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HomeMy WebLinkAbout06-04-2018 Council Work Session PacketCITY COUNCIL WORK SESSION AGENDA CITY OF LINO LAKES Monday, June 4, 2018 Community Room 6:00 P.M. 1. Community Solar Gardens, Katie Larsen and Kendra Lindahl, Landform 2. Comprehensive Plan Update, Michael Grochala 3. Review 2017 Annual Audit, Redpath & Company, Ltd. 4. Watermark Update, Michael Grochala 5. City Website Redesign, Jeff Karlson 6. Council Direction on Park Board Opening 7. Council Updates on Boards/Commissions, City Council 8. Monthly Progress Report, Jeff Karlson 9. Review Regular Agenda 10. Adjourn 1 WORK SESSION STAFF REPORT Work Session Item No. 1 STAFF ORIGINATOR: Kendra Lindahl, Landform MEETING DATE: June 4, 2018 TOPIC: Lino Lakes Solar LLC Community Solar Garden Text Amendment INTRODUCTION The applicant Lino Lakes Solar LLC has submitted a text amendment application to allow Community Solar Gardens in the City. The City currently allows individual property to install solar panels on their houses or buildings via a building permit. There have also been a limited number of requests from property owners to install one or two ground-mounted solar panels as accessory uses. The applicant is requesting that the City amend the Zoning Ordinance to allow Community Solar Gardens. Typically, this type of development requires a minimum of five acres of land for installation of solar panels and the associated infrastructure. BACKGROUND The Planning & Zoning staff report dated May 9, 2018 details the project (attached). The Board was supportive of exploring community solar, but raised a number of concerns. Board members did not want to see panels outside of the urban reserve areas, and were concerned about installing panels on developable land. If an ordinance were to be drafted, they would like minimum lot sizes instead of maximum lot sizes, details about screening and landscaping, and decommissioning standards. Following the meeting, staff researched the following items to address questions raised by the Board: • The number of homes that can be powered by 1 MW of energy. The applicant suggests that 300 homes can be powered by 1 MW of energy. Based on staff’s research this seems to be a conservative estimate. The Idaho Public Utility Commission estimates 1 MW could support 650 homes. Staff also found examples stating that 1 MW could support 1,000 homes. Staff notes that panel efficiency varies by region, type of panel, and changes in technology. Panels are becoming more and more efficient every year and that increases in technology will continue to increase the power harvested by the solar cells. • Staff also prepared an exhibit showing Xcel Service Territory over the 2040 Land Use Plan. 2 RECOMMENDATION The Planning & Zoning Board held a public hearing on May 9, 2018. Harold Galvin, representative of ReneSola Power (applicant), spoke about community solar gardens. There were no other public comments. The Board voted unanimously to seek Council input as to whether staff should draft an ordinance regarding community solar gardens. ATTACHMENTS 1. May 9, 2018 Planning & Zoning Board Staff Report which includes: a. Chisago County Solar Ordinance b. Information Brief from the Research Department at the Minnesota House of Representatives on the Xcel Legislation 2. Xcel Service Areas in Lino Lakes 1 PLANNING & ZONING BOARD AGENDA ITEM 6C STAFF ORIGINATOR: Kendra Lindahl, Landform P & Z MEETING DATE: May 9, 2018 REQUEST: PUBLIC HEARING: Zoning Ordinance Text Amendment Regarding Community Solar Gardens CASE NUMBER: TA2018-001 APPLICANTS: Lino Lakes Solar LLC Attention: Brett Smith and Cindy Larson O’Neil 39510 Paseo Padre Parkway Suite 330 Fremont, CA 94538 OWNERS: N/A REVIEW SCHEDULE: Complete Application Date: April 2, 2018 60-Day Review Deadline: June 1, 2018 120-Day Review Deadline: July 31, 2018 Environmental Board Meeting: N/A Park Board Meeting: N/A Planning & Zoning Board Meeting: May 9, 2018 Tentative City Council Work Session: June 4, 2018 Tentative City Council Meeting: June 11, 2018 BACKGROUND The applicant, Lino Lakes Solar LLC, has submitted a zoning ordinance text amendment application to allow Community Solar Gardens in the City. The City currently allows individual property owners to install solar panels on their houses or buildings via a building permit. There have also been a limited number of requests from property owners to install one or two ground- mounted solar panels as accessory uses. 2 The applicant is requesting that the City amend the Zoning Ordinance to allow Community Solar Gardens. Typically, this type of development requires a minimum of five acres of land for installation of solar panels and the associated infrastructure. ANALYSIS Solar Legislation In 2007, the State of Minnesota adopted legislation that created a Renewable Portfolio Standard (RPS) for investor-owned utilities and public/cooperative utilities, which mandates that a certain percentage of each utility’s generation portfolio be derived from renewable sources by a certain year. In particular, Xcel Energy is required to obtain 31.5% of their generation from renewable sources by 2020, and Minnesota’s 2013 legislation further requires that an additional 1.5% of the utility’s retail electricity sales be derived from solar power by the year 2020. The State Legislature established the Community Solar Garden program in order to facilitate the production of solar energy in the State. The community solar garden model allows individuals, businesses, schools, and civic entities – known as “subscribers” – that have limited options to install their own on-site solar panels to purchase or “subscribe” to a portion or a “share” of the output from a given solar garden. This allows subscribers to purchase clean, renewable energy at a savings compared to their current utility bill, without making costly upfront investments in a solar system. The Community Solar Garden legislation is specific to Xcel, which requires them to provide energy to consumers from solar at reduced cost. Other utilities may have a community solar garden model; however, it is staff’s understanding they are not subject to the state law provisions for Xcel’s Community Solar Garden program. The following table summarizes selected provisions of the current legislation related to Xcel’s Community Solar Garden program: Program Feature Public Utilities Commission Decision Statewide Program Capacity Unlimited Rate at which Solar Garden Generated Electricity Is Purchased by Xcel and Credited to Subscribers Value-of-solar rate: $0.1033 in 2017; $0.1006 in 2018 Capacity Limits 1 MW (1 MW requires approximately 5-8 acres of land) Contract Length 25 years Staff has included an Information Brief from the Research Department at the Minnesota House of Representatives on the Xcel Legislation as an attachment to this document. 3 Key Issues The Lino Lakes zoning ordinance does not specifically allow solar as a principal or accessory use. However, there are provisions within the code that allow flexibility in height for solar panels attached to buildings and flexibility for landscaping standards in cases where the landscaping may cause shading of the panels. Resident demand for solar panels has been limited to individual houses or one or two ground- mounted panels. Solar panels have been treated by City staff as accessory structures, and residents have been required to obtain a building permit. The applicant is requesting solar panels on a much larger scale. Typically, a one MW solar garden requires a minimum of five-acres of land for installation of solar panels and the associated infrastructure. Cities are not required to allow community solar gardens. However, we have reviewed a number of other ordinances and model ordinances (a small sample is attached to this report) to provide information about things that should be considered if the City wishes to allow them. Types of Solar/Definitions As we move through the ordinance development, we will use a number terms to describe different components and styles of solar. For the purpose of discussion, we are starting with the following terms and definitions. These will likely be revised, but it is starting point for the discussion. These terms are taken from several different sources: Building-integrated Solar Energy Systems - An active solar energy system that is an integral part of a principal or accessory building, rather than a separate mechanical device, replacing or substituting for an architectural or structural component of the building. Building-integrated systems include but are not limited to photovoltaic or hot water solar energy systems that are contained within roofing materials, windows, skylights, and awnings. Community Solar Garden- A solar-electric (photovoltaic) array that provides retail electric power (or a financial proxy for retail power) to multiple community members or businesses residing or located off-site from the location of the solar energy system, consistent with Minn. Statutes 216B.1641 or successor statute. A community solar system may be either an accessory or a principal use. Ground Mounted Solar Energy System – a solar energy system that is structurally mounted to the ground, generally upon a pole or rack mount. A ground mounted system may be a fixed or tracking system. Roof Mounted Solar Energy System – a solar energy system that is structurally mounted to the roof of a structure. These systems are generally affixed with a racking system and may be flush or angled. 4 Solar Energy System - A device or structural design feature, a substantial purpose of which is to provide for the collection, storage and distribution of sunlight for space heating or cooling, generation of electricity, water heating, or providing daylight for interior lighting. Solar Farm - A commercial facility that converts sunlight into electricity, whether by photovoltaics (PV), concentrating solar thermal devices (CST) or other conversion technology, for the primary purpose of wholesale sales of generated electricity. A solar farm is the principal land use for the parcel on which it is located. Solar Mounting Devices - Racking, frames or other devices that allow the mounting of a solar collector onto a roof surface or the ground. *Staff notes that the primary difference between a Community Solar Garden and a Solar Farm is that, while they both convert sunlight into energy for sale of the generated energy, the Community Solar Garden has specific legislation that regulates development and sales of power. Generally solar systems can be broken down in a couple of ways: 1. Roof mounted or ground mounted 2. Accessory use or principal use The community solar garden that the applicant is proposing would be considered a principal use. Size/Scale of Solar When we think about solar as a principal use like we would see with a community solar garden, we need to think about size and scale. The applicant would only be allowed to develop a one Megawatt facility which would require a minimum of five to eight-acres of land. The statute does not allow more than one MW facility to be co-located, however, the statute does not spell out how gardens constructed by a single developer and located adjacent to one another are treated. Council could limit the total acreage of a solar farm on a site to 8 acres of panel coverage (which would allow a 1 MW facility). However, the city is not required to allow them to be this big. If the City is concerned about size, they could limit the size to something smaller or they could provide a minimum site area. However, most community solar garden developers will not install a solar garden that is less than 1 MW. Should the City have a minimum lot size? If so, what would be appropriate? Should it be different in different districts? Location 1. Should community solar gardens or solar farms be allowed in Lino Lakes? If so where? 