy established by generally <br />accepted accounting principles. The hierarchNotey is based on the valuation inputs used to measure the <br />fair value of the asset. The hierarchy has three levels. Level 1 investments are valued using inputs that <br />are based on quoted prices in active markets for identical assets. Level 2 investments are valued using <br />inputs that are based on quoted prices for similar assets or inputs that are observable, either directly or <br />indirectly. Level 3 investments are valued using inputs that are unobservable. <br />The City has the following recurring fair value measurements at December 31, 2021: <br />Fair Value Measurement Using <br />Investment Type 12/31/2021 Level 1 Level 2 Level 3 <br />Investments at fair value: <br />Brokered certificates of deposit $16,850,059 $ - $16,850,059 $ - <br />Municipal bonds 15,117,703 - 15,117,703 - <br />Federal agency securities 3,523,362 - 3,523,362 - <br />$0 $35,491,124 $0 <br />Investments not categorized: <br />4M fund 3,949,696 <br />First American Gov't Obligation fund 1,481,418 <br />Total investments $40,922,238 <br />The 4M fund is an external investment pool investment which is regulated by Minnesota Statutes and <br />the Board of Directors of the League of Minnesota Cities. It is an unrated pool and the fair value of the <br />position in the pool is the same as the value of pool shares. The pool is managed to maintain a portfolio <br />weighted average maturity of no greater than 60 days and seeks to maintain a constant net asset value <br />(NAV) of $1 per share. The pool measures its investments at amortized cost in accordance with GASB <br />Statement No. 79. The 4M Plus fund requires funds to be deposited for a minimum of 14 calendar days. <br />Withdrawals prior to the 14-day restriction period are subject to penalty equal to 7 days interest on the <br />amount withdrawn. <br />The First American Government Obligation money market fund is an external investment pool. The <br />fund seeks to maintain a constant net asset value (NAV) of $1 per share. The securities held by the fund <br />are valued on the basis of amortized cost. Shares may be redeemed without penalty on any business <br />day. <br />54 <br />