5 This is the more challenging discussion. While solar gardens provide significant community benefits by reducing our reliance on fossil fuels and helping to reduce energy costs, they do change the landscape. While some advocates will argue that solar gardens are simply “growing energy” on cropland instead of traditional crops, others express concern about the appearance of the Community Solar Gardens. The nature of the use is similar to other types of uses allowed in the Rural districts, such as green houses and commercial farming operations. Community Solar Gardens in rural areas are generally accepted in most communities (albeit with some adjacent neighbor opposition). Locating Community Solar Gardens in these areas generally provides a small tax benefit to the city through a higher tax rate. However, locating them in Commercial/Industrial areas in the MUSA takes away the opportunity for significant tax base when those properties development in a traditional manner. Community Solar Gardens in those districts would provide the same tax benefit as it would on rural residential land. Therefore, there is an opportunity cost to locating land in the MUSA. Staff has concerns about allowing Community Solar Gardens in the MUSA due to the lost opportunities for development. However, if the Council is supportive of Community Solar Gardens in the MUSA, they should further discuss which zoning districts it should be allowed in (we may wish to look at the underlying land use as well) and which sewer staging area it should be allowed in? Questions: 1. Does the Council want to allow Community Solar Garden in the Rural area (outside of the MUSA)? 2. Does the Council want to allow Community Solar Garden in the MUSA? a. Should it be allowed only in certain zoning districts? b. Should it be allowed only in certain land use categories? c. Should it be allowed only certain sanitary sewer staging areas? 3. Does the Council wish to continue to prohibit CSG in the City? Performance standards If the City Council wishes to proceed with allowing Community Solar Gardens as regulated by Minnesota Statues, we will work to develop performance standards to address the most common issues, including: height, screening/buffering, setbacks and glare. There is good industry guidance on most of these issues, but the screening/buffering issue has been a challenge in some communities. Community Solar Gardens have 6-10 foot high panels, inverter boxes and utility 6 poles, so it is not possible to fully screen all of these elements. Some communities require a solid row of plantings to fully screen the panels, whereas, others require landscaping to buffer the use. The primary difference is that the screening is intended to ensure that the panels are not visible from the adjacent properties and the buffering uses landscaping to soften the impact but does not require a solid planting row and can result in a more natural landscape. If the Planning & Zoning Board supports Community Solar Gardens in the City, they should provide direction on screening/buffering goals. Decommissioning The City could consider establishing standards for decommissioning a community solar garden when it ceases to operate. Because this is a new technology, communities don’t fully understand the end-of-operations strategy, communities are requiring financial guarantees to ensure decommissioning of the facilities. The key question for the City is whether to require a financial guarantee to remain in place throughout the life of the solar garden. If the City chooses to allow community solar gardens, this should be an item to consider and review. If you choose to proceed, staff will bring back options for financial guarantees through decommissioning. Permitting There are different processes for city review of solar and it may differ depending on the type of solar and the zoning district in which it is located. It could be as simple as a building permit for construction or it could be required to obtain a Conditional Use Permit or Interim Use Permit to allow the development. The Zoning Ordinance defines allowed uses in each zoning district as: 1. Principal - One which determines the predominant use as contrasted to accessory building, structure or use. 2. Accessory – use or structure on the same lot with, and of a nature customarily incidental and subordinate to, the principal use or structure. 3. Conditional Use - A use classified as conditional generally may be appropriate or desirable in a specific zone, but requires special approval because if not carefully located or designed it may create special problems such as excessive height or bulk, abnormal traffic congestion or environmental disruption. 4. Interim Use – Similar to a condition use, but an interim use has a “sunset clause” where the use will cease to be allowed (usually a certain date or some definable action). If the Council supports Community Solar Gardens and Farms, staff recommends that they be processed via an Interim Use Permit in any district that the Council finds them to be desirable. 7 RECOMMENDATION Provide a recommendation to City Council on whether or not staff should prepare a draft Community Solar Garden Zoning Text amendment for review. ATTACHMENTS 1. Chisago County Solar Ordinance 2. Information Brief from the Research Department at the Minnesota House of Representatives on the Xcel Legislation AMENDMENT TO CHISAGO COUNTY ZONING ORDINANCE NO. 08-03 AMENDING THE CHISAGO COUNTY ZONING ORDINANCE BY ADDING STANDARDS AND DEFINITIONS FOR SOLAR ENERGY SYSTEMS, SOLAR ENERGY FARMS AND FOR THEIR INSTALATION AND USE IN CHISAGO COUNTY THE CHISAGO COUNTY BOARD OF COMMISSIONER ORDAINS: The following language is hereby added to the Chisago County Zoning Ordinance: 7.31 SOLAR ENERGY SYSTEMS A. GENERAL PROVISIONS. 1. Purpose and Intent Chisago County finds that it is in the public interest to encourage the use and development of renewable energy systems that enhance energy conservation efforts, but result in limited adverse impact on nearby properties. As such, the County supports the use of solar energy collection systems and the development of solar energy farms. Chisago County also finds that the development of solar energy farms should be balanced with the protection of the public health, safety and welfare. The County resolves that the following standards shall be adopted to ensure that solar energy systems and solar energy farms can be constructed within Chisago County while also protecting public safety and the natural resources of the County. Consistent with the Chisago County Comprehensive Plan, it is the intent of the County with this Section to create standards for the reasonable capture and use, by households, businesses and property owners, of their solar energy resource, and to encourage the development and use of solar energy. 2. Severability The provisions of this Section shall be severable and the invalidity of any paragraph, subparagraph or subdivision thereof shall not make void any other paragraph, subparagraph or subdivision of this section. 3. Applicability These regulations shall apply to all solar energy systems and solar energy farms on properties and structures under the jurisdiction of the Chisago County Zoning. Those systems shall be defined as solar farms generating less than 50 megawatts of power. Chisago County shall refer any application for a large electric power generating plant (LEPGP) to the Minnesota Public Utilities Commission (MN PUC) for approval. An LEPGP shall be defined as any solar energy system capable of producing more than 50 megawatts of power. B. DEFINITIONS. The following words, terms and phrases, when used in this Section, shall have the meaning provided herein, except where the context clearly indicates otherwise: Building or Other Architecturally-Integrated Solar Energy System: An active solar energy system that is an integral part of a principal or accessory building, rather than a separate mechanical device, replacing or substituting for an architectural or structural component of the building. Building-integrated systems include, but are not limited to, photovoltaic or thermal solar systems that are contained within roofing materials, windows, skylights and awnings. CSES: Community solar energy system. Community Solar Energy System (also called a “Solar Garden”): A solar-electric (photovoltaic) array that provides retail electric power (or a financial proxy for retail power) to multiple community members or businesses residing or located off-site from the location of the solar energy system. Ground Mounted Panels: Freestanding solar panels mounted to the ground by use of stabilizers or similar apparatus. Large Energy Power Generating Plant (LEPGP): Any Solar Energy System capable of producing 50 megawatts or more of power. MN PUC: The Minnesota Public Utilities Commission. Photovoltaic System: An active solar energy system that converts solar energy directly into electricity. Roof or Building Mounted Solar Energy System: A solar energy system that is mounted to the roof or building using brackets, stands or other apparatus. SES: Solar Energy System Solar Access: A view of the sun, from any point on the collector surface that is not obscured by any vegetation, building, or object located on parcels of land other than the parcel upon which the solar collector is located, between the hours of 9:00 AM and 3:00 PM Standard time on any day of the year. Solar Collector: A device, structure or a part of a device or structure that the principal purpose is to transform solar radiant energy into thermal, mechanical, chemical or electrical energy. Solar Energy: Radiant energy received from the sun that can be collected in the form of heat or light by a solar collector. Solar Energy System: An active solar energy system that collects or stores solar energy and transforms solar energy into another form of energy or transfers heat from a collector to another medium using mechanical, electrical, thermal or chemical means. Solar Farm: A commercial facility that converts sunlight into electricity, whether by photovoltaics (PV), concentrating solar thermal devices (CST), or other conversion technology, for the principal purpose of wholesale sales of generated electricity Solar Garden: A community solar energy system. Solar Hot Water System: A system that includes a solar collector and a heat exchanger that heats or preheats water for building heating systems or other hot water needs. Solar Site Permit: A land use permit required by the County for the installation of certain solar energy systems regulated by this Ordinance. C. TYPES OF SOLAR ENERGY SYSTEMS: This Ordinance identifies and regulates the following four types of solar energy systems: 1. Rooftop or other Architecturally-Integrated Solar Energy Systems 2. Ground Mount Solar Energy Systems 3. Community Solar Energy Systems (Solar Gardens/CSES) 4. Solar Farms These systems shall be defined and regulated as follows: 1. Rooftop or other Architecturally-Integrated Solar Energy Systems: Systems which are accessory to the principal land use, designed to supply energy for the principal use. Rooftop or other architecturally-integrated systems shall be regulated as follows: a) Rooftop or other architecturally-integrated systems are permitted accessory uses in all districts in which buildings and structures are permitted. b) No Solar Site permit is required, but the owner or contractor shall obtain a building permit before installing a rooftop or other architecturally-integrated solar energy system. d) Commercial rooftop or other architecturally-integrated systems shall be placed on the roof to limit visibility from the public right-of-way or to blend into the roof design, provided that minimizing visibility but which still allows the property owner to reasonably capture solar energy. 2. Ground-mount solar energy systems: Systems which are accessory to the principal use and designed to supply energy for the principal use. Ground-mount systems shall be regulated as follows: a) Ground-mount systems are permitted accessory uses in all districts in which buildings and structures are permitted. b) Ground-mount systems require a Solar Site Permit and a Building Permit. c) Ground-mount systems shall be subject to the accessory use standards for the district in which they are located, including dimensional standards, such as yard setbacks. c) The height of ground-mounted components shall not exceed 10 feet. e) No ground-mounted solar energy system shall cover or encompass more than 10 percent of the total property area or lot size. 3. Community Solar Energy Systems (Solar Gardens/CSES): Roof or ground-mount CSES’s designed to supply energy for off-site users on the distribution grid (but not for export to the wholesale market or connection to the electric transmission grid) shall be allowed as a principal or accessory permitted use, in all districts unless otherwise regulated or prohibited in this section: a) Community Solar Energy Systems shall be located on parcels of land no less than five acres in size. b) Ground Mount CSES’s which are sited upon a contiguous or aggregate site area footprint larger than 20 acres in size (whether commonly owned/controlled or not-so owned or operated) shall require a Conditional Use Permit, in accordance with Section E. Conditional Use Permit Requirements. The site area footprint size shall be computed by a determination of the Zoning Administrator. c) Prohibited Districts: The County prohibits CSES’s within the following districts: 1) Shoreland Districts as designated by the Department of Natural Resources (DNR) and the Chisago County Shoreland Management Ordinance; 2) Within Six Hundred (600) feet of areas designated or formally protected from development by Federal, State or County agencies as wildlife habitat, wildlife management areas or designated as National Wild and Scenic land or corridor; 3) Wetlands, to the extent prohibited by the Minnesota Wetland Conservation Act; 4) The Floodplain District. d) All CSES’s and CSES components must meet the setback, height and coverage limitations for the district in which the system is located. e) CSES’s shall require a Solar Site Permit and a building permit, and are subject to the accessory use standards for the district in which they are located. f) Power and communication lines. All on-site power and communication lines running between banks of solar panels and buildings shall be buried underground on premise. The Zoning Administrator may grant exemptions to this requirement in instances where shallow bedrock, water courses or other elements of the natural landscape interfere with the ability to bury lines. g) Decommissioning Plan: The owner/operator shall submit a decommissioning plan for ground-mounted CSES’s to ensure that the owner or operator properly removes the equipment and facilities upon the end of project life or after their useful life. The owner or operator shall decommission the solar panels in the event they are not in use for twelve (12) consecutive months. The plan shall include provisions for the removal of all structures and foundations, the removal of all electrical transmission components, the restoration of soil and vegetation and a soundly-based plan ensuring financial resources will be available to fully decommission the site. The disposal of structures and/or foundations shall meet the requirements of the Chisago County Solid Waste Ordinance. The owner/operator shall provide a current-day decommissioning cost estimate, and shall post a bond, letter of credit or establish an escrow account, including an inflationary escalator, in an amount determined by the County Board, to ensure proper decommissioning. 4) Solar farms: Ground-mount solar energy arrays which are the principal use on the property, that are designed for providing energy to off-site users or export to the wholesale market shall be a permitted use in the Agricultural district, except as otherwise regulated or prohibited in this section. Solar Farms shall be subject to the following: a) Solar Farms which have a generating capacity of 50 megawatts of power or more shall fall under the jurisdiction of the Minnesota Public Utilities Commission. b) Solar Farms shall be located on parcels of land no less than five acres in size. c) Solar Farms which are sited upon a contiguous or aggregate site area footprint larger than 20 acres in size (commonly owned/controlled or not so) shall require a Conditional Use Permit, in accordance with Section E. Conditional Use Permit Requirements. The site area footprint size shall be computed by a determination of the Zoning Administrator. d) Prohibitions: The County prohibits community solar farms within: 1) Shoreland Districts as designated by the Department of Natural Resources (DNR) and the Chisago County Shoreland Management Ordinance 2) Six Hundred (600) feet of areas formally designated or protected from development by Federal, State or County agencies as wildlife habitat, wildlife management areas or designated as National Wild and Scenic land or corridor 3) Wetlands to the extent prohibited by the Minnesota Wetland Conservation Act, 4) The Floodplain District. e) All Solar Farm components must meet the setback, height and coverage limitations for the district in which the system is located. f) Power and communication lines. All on-site power and communication lines running between banks of solar panels and buildings shall be buried underground on premise. The Zoning Administrator may grant exemptions to this requirement in instances where shallow bedrock, water courses or other elements of the natural landscape interfere with the ability to bury lines. g) Decommissioning Plan: The owner/operator shall submit a decommissioning plan for ground-mounted CSES’s to ensure that the owner or operator properly removes the equipment and facilities upon the end of project life or after their useful life. The owner or operator shall decommission the solar panels in the event they are not in use for twelve (12) consecutive months. The plan shall include provisions for the removal of all structures and foundations, the removal of all electrical transmission components, the restoration of soil and vegetation and a soundly-based plan ensuring financial resources will be available to fully decommission the site. The disposal of structures and/or foundations shall meet the requirements of the Chisago County Solid Waste Ordinance. The owner/operator shall provide a current-day decommissioning cost estimate, and shall post a bond, letter of credit or establish an escrow account, including an inflationary escalator, in an amount determined by the County Board, to ensure proper decommissioning. D. ADDITIONAL STANDARDS: In addition to the standards required above, the following standards shall apply to all Solar Energy Systems. 1. Compliance with Building Code. All SES’s shall require a building permit, shall be subject to the approval of the County Building Official, and shall be consistent with the State of Minnesota Building Code. 2. Compliance with State Electric Code. All photovoltaic systems shall comply with the Minnesota State Electric Code. 3. Compliance with State Plumbing Code. Solar thermal systems shall comply with applicable Minnesota State Plumbing Code requirements. 4. Compliance with MN Energy Code. All SES’s shall comply with HVAC-related requirements of the Energy Code. 5. Utility Notification. No grid-intertied photovoltaic system shall be installed until the owner has submitted notification to the utility company of the customer’s intent to install an interconnected customer-owned generator. Off-grid systems are exempt from this requirement. 6. Security and equipment buildings. Security and equipment buildings on the site of solar farms shall be permitted uses accessory to the solar farm. 7. Controlled Access. The owner or operator shall contain all unenclosed electrical conductors located above ground within structures that control access . E. SOLAR SITE PLAN REQIREMENTS 1. A Solar Site Plan application shall be filed for all Ground Mount Solar Energy Systems sited on parcels 20 acres or less in size, contiguous or aggregate. The site area footprint size shall be computed by a determination of the Zoning Administrator. 2. Solar Site Plans shall require approval by the Zoning Administrator. Such approval shall be issued following an Administrative determination that the design requirements of this Ordinance have been met. F. CONDITIONAL USE PERMIT (CUP) REQUIREMENTS 1. A Conditional Use Permit (CUP) shall be required for a Community Solar Energy System or a Solar Farm which is situated, (or which is staged to be eventually situated) on a contiguous or aggregate site area footprint larger than 20 acres in size, whether commonly owned/controlled or otherwise. Solar Farms and CSES’s located on a site area 20 acres or less (contiguous or aggregate) in size shall be permitted uses. The site area footprint size shall be computed by a determination of the Zoning Administrator. 2. A CSES or Solar Farm which has the capacity to generate 50 megawatts or more shall fall under the jurisdiction of the Minnesota Public Utilities Commission and shall not be subject to County review. 3. Landscaping: Buffer Screening from routine view of the public right-of-way and immediately adjacent residences shall be required in an attempt to minimize the visual impact of above grade site improvements and any extensive or imposing perimeter security fencing that is proposed. Low lying screening, shrubbery, or other native vegetation shall be required around site perimeters or perimeter security fencing. 4. Corridor Preservation: Natural wildlife, wetland, woodland or other lineal corridors shall remain open to travel by native fauna, reptilia and avialae. Perimeter fencing and security measures must accommodate unimpeded wildlife migration through large solar array development sites and areas. Plan approval may require corridor replacement, relocation, removal, and/or protection as determined by the Zoning Administrator. 5. Conditional Use Permit (CUP) Submittal Requirements. CUP applications for solar energy systems shall be accompanied by horizontal and vertical elevation drawings, drawn to scale. The drawings shall show the location of the system components on the property, as well as other elements, including but not limited to the following:  Existing features  Proposed features  Property boundaries  Property zoning designation(s) including district property line and roadway setbacks  Solar arrays, connecting lines, and all affiliated installations and structures  Access points, drive aisles, security features, and fencing  Topography & surface water drainage patterns and treatment systems  Wetlands, Woodlands, Grasslands, Prairielands  Existing and proposed/preserved/protected wildlife corridors (wetland/woodland/topography connectivity)  Landscape Plan, including required screening of site perimeter and/or perimeter security fencing  Floodplains  Soils  Historical features  Archeological features  Wildlife and ecological habitat  Environmental mitigation measures  Description of Project Staging (if applicable) G. ZONING ORDINANCE AMENDMENTS. The Chisago County Zoning Ordinance (08-3) shall be amended to reflect the above language upon its adoption, in all its relevant sections. Copies of this publication may be obtained by calling 651-296-6753. This document can be made available in alternative formats for people with disabilities by calling 651-296-6753 or the Minnesota State Relay Service at 711 or 1-800-627-3529 (TTY). Many House Research Department publications are also available on the Internet at: www.house.mn/hrd/. INFORMATION BRIEF Research Department Minnesota House of Representatives 600 State Office Building St. Paul, MN 55155 Bob Eleff, Legislative Analyst 651-296-8961 Updated: October 2017 Xcel Energy’s Community Solar Garden Program High capital costs dissuade many small energy customers from installing a solar energy system. Alternatively, a developer can build a system and sell “shares” of the electricity generated to neighborhood residents and businesses. The 2013 Minnesota Legislature required Xcel Energy to develop a pilot project based on the latter model, called a community solar garden. The statute contained some program guidelines, but directed the Minnesota Public Utilities Commission to determine the details of the program’s operation, which occurred in a series of orders issued over the past four years. This information brief describes the salient features of Xcel’s community solar garden program by examining selected provisions of those orders. Introduction In 2013 the Minnesota Legislature enacted a provision requiring the state’s largest electric utility, Xcel Energy, to submit a plan to the Public Utilities Commission under which the utility would provide customers the option to purchase electricity under a community solar garden program. A community solar garden is a neighborhood-scale solar energy system from which nearby residential and other small electricity customers can purchase a subscription that reserves to them a fixed monthly share of the electricity generated by the project. This arrangement removes the significant barrier of large initial capital costs that often inhibits such customers from installing a solar energy system. To date, solar gardens have been most often constructed and owned by a third-party developer, rather than an electric utility. House Research Department Updated: October 2017 Xcel Energy’s Community Solar Garden Program Page 2 The legislation specified various parameters of Xcel’s community solar garden program, including: •a garden’s capacity—the maximum amount of electricity it can generate—cannot exceed 1 megawatt (MW);1 •a garden must have at least five subscribers, none of which may consume more than 40 percent of the garden’s output; •an individual customer’s subscription can be no greater than 120 percent of the customer’s average annual electricity usage; and •the utility to which the garden is interconnected must purchase all the electricity generated by the garden and must credit each customer based on the size of the customer’s subscription.2 The legislation required Xcel to develop a program that met these and other requirements. The commission was granted authority to modify Xcel’s plan, provided that any plan it approves must be consistent with the public interest. Several issues regarding operation of the solar garden program were not spelled out in the statute, including the following questions: •Should a limit on the overall size of the program be established? •At what rate should a utility purchase electricity generated by a solar garden? •How should co-located gardens—aggregations of 1 megawatt projects constructed by a single developer and located adjacent to one another—be treated? •What should be the purchase rate for electricity generated by a solar garden that is not subscribed by a customer? •How are credits on a customer’s bill resulting from monthly generation exceeding monthly electricity use treated at year-end? In a series of orders issued between April 2014 and October 2015—and after receiving comments on Xcel’s proposed plan from governmental agencies, nonprofit organizations that work on energy issues, solar providers and the state’s solar industry association, and almost 200 members of the public―the commission established the details of the program. The commission has continued to modify the program more recently. The table below summarizes the regulations on several key issues under which solar gardens currently operate. The remainder of this information brief provides background information regarding those decisions. 1 The Solar Energy Industries Association estimates that a solar system with a capacity of 1 megawatt can meet the energy needs of approximately 125 homes in Minnesota, taking into account available sunshine, average household electricity consumption, and average temperature and wind speed. “What’s In a Megawatt?” www.seia.org/policy/solar-technology/photovoltaic-solar-electric/whats-megawatt. 2 Minn. Stat. § 216B.1641. House Research Department Updated: October 2017 Xcel Energy’s Community Solar Garden Program Page 3 Xcel’s Community Solar Garden Program: Selected Provisions Program Feature Commission Decision Statewide Program Capacity Unlimited Rate at which Solar Garden Generated Electricity Is Purchased by Xcel and Credited to Subscribers Value-of-solar rate: $0.1033 in 2017; $0.1006 in 2018 Capacity Limits for Co-located Solar Gardens 1 MW Project Completion Deadline 24 months after Xcel determines that the application is complete End-of-Year Treatment of Bill Credits Bill credits are carried forward for at least 12 months; Xcel purchases all outstanding credits as of last day of February Payment to Solar Garden Operators for Unsubscribed Energy > 40 kW gardens: Xcel’s avoided cost rate,3 plus 1 cent per kWh for RECs 4 < 40 kW gardens: Xcel’s average retail rate, plus 1 cent per kWh for RECs Contract Length 25 years Provisions of Xcel’s Community Solar Garden Program Statewide Program Capacity Is Unlimited Although Xcel originally proposed limiting the size of the program to 20 MW during its initial two years, the commission decided not to place a limit on the aggregate capacity of solar gardens, in part to maximize the opportunity for developers to take advantage of the existing 30 percent federal tax credit for solar systems, which was scheduled to decline to 10 percent beginning in 2017.5 Interest in participating in the program vastly exceeded even the most optimistic expectations, as discussed below. 3 Under Minnesota’s net metering statute, Minnesota Statutes, section 216B.164, subdivision 3, electric utilities are required to purchase electricity produced by a generator with a capacity below 40kW at the utility’s “avoided cost.” The statute utilizes the federal definition of that term: the incremental cost to the utility of generating or purchasing the same amount of energy from a source other than the net metering generator. See Code of Federal Regulations, title 18, section 292.101, paragraph (b), clause (6), and section 292.304. 4 A Renewable Energy Certificate (REC) is a tradable, contractual instrument representing the property rights to the environmental, social, and other nonpower qualities of 1 MWh of renewable electric generation. RECs can be sold separately from the underlying physical electricity generated from renewable sources. Purchased RECs can be used to satisfy part or all of a utility’s obligation under Minnesota’s Renewable Energy Standard (Minn. Stat. § 216B.1691) to generate a specific proportion of its retail electricity sales from renewable energy at specific times, for example, 25 percent by 2025. Under Xcel’s solar garden program, no REC values will be paid if the solar garden receives financial incentives under Xcel’s Solar*Rewards or the state’s Made in Minnesota program, since these programs require RECs to be transferred to Xcel without compensation. 5 Minnesota Public Utilities Commission, In the Matter of the Petition of Northern States Power Company, dba Xcel Energy, for Approval of Its Proposed Community Solar Garden Program, Docket No. E-002/M-13-867, Order House Research Department Updated: October 2017 Xcel Energy’s Community Solar Garden Program Page 4 In 2017, Xcel Began to Credit Electricity Generated by Solar Gardens at Its Value-of-Solar Rate The statute contained three directives regarding the price at which Xcel is to purchase energy generated by a solar garden and issue credit back to solar garden subscribers. This price was set at the utility’s value-of-solar rate. 6 Until that rate, calculated according to a methodology developed by the Department of Commerce, was approved by the commission, the applicable retail rate was to be used. The statute also requires that any plan approved by the commission must “reasonably allow for the . . . financing” of community solar gardens. In its April 2014 order, the commission defined the applicable retail rate to include the energy charge, demand charge, customer charge, and applicable riders for the appropriate class, approximately $0.12 per kWh. That rate was deemed “too low to reasonably allow for the creation and financing of community solar gardens. Rather, developers’ uncontroverted statements indicate that a rate of approximately $0.15 per kWh is the conservative minimum needed to secure financing and make solar gardens attractive to subscribers.”7 Accordingly, the commission allowed solar garden developers to transfer the solar Renewable Energy Certificate (RECs) associated with the garden’s generation to Xcel at a rate of $0.03 per kWh for gardens with a capacity of 250 kW or less and $0.02 for larger gardens, resulting in a 2014 applicable retail rate plus REC payments for residential customers of $0.14033 and $0.15033 per kWh, respectively.8 In its September 2016 order, the commission directed Xcel to pay solar garden operators the value-of-solar rate for electricity the utility purchases from gardens whose applications are filed in 2017 and thereafter. The value-of-solar rate in place at the time an application is completed will remain in effect for the term of the solar garden’s operation, adjusted annually for inflation. Updated value-of-solar calculations will be made each year for new project applications.9 Rejecting Xcel’s Solar-Garden Tariff Filing and Requiring the Company to File a Revised Solar-Garden Plan, April 7, 2014, p. 7. In December 2015, Congress extended the 30 percent credit through 2019, after which it declines to 26 percent in 2020, 22 percent in 2021, and 10 percent in 2022 and beyond, at which point it is available only for commercial, not residential, applications. 6 A utility’s value-of-solar rate reflects the cost savings realized by a utility when a customer uses solar electricity generated at or near the customer’s location rather than electricity generated by fossil fuels at a centralized location and transported to the customer. Among the costs that a utility no longer must pay when customers use small-scale solar energy are fuel costs, costs of pollution control equipment, costs to transmit (long- distance) and distribute (short-distance) the electricity from the generation site to the customer. These savings accrue to all utility customers. 7 April 7, 2014 Order, p.15. 8 Letter from Amy A. Lieberkowski, Manager, Rates and Regulatory Affairs, Xcel Energy, to Daniel P. Wolf, Executive Secretary, Minnesota Public Utilities Commission, Docket No. E-002/M-13-867, Re: ARR calculation, Community solar garden program, March 2, 2015, Attachment A. 9 Minnesota Public Utilities Commission, In the Matter of the Petition of Northern States Power Company, dba Xcel Energy, for Approval of Its Proposed Community Solar Garden Program, Docket No. E-002/M-13-867, Order Approving Value-of-Solar Rate for Xcel’s Solar Gardens Program, Clarifying Program Parameters, and Requiring Further Filings, September 6, 2016, p. 14. House Research Department Updated: October 2017 Xcel Energy’s Community Solar Garden Program Page 5 Xcel’s value-of-solar rate for calendar year 2017 was $0.1033 per kWh, and for calendar year 2018 is $0.1006.10 Capacity of Co-located Solar Gardens Will Remain Limited to 1 MW Xcel’s original plan defined a community garden site as the parcel of real property on which the solar system was constructed. However, at the suggestion of SunEdison, a global solar energy company, the commission ordered Xcel to amend that definition to allow a garden site to instead be based on a point of interconnection (“point of common coupling” is the term eventually agreed upon) with a utility’s grid, allowing multiple facilities to be installed in close proximity to one another. As the commission stated, “[T]he operator should be able to install solar panels on multiple parcels, connect them to grid through a single interconnection point, and take advantage of the resulting economies of scale.”11 The commission’s decisions regarding co-location and pricing contributed both to the amount and the nature of the projects proposed by solar garden developers. Xcel began accepting applications on December 12, 2014, and within a month received applications for 75 projects totaling 431 MW. Fewer than one-third of these, representing only 4 percent of the total capacity of all applications, proposed projects at the statutory limit of 1 MW or less. Sixteen proposed projects, representing 58 percent of the total capacity of those applications, had capacities of 10 MW or greater; the largest project sited 40 MW of gardens adjacent to one another.12 In comments to the commission, Xcel cited four concerns with what the company called these “utility-scale” projects. First, it stated that larger projects will require improvements to the company’s distribution system in order to be interconnected to the grid, which could lengthen interconnection schedules, especially if projects are so large as to require referral to the interconnection process managed by the Midcontinent Independent System Operator (MISO), the organization that dispatches electricity to Minnesota and 14 other states and a Canadian province in the Midwest.13 10 Letter from Lisa R. Peterson, Manager, Regulatory Analysis, Xcel Energy, to Daniel P. Wolf, Executive Secretary, Minnesota Public Utilities Commission, Docket No. E-002/M-13-867, Re: VOS Calculation and Proposed 2018 VOS Vintage Year Bill Credit Tariff Sheets, Community Solar Garden Program, October 2, 2017, p. 2.In its September 17, 2014 Order, the commission found that Xcel’s value-of-solar rate at that time, $0.1075, was “significantly below the level needed to support the financing and development of solar gardens as required by the applicable statute.” Minnesota Public Utilities Commission, In the Matter of the Petition of Northern States Power Company, dba Xcel Energy, for Approval of Its Proposed Community Solar Garden Program, Docket No. E-002/M- 13-867, Order Approving Solar-Garden Plan With Modifications, September 17, 2014, p. 9. The rapid decline in the price of solar panels in the intervening two years now allows projects to be financed at an even lower value-of- solar rate. 11 April 7, 2014 Order, p. 12. 12 Letter from Aakash Chandarana, Regional Vice President, Rates and Regulatory Affairs, Xcel Energy, to Daniel P. Wolf, Executive Secretary, Minnesota Public Utilities Commission, Docket No. E-002/M-13-867, Re: Supplemental Comments, January 13, 2015, Table 1, p. 4. 13 Letter from Aakash Chandarana, Regional Vice President, Rates and Regulatory Affairs, Xcel Energy, to Daniel P. Wolf, Executive Secretary, Minnesota Public Utilities Commission, Docket No. E-002/M-13-867, Re: Comments, February 10, 2015, p. 2. House Research Department Updated: October 2017 Xcel Energy’s Community Solar Garden Program Page 6 Second, Xcel said that these larger projects are not consistent with the legislature’s intent in creating the community solar garden program, which it characterized as expanding “access to the benefits of solar to customers who are traditionally unsuited to rooftop solar . . . , [including] customers who lack access to an appropriate roof location, are unable to afford the upfront costs of an installation, or are discouraged by system maintenance or other considerations.”14 Third, the company expressed concern that large solar gardens would focus on selling to large customers, creating “the potential for entire service classes [i.e., residential and small business] to be largely excluded from participation….”15 Fourth, Xcel noted that the bill credit rate under the community solar garden program was significantly higher than the price paid at the time by Xcel for solar electricity produced by utility-scale projects acquired under a power purchase agreement resulting from the company’s most recent resource bidding process ($0.0732 per kWh).16 As these issues were being raised in the first half of 2015, community solar garden applications continued to accumulate, rising to a total capacity of more than 500 MW by April 2, 646 MW by May 18, and 912 MW by June 23.17 On June 22, 2015, Xcel reached agreement with several stakeholders on the co-location issue. The agreement, approved by the commission with some modifications, contained the following provisions:18 •Projects exceeding 5 MW for which applications had been received by Xcel as of the date of the agreement would be scaled back to 5 MW. •Applications received after the date of the agreement but before September 25, 2015, would be limited to 5 MW. •Applications received between September 25, 2015, and September 15, 2016, would be limited to 1 MW. •The commission will determine whether and what co-location limits will apply to solar garden applications submitted after September 15, 2016. 14 Ibid., p. 4. 15 Ibid. The Office of the Attorney General noted that such a strategy greatly reduces the marketing costs of solar garden developers, who would avoid dealing with a large number of small customers. In the Matter of the Petition of Northern States Power Company for Approval of its Proposed Community Solar Gardens Program, Minnesota Public Utilities Commission Docket No. E002/M-867, Comments of the Office of the Attorney General – Residential Utilities and Antitrust Division, March 4, 2015, pp. 3-4. The same principle would hold true for a developer’s administrative costs. 16 Letter from Aakash Chandarana, Regional Vice President, Rates and Regulatory Affairs, Xcel Energy, to Daniel P. Wolf, Executive Secretary, Minnesota Public Utilities Commission, Docket No. E-002/M-13-867, Re: Reply Comments, March 4, 2015, p. 10. 17 Minnesota Public Utilities Commission, In the Matter of the Petition of Northern States Power Company, dba Xcel Energy, for Approval of Its Proposed Solar Garden Program, Docket No. E-002/M-13-867, Order Adopting Partial Settlement as Modified, August 6, 2015, pp. 3, 5. 18 Ibid., p. 5. House Research Department Updated: October 2017 Xcel Energy’s Community Solar Garden Program Page 7 •The commissioner of commerce is authorized to settle disputes regarding the aggregate size of co-located solar gardens. •Xcel is not required to upgrade its distribution system to accommodate the interconnection of co-located solar gardens.19 In its September 2016 order, the commission reaffirmed the 1 MW co-location cap. “Allowing co-location beyond 1 MW,” it stated, “would render the statutory limit superfluous, undermine the legislative intent to foster small, widely distributed solar gardens, and create a risk of significant rate increases to nonparticipating ratepayers.”20 Project Completion Deadline Is Set at 24 Months To ensure that unworkable projects do not tie up valuable solar garden sites or absorb undue amounts of program resources, solar developers have a deadline by which a project must be financed and constructed. Xcel’s plan set a deadline of 18 months after an application was determined to be complete; the commission extended it to 24 months.21 End-of-Year Bill Credits Are Purchased by Xcel Solar garden subscribers are compensated via monthly credits on their bills for all solar energy generated, based on their “share” of the total project. Since the size of a subscription can be as large as 120 percent of a customer’s average electricity consumption (calculated on the most recent two years’ usage), credits may exceed a customer’s total bill in a given month, in which case the remaining credits roll over to the next month. Xcel proposed that any credits remaining at the end of February be forfeited, and that subscribers begin March with a zero balance. However, the commission determined that such a provision would violate the statute’s requirement that Xcel purchase all energy generated by the solar garden and that the possibility of forfeiting credits might discourage conservation efforts. It required Xcel to carry all bill credits forward for at least a 12-month period, to purchase all outstanding credits remaining in the billing cycle that includes the last day of February, and to restart the bill-credit system with a zero balance in the following billing period.22 Unsubscribed Energy Is Purchased by Xcel at Different Rates Depending on Project Size While the statute requires Xcel to purchase all energy generated by a solar garden, it is silent as to the rate of payment for energy that is not subscribed by customers. Xcel proposed that it receive this unsubscribed energy at no charge, as an incentive to solar garden managers to make 19 Ibid., pp. 12-13. 20 September 6, 2016 Order, p. 21. 21 September 17, 2014 Order, pp. 12-13. 22 April 7, 2014 Order, p. 16. House Research Department Updated: October 2017 Xcel Energy’s Community Solar Garden Program Page 8 efforts to fully subscribe their gardens, and pass on the cost savings to all ratepayers via a reduction in the fuel clause rider. The commission found that not requiring Xcel to pay for unsubscribed energy would increase investor uncertainty, making solar gardens more difficult to finance. It determined that for solar gardens above 40 kW capacity, Xcel is required to pay for unsubscribed energy at the company’s avoided cost rate, and at the company’s average retail energy rate for smaller solar gardens.23 The commission also ordered Xcel to purchase solar garden RECs associated with unsubscribed energy at $0.01 per kWh.24 These provisions also apply to solar gardens receiving the value-of-solar rate for subscribed energy. Contract Length Is Set at 25 Years Xcel proposed a 20-year term for solar garden contracts. The commission, concurring with several commentators, ordered that a 25-year term be used in order to be consistent with the Department of Commerce’s value-of-solar methodology, which assumes that a solar photovoltaic system will last for 25 years.25 For more information about energy, visit the utility regulation area of our website, www.house.mn/hrd/. 23 April 7, 2014 Order, p. 17. See fn. 3 for a definition of “avoided cost.” 24 August 6, 2015 Order, p. 25. 25 April 7, 2014 Order, p. 22; Minnesota Department of Commerce, Division of Energy Resources, Minnesota Value of Solar: Methodology, April 1, 2014, p. 6, https://mn.gov/commerce/energy/images/MN-VOS-Methodology- FINAL.pdf. Baldw in Lake RondeauLake BaldEagleLake Wilkins onLake Ot ter Lake AmeliaLake Reshanau Lak eRice Lake CentervilleLake Marsh an Lake Geo rg eWatchLake Pelt ier Lake Cedar Lake L i l a c S t 20 th Ave S 456721 456749 456754 456721 456749 456714 456754 456714 456723 456721 456721 456714456714 20 th Ave 20th Ave §¨¦35E §¨¦35W ")153 ")140 ")84 ")84 M ai n S t Main St M ai n S t Cedar St Hodgson Rd Lake Dr E lm S t Birch St Birc h St Lake Dr Sunset Ave Rondeau Lake Dr E As h S t Oak Ln Apollo Dr 62nd St N As h St Rondeau Lake Rd W Ce nte rvi lle Rd Holl y Dr 4th Ave Holly Dr E Birch St 80th St E 64th St City of Blai ne City of Col umbus City of Hugo City of North Oaks White Bear Township ´ 2040 Future Lan d Use Legend City of Centerville Xcel Service A rea Permanent Rural Urb an Rese rve Low Den sity Reside ntia l Me dium De nsity Resid ential High Den sity Reside ntial Commercia l Mixed Use Business Campus Ind ustrial Civic a nd Institutional Parks an d O pen Space Private Airfield Open Water Right-of-Way Mu nicipal Bou ndary Parcels Stre ams 3,500 0 3,5001,750 Feet Date: 5/30/2018 Xcel S er vic e Areas in Li no La kes DRA FT Solar Ordinance Amendment May 9, 2018 Planning & Zoning Board Introduction •Request from Lino Lakes Solar, LLC for a text amendment to allow Community Solar Gardens. •Planning & Zoning Board held a public hearing on May 9th and recommended that the Council consider the request –Should the ordinance be amended to allow community solar? If so where? Solar Legislation •State of Minnesota Initiative –The community solar garden model allows individuals, businesses, schools, and civic entities –known as “subscribers” –that have limited options to install their own on- site solar panels to purchase or “subscribe” to a portion or a “share” of the output from a given solar garden Solar Legislation Solar Legislation •Community Solar Garden legislation specific to Xcel –Other utilities may provide community solar garden options, but they are not subject to the state requirements –Limited to 1 MW, typically requires 5-8 acres of land and serves more than 300 homes Solar Legislation •Solar facility itself is exempt from taxation –Land is taxed at the utility rate of 2%, rather than the agricultural rate of 1%. –Plus the solar developer must pay a production tax rate of $1.20 per megawatt hour –Revenue is split 80/20 between the County and City. Key Issues •The application specifically requests that the ordinance be amended to allow community solar gardens in the City, but does not request a specific location •Considerations: –Size/Scale –Locations –Permitting process Size / Scale •Community Solar Garden (CSG) –max. size of 1 MW = max. size of 5-8 acres •Should the city establish a minimum lot size for CSG? Location •Should community solar gardens or solar farms be allowed in Lino Lakes? If so where? Location •Does the Council want to allow Community Solar Garden in the Rural area (Urban Reserve or Permanent Rural? Location •Does the Council want to allow Community Solar Garden in the MUSA ? –Should it be allowed only in certain zoning districts? –Should it be allowed only in certain land use categories? –Should it be allowed only certain sanitary sewer staging areas? Performance Standards Community Solar Gardens have 6-10 foot high panels, inverter boxes and utility poles •Not possible to fully screen all of these elements. •Solid row of plantings to fully screen the panels or •Landscaping to buffer the use? Permitting •The Zoning Ordinance defines allowed uses in each zoning district as: •Principal •Accessory •Conditional Use •Interim Use •If the City supports CSGs, staff recommends IUP Recommendation Discuss whether or not there is Council support for the proposed use and direction on whether or not staff should prepare a draft Community Solar Garden Zoning Text amendment for review. Next Steps: Council Meeting: June 11, 2018 WS – Item 2 WORK SESSION STAFF REPORT Work Session Item No. 2 Date: June 4, 2018 To: City Council From: Michael Grochala, Community Development Director Re: Comprehensive Plan Update Background Open House The City held an Open House on Tuesday, April 3, 2018 to present the draft 2040 Comprehensive Plan to the public. There were 12 people that signed-in. Members of the City Council and Advisory Boards also attended. Open House Feedback Forms were provided to people to make comments and suggestions regarding the plan. Overall, general feedback from those who attended was positive. Staff did receive one formal written request from the Lundgren family to change the proposed utility staging area. They own 4 parcels totaling approximately 110 acres along CR J (Ash Street). The 2040 Comprehensive Plan proposes their property be in the Stage 2B (2035-2040) utility staging area. The Lundgrens are requesting their property be in the Stage 1A (2018-2025) utility staging area. Staff also received a verbal request from the Noren family. They own 3 parcels totaling approximately 80 acres along Holly Drive and CR J (Ash Street). The 2040 Comprehensive Plan proposes their property also be in the Stage 2B (2035-2040) utility staging area. The Norens are requesting their property be in the Stage 1A (2018-2025) utility staging area as well. Staff will review their requests and make a recommendation to the Planning & Zoning Board meeting at a future meeting. Schedule The City Council approved the request for extension on May 14, 2018. The Metropolitan Council approved the request on May 23, 2018. The approval also included extension of the planning grant expiration to July 15, 2020. Accordingly the planning process schedule is as follows: Process Step Target Date Public Hearing Date (Planning & Zoning Board) October 12, 2018 Council Authorizes Distribution December 10, 2018 Initiation of 6 month review/comment period by adjacent jurisdictions December 12, 2018 6 month review period ends June 12, 2019 City Council approval for Metropolitan Council submittal July 8, 2019 Date of Plan submission to the Metropolitan Council July 15, 2019 Completion of fiscal devises and official controls review/amendment August 2020 Any outstanding City Council items can be addressed over the next 3 months prior to the Planning and Zoning Board public hearing. Requested Council Direction None required. Discussion Only. Attachments None. WS – Item 3 WORK SESSION STAFF REPORT Work Session Item No. 3 Date: June 4, 2018 To: City Council From: Sarah Cotton, Finance Director Re: 2017 Annual Audit Report Background Andy Hering of Redpath and Company will be in attendance at the meeting to provide an overview of the City’s 2017 Annual Financial Report, present the auditor’s management analysis and answer any questions you may have with regard to the financial condition of the City. The 2017 annual audit was undertaken earlier this year, with field work being completed in May. The auditors review all financial transactions and the financial reports of the City over the previous year for their fairness in presentation and for full disclosure of all material aspects of the City’s financial condition. This review is conducted in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in U.S. Government Auditing Standards, issued by the Comptroller General of the United States. The auditors concluded that the City’s financial statements for 2017 presented fairly, in all material respects, the financial position of the City as of December 31, 2017. The auditors also issue their reports on the City’s legal compliance with certain laws, regulations, contracts, etc., our internal control structure, and management issues. It should be noted that the City has received the Certificate of Achievement for Excellence in Financial Reporting from the Government Finance Officers Association of the United States and Canada for its 2016 Comprehensive Annual Financial Report. The city has received this award each year since 1995. We believe that the report issued for 2017 continues to uphold the high standards of reporting excellence that this prestigious award represents. The presentation at the work session will be comprehensive and is intended to provide the opportunity for council members to ask any questions or make comments about the audit report and the state of city finances. Mr. Hering will also give an abbreviated presentation at the June 11, 2018, regular City Council meeting. Requested Council Direction None Attachments 2017 Comprehensive Annual Financial Report 2017 Other Audit Reports COMPREHENSIVE ANNUAL FINANCIAL REPORT OF THE CITY OF LINO LAKES, MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2017 Prepared By: Finance Department Sarah Cotton, Director of Finance Paula Schloer, Accountant - This page intentionally left blank - CITY OF LINO LAKES, MINNESOTA TABLE OF CONTENTS Page Reference No. Letter of Transmittal 3 Certificate of Achievement for Excellence in Financial Reporting 9 Organization Chart 10 Principal City Officials 11 Independent Auditor's Report 15 Management's Discussion and Analysis 19 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net Position Statement 1 33 Statement of Activities Statement 2 34 Fund Financial Statements: Balance Sheet - Governmental Funds Statement 3 36 Reconciliation of the Balance Sheet of Governmental Funds To the Statement of Net Position Statement 4 37 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental Funds Statement 5 38 Reconciliation of the Statement of Revenues, Expenditures and Changes In Fund Balance of Governmental Funds to the Statement of Activities Statement 6 40 Statement of Net Position - Proprietary Funds Statement 7 41 Statement of Revenues, Expenses and Changes in Fund Net Position - Proprietary Funds Statement 8 42 Statement of Cash Flows - Proprietary Funds Statement 9 43 Statement of Net Position - Fiduciary Funds Statement 10 44 Notes to Financial Statements 45 Required Supplementary Information: Budgetary Comparison Schedule - General Fund Statement 11 86 Schedule of Changes in the Total OPEB Liability and Related Ratios Statement 12 92 Schedule of Proportionate Share of Net Pension Liability - General Employees Retirement Fund Statement 13 93 Schedule of Pension Contributions - General Employees Retirement Fund Statement 14 94 INTRODUCTORY SECTION FINANCIAL SECTION CITY OF LINO LAKES, MINNESOTA TABLE OF CONTENTS Page Reference No. Schedule of Proportionate Share of Net Pension Liability - Public Employees Police and Fire Fund Statement 15 95 Schedule of Pension Contributions - Public Employees Police and Fire Fund Statement 16 96 Schedule of Changes in the Net Pension Liability and Related Ratios - Lino Lakes Public Safety Department - Fire Division Statement 17 97 Schedule of Contributions - Lino Lakes Public Safety Department - Fire Division Statement 18 98 Notes to RSI 99 Combining and Individual Nonmajor Fund Financial Statements and Schedules: Combining Balance Sheet - Nonmajor Governmental Funds Statement 19 105 Combining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Governmental Funds Statement 20 106 Subcombining Balance Sheet - Nonmajor Special Revenue Funds Statement 21 108 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Special Revenue Funds Statement 22 109 Subcombining Balance Sheet - Nonmajor Debt Service Funds Statement 23 112 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Debt Service Funds Statement 24 115 Subcombining Balance Sheet - Nonmajor Capital Project Funds Statement 25 121 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balance - Nonmajor Capital Project Funds Statement 26 124 Special Revenue Fund - Program Recreation Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual Statement 27 128 Statement of Changes in Assets and Liabilities - Agency Funds Statement 28 129 CITY OF LINO LAKES, MINNESOTA TABLE OF CONTENTS Page Reference No. Financial Trends: Net Position by Component Table 1 134 Changes in Net Position Table 2 136 Fund Balances, Governmental Funds Table 3 140 Changes in Fund Balances, Governmental Funds Table 4 142 Revenue Capacity: Assessed and Actual Value of Taxable Property Table 5 144 Direct and Overlapping Property Tax Capacity Rates Table 6 145 Principal Property Taxpayers Table 7 147 Property Tax Levies and Collections Table 8 148 Debt Capacity: Ratios of Outstanding Debt by Type Table 9 150 Ratios of Net General Bonded Debt Table 10 152 Direct and Overlapping Governmental Activities Debt Table 11 154 Legal Debt Margin Information Table 12 155 Demographic and Economic Information: Demographic and Economic Statistics Table 13 156 Principal Employers Table 14 157 Operating Information: Full-Time Equivalent City Government Employees By Function/Program Table 15 158 Operating Indicators by Function/Program Table 16 160 Capital Asset Statistics by Function/Program Table 17 162 Schedule of Long-Term Debt Exhibit 1 164 Schedule of Deferred Tax Levies Exhibit 2 166 Debt Service Payments to Maturity Exhibit 3 168 Insurance in Force Exhibit 4 170 Taxable Valuations, Tax Levies and Tax Rates Exhibit 5 172 STATISTICAL SECTION (UNAUDITED) OTHER INFORMATION (UNAUDITED) - This page intentionally left blank - INTRODUCTORY SECTION 1 - This page intentionally left blank - 2 600 Town Center Parkway, Lino Lakes, MN 55014 Phone: 651-982-2400 · Fax: 651-982-2499 May 29, 2018 Honorable Mayor Members of the City Council Citizens of the City of Lino Lakes, Minnesota Minnesota State law requires that cities over 2,500 population publish within six months of the close of each fiscal year a complete set of financial statements presented in conformity with generally accepted accounting principles (GAAP) and audited in accordance with generally accepted auditing standards by a firm of licensed certified public accountants and submit them to the state auditor. Pursuant to that requirement, we hereby issue the comprehensive annual financial report of the City of Lino Lakes, Minnesota for the fiscal year ended December 31, 2017. This report consists of management’s representations concerning the finances of the City of Lino Lakes. Consequently, management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City of Lino Lakes has established a comprehensive internal control framework that is designed both to protect the government’s assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City of Lino Lakes’ financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefits, the City’s comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of Lino Lakes’ financial statements have been audited by Redpath and Company, Ltd., a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City for the fiscal year ended December 31, 2017, are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit that there was a reasonable basis for rendering an unmodified opinion that the City’s financial statements for the fiscal year ended December 31, 2017, are fairly presented in conformity with GAAP. The independent auditors’ report is presented as the first component of the financial section of this report. GAAP require that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement MD&A and should be read in conjunction with it. The City of Lino Lakes’ MD&A can be found immediately following the report of the independent auditors. 3 Profile of the Government The City of Lino Lakes, incorporated in 1955, is a growing community in the southeast corner of the County of Anoka. It covers an area of 33 square miles and has a population of approximately 21,100. The population has more than doubled from the 1990 census figure of 8,807 and has grown by 25.8% since 2000. Within the City’s borders lies the 2,550 acre Rice Creek Chain of Lakes Regional Park. Access to St. Paul and Minneapolis is provided by I-35W and I-35E. The City Charter, as amended, establishes a mayor-council form of government and grants the city council full policy-making and legislative authority to the mayor and four council members. The City council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees, and hiring a City administrator. The City administrator has the responsibility of carrying out the policies and ordinances of the City council, for overseeing the day-to-day operation of the city. The City council is elected at-large on a non-partisan basis, with council members serving four-year terms and the mayor serving a two-year term. Elections are held every two years with two council seats and the mayor being up for election each election cycle. The City provides a full range of municipal services. These services include: general government, public safety (police, fire and building inspection), public services (streets, fleet, parks and recreation), conservation of natural resources (environmental and solid waste abatement), community development, public improvements, providing and maintaining sanitary and storm sewer, water infrastructure, and two enterprise funds, the water and sewer funds. The annual budget is the foundation for the City of Lino Lakes’ financial planning and control. All divisions are required to submit appropriations requests to the City administrator for review and consolidation into a proposed budget. The City administrator is responsible for submitting the proposed annual budget to the City Council in August of each year. The city council is required to hold a public hearing on the proposed budget and to adopt by resolution a final budget and certify it no later than December 28. The budget amounts cannot increase beyond the estimated receipts except to the extent that actual receipts exceed the estimate. Division directors may make transfers of appropriations within a department, but transfers of appropriations between departments require council approval. Budget-to- actual comparisons for the general fund and the recreation program fund, the only funds for which an annual budget has been adopted, are provided in Statements 11 and 27, respectively. Factors Affecting Financial Condition The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the City of Lino Lakes operates. Local economy. The economic development effort established by the City Council in 1993 increased the commercial/industrial tax base in the City from 3% of the total tax base to 9% in 2011. Development of three industrial parks - Apollo Business Park on 35W, Marshan Industrial Park on Lake Drive, and the Clearwater Creek Development Center on 35E, provided excellent opportunities for manufacturing and distribution businesses to move their headquarters to Lino Lakes. Before the recession began in late 2007 the Lino Lakes Town Center, comprising approximately 200 acres surrounding the 35W/Lake Drive interchange, was developing at a rapid pace. Super Target and Kohl’s anchor the shopping center quadrant, while Apollo Business Park brought approximately 1,000 new employees to the area. Land was purchased by Anoka County on a third quadrant for future development of a regional library. Due to economic conditions, the County has pushed back construction of the library to a future date. 4 Factors Affecting Financial Condition (Continued) In 2004, the City entered into an agreement with a master developer to develop 40 acres in the southeast quadrant of I-35W and Lake Drive. Called Legacy at Woods Edge, this mixed-use development is intended to include diverse opportunities for housing, retail and office uses. To date, the development includes the Lino Lakes Civic Complex (which houses the city hall and police station), the Chain of Lakes YMCA, a 60-unit workforce housing project, 13,000 square feet of leasable commercial space, and an assisted living facility. The Civic Complex and YMCA provide a civic and community focus as part of the vision for Town Center. A workforce family housing and assisted living facility provide diversity in housing to underserved populations within the City. In 2006, the City placed a major focus on reconstruction of the 35W/Lake Drive interchange and completion of public improvements in Legacy at Woods Edge to accommodate planned development and completed the improvements by 2008. However, it became evident at the end of 2007 that development was stalling. The recession has had negative impacts on the Legacy development. Both the master developer and lender defaulted, sending the remaining 22 acres intended for townhomes and commercial uses into tax forfeit. Development conditions have begun to improve relative to the Legacy property. During 2013, the assisted living facility purchased an adjoining parcel to expand its current operation. The 36-room addition was completed in 2014. In addition, the State Legislature approved City-initiated special legislation which has allowed the City to acquire the tax forfeited property from the State at no cost except for an administrative fee payable to Anoka County if future sale revenues exceed the value of the special assessments on the property. The acquisition of this property will allow the City greater control in marketing the property to potential developers. The solid foundation that was built and strong interest by developers prior to the recession ensures that better economic times will once again bring the interest in residential and commercial growth needed to complete the vision. Street, streetscape, water, sewer, and storm water improvements, as well as a small community park, have been installed within the development area and assessed to the development. The $11.1 million I-35W Interchange improvement was financed through the joint efforts of MNDOT, Anoka County and the City of Lino Lakes. The City has issued $4,215,000 in G.O. Tax Increment bonds and will use tax increment financing and Minnesota State Aid funds to finance its portion of the project cost. In anticipation of a strengthening economy, the City took the lead on developing the infrastructure needed to service future growth on the 35E/County Road 14 interchange area. A major reconstruction of the interchange completed a multi-year improvement of County Road 14 from Highway 61 in Hugo, through Centerville, to 35W in Lino Lakes. The City portion of the cost for this bridge reconstruction project is being financed through Anoka County, with the City issuing an initial $4.26 million General Obligation Note to the County. Due to cost savings in this project the Note was amended to $3.695 million in 2011. The city prepaid the Note with Anoka County in 2017 using MSA funds. With both major interstate interchanges complete, the City is preparing for development of several hundred acres in all quadrants of 35E/14. Interest in the commercial interchange has spurred the extension of Otter Lake Road North east of I-35E and the extension of 21st Avenue west of I-35E, which will leave the City well poised to accommodate significant future industrial, commercial and residential development. A McDonald’s restaurant was completed in 2014 at CSAH 14 and Otter Lake Road. In addition, Metropolitan Transit has constructed a 300 space Park and Ride at I35-E at CSAH 14 and 21st Avenue. Development activities continued to increase in 2017. Residential permit activity surpassed 100 for the second consecutive year with 133 issued. Commercial development continues to show signs of recovery as new construction activities and development planning emerges. National Builder, DR Horton 5 continued development of the 112 unit Woods Edge townhome development. Lennar Homes received planned unit development approval on the 871 lot Watermark development previously owned by aae Mattamy Homes. Lennar is anticipating development of the site in 2018. The 402,000 square-foot Distribution Alternatives building, developed by United Properties, was completed and occupied in 2017. Long-term financial planning. The City’s currently adopted five-year financial plan identifies street and utility improvements totaling $26,838,947 over the five-year period. These improvements are anticipated to be funded through a number of funding sources, including special assessments, municipal state aid road funds, the area and unit trunk fund, the stormwater management fund and voter-approved tax levies. The five-year plan also includes funding projections for operations and operating impacts for the five-year period. This plan is in the process of being revised to reflect the anticipated activity through the year 2022. Relevant Financial Policies The City uses a variety of financial policies to guide its fiscal actions and ensure fiscal stability. Fund balance policy. The City had adopted a Fund Balance policy which identified the required designated amounts in the Fund Balance of the General Fund at fiscal year-end and directed the transfer of any excess revenues to other funds for specific purposes, as identified annually. For the year ended December 31, 2011 and subsequent years, the City amended its Fund Balance policy to conform to the requirements of GASB 54. The new policy targets the unassigned fund balance of the general fund in a range of 40% to 50% of budgeted general fund expenditures and other financial uses. In addition, fund balances are classified in compliance with GASB 54 according to the hierarchy of usable fund balance resources. The unassigned general fund balance as of December 31, 2016 was $6,573,608 which is 64% of general fund budgeted expenditures and other financing uses for the year. Cash management policies and practices. The City’s policy is to invest all available moneys at competitive rates in accordance with Minnesota law. Investments are made by minimizing credit and market risks while maintaining a competitive yield. Funds are invested in certificates of deposit, state and local securities, and U.S. government agencies. Cash is pooled in one account to provide maximum return. The City Council reviews the investment policy annually. The City’s investment policy’s primary objective is safety of principal. Therefore, all deposits were either insured by Federal depository insurance or were collateralized as required by State Statute. Due to the weakened economy, a historically low interest rate environment has persisted over the last several years and has had a dramatic impact on the city’s investment earnings. The average interest income yield on investments for 2017 was 0.62%. Total investment income also includes positive or negative changes in the fair value of investments. Changes in fair value of investments during the current year resulted in unrealized gains of $62,488, or 0.16%, for a total investment yield of 0.78%. The changes in fair value during the current year, however, do not necessarily represent trends that will continue; nor is it always possible to realize such amounts, especially in the case of temporary changes in the fair value of investments the City intends to hold to maturity. It is the City’s practice to purchase and hold investments to maturity and, accordingly, changes in fair value over the term of the City’s investments are expected to net to book value. 6 Awards and Acknowledgements The Government Finance Officers Association of the United States and Canada (GFOA) awards the Certificate of Achievement for excellence in financial reporting to cities that meet certain criteria. The City of Lino Lakes received this award for its comprehensive annual financial report for the year ended December 31, 2016. This marks the twenty-second consecutive year the City has received this prestigious award. A governmental unit must publish an easily readable and efficiently organized comprehensive annual financial report, the contents of which conform to program requirements. This report must satisfy both GAAP and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. The City is submitting the 2017 report to GFOA for consideration of the Certificate of Achievement for Excellence in Financial Reporting. We believe our current report continues to conform to the high standards of the Certificate program. The timely preparation of this report could not have been accomplished without the dedicated services of the Finance Department, auditors and other city staff. I want to express my appreciation to the Mayor and City Council for their support for maintaining the highest standard of professionalism in the management of the financial operation of the City. Respectfully submitted, Sarah R. Cotton Director of Finance 7 - This page intentionally left blank - 8 9 Ci t y o f L i n o L a k e s O r g a n i z a t i o n a l C h a r t Ci t y C o u n c i l Ci t y A d m i n i s t r a t o r Ad m i n i s t r a t i o n Fi n a n c e Co m m u n i t y De v e l o p m e n t Pu b l i c S e r v i c e s Pu b l i c S a f e t y Ci t y C l e r k Ac c o u n t i n g Pl a n n i n g Re c r e a t i o n Po l i c e D i v i s i o n Hu m a n R e s o u r c e s Ut i l i t y B i l l i n g Ec o n o m i c De v e l o p m e n t En g i n e e r i n g En v i r o n m e n t a l Se r v i c e s Go v e r n m e n t Bu i l d i n g s Pu b l i c W o r k s St r e e t / F l e e t / U t i l i t y Ma i n t e n a n c e Pa r k s Bu i l d i n g I n s p e c t i o n s Fi r e D i v i s i o n Se n i o r C i t i z e n Se r v i c e s Ad v i s o r y B o a r d & Co m m i s s i o n s Ne t w o r k Ad m i n i s t r a t i o n Em e r g e n c y Ma n a g e m e n t / Ad m i n i s t r a t i o n Pu b l i c I n f o r m a t i o n 10 CITY OF LINO LAKES, MINNESOTA PRINCIPAL CITY OFFICIALS December 31, 2017 Term Expires Mayor: Jeff Reinert December 31, 2017 Councilmembers: William Kusterman December 31, 2017 Rob Rafferty December 31, 2017 Melissa Maher December 31, 2019 Michael Manthey December 31, 2019 City Administrator: Jeff Karlson Appointed Directors: Community Development Michael Grochala Appointed Finance Sarah Cotton Appointed Public Safety John Swenson Appointed Public Services Richard DeGardner Appointed 11 - This page intentionally left blank - 12 FINANCIAL SECTION 13 - This page intentionally left blank - 14 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com INDEPENDENT AUDITOR'S REPORT To the Honorable Mayor and Members of the City Council City of Lino Lakes, Minnesota Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Lino Lakes, Minnesota, as of and for the year ended December 31, 2017, and the related notes to the financial statements, which collectively comprise the City of Lino Lakes, Minnesota’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. 15 We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Lino Lakes, Minnesota, as of December 31, 2017, and the respective changes in financial position, and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Emphasis of Matter As described in Note 20 to the financial statements, the City of Lino Lakes, Minnesota adopted new accounting guidance, GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions for the year ended December 31, 2017. Our opinion is not modified with respect to this matter. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, the budgetary comparison information, and the schedules of OPEB and pension information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Lino Lakes, Minnesota’s basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and schedules, statistical section and other information are presented for purposes of additional analysis and are not a required part of the basic financial statements. 16 The combining and individual nonmajor fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual nonmajor fund financial statements and schedules are fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory section, the statistical section and other information have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated May 29, 2018, on our consideration of the City of Lino Lakes, Minnesota’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Lino Lakes, Minnesota’s internal control over financial reporting and compliance. REDPATH AND COMPANY, LTD. St. Paul, Minnesota May 29, 2018 17 - This page intentionally left blank - 18 MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the City of Lino Lakes, Minnesota (the City), we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2017. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found in the introductory section of this report. Financial Highlights The assets of the City exceeded its liabilities at the close of the most recent fiscal year by $93,293,613 (net position). Of this amount, $26,863,256 (unrestricted net position) may be used to meet the City’s ongoing obligations to citizens and creditors in accordance with the City's fund designations and fiscal policies. The City’s total net position increased by $5,442,106. As of the close of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $24,056,122, a decrease of $3,774,647. Of this amount, $5,289,641 is restricted by external constraints established by creditors, grantors, contributors, or by state statutory provisions. At the end of the current fiscal year, the general fund balance was $6,816,925. Unassigned fund balance for the general fund was $6,573,608, or 65% of total general fund expenditures and other financing uses. Total outstanding debt decreased by $7,764,838 during 2017. Refunding bonds in the amount of $3,575,000 were issued during November 2016, the proceeds from which were used to pay off two bonds on February 1, 2017. In addition, the City prepaid the 2009A Series Note with Anoka County. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. 19 Management’s Discussion and Analysis The Statement of Net Position presents information on all of the City’s assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The Statement of Activities presents information showing how the City’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public services, conservation of natural resources and community development. The business-type activities of the City include a water utility and sewer utility. The government-wide financial statements are statements 1 and 2 of this report. Fund Financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financial requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the City's near term financial decisions. Both the governmental fund balance sheet and governmental fund statement of revenues, expenditures and change in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. 20 Management’s Discussion and Analysis The City maintains five individual major governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures and changes in fund balance for the following major funds:  General Fund  G.O. Improvement Bonds of 2005A – Debt Service Fund  G.O. Improvement Notes of 2009A – Debt Service Fund  G.O. Improvement Bonds of 2016B – Debt Service Fund  Area and Unit Charge – Capital Project Fund Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for its General Fund and its Program Recreation special revenue fund. A budgetary comparison schedule has been provided for those funds to demonstrate compliance with this budget. The basic governmental fund financial statements are statements 3 through 6 of this report. Proprietary funds. The City maintains two enterprise funds as a part of its proprietary fund type. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water and sewer utilities. The proprietary fund statements provide the same type of information as the government- wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the water and sewer funds, which are considered to be major funds of the City. The basic proprietary fund financial statements are statements 7 through 9 of this report. Fiduciary Funds. Fiduciary funds are used to account for resources held by the City as an agent for individuals, private organizations, or other governments. Fiduciary funds are not reflected by the government-wide financial statements because the resources of those funds are not available to support the City’s own programs. The basic fiduciary fund statements are Statements 10 and 28. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government–wide and fund financial statements. The notes to the financial statements can be found following Statement 10. Other information. The combining statements referred to earlier in connection with non- major governmental funds are presented immediately following the required supplementary 21 Management’s Discussion and Analysis information. Combining and individual fund statements and schedules are presented as Statements 19 through 27. Government-Wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the City, assets exceeded liabilities by $93,293,613 at the close of the most recent fiscal year. The largest portion of the City’s net position ($54,700,209, or 59%) reflects its net investment in capital assets (e.g. land, buildings, equipment, and infrastructure) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. City of Lino Lakes’ Net Position 2017 2016 2017 2016 2017 2016 Assets: Current and other assets $32,942,034 $37,480,144 $15,272,668 $14,501,255 $48,214,702 $51,981,399 Capital assets 42,611,027 41,154,425 31,831,950 31,860,608 74,442,977 73,015,033 Total assets $75,553,061 $78,634,569 $47,104,618 $46,361,863 $122,657,679 $124,996,432 Deferred outflows of resources $5,625,220 $8,780,333 $97,118 $168,302 $5,722,338 $8,948,635 Liabilities: Long-term liabilities outstanding $27,257,669 $42,409,997 $413,334 $468,598 $27,671,003 $42,878,595 Other liabilities 894,136 1,331,338 43,453 287,286 937,589 1,618,624 Total liabilities $28,151,805 $43,741,335 $456,787 $755,884 $28,608,592 $44,497,219 Deferred inflows of resources $6,410,858 $1,546,117 $66,954 $50,224 $6,477,812 $1,596,341 Net position: Net investment in capital assets $22,868,259 $18,597,344 $31,831,950 $31,860,610 $54,700,209 $50,457,954 Restricted 11,730,147 13,342,852 - - 11,730,147 13,342,852 Unrestricted 12,017,212 10,187,254 14,846,045 13,863,447 26,863,257 24,050,701 Total net position $46,615,618 $42,127,450 $46,677,995 $45,724,057 $93,293,613 $87,851,507 Governmental Activities Business-Type Activities Totals $11,730,147 of the City’s net position represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($26,863,257) may be used to meet ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net position, both for the government as a whole, as well as for its separate governmental and business-type activities. 22 Management’s Discussion and Analysis The City’s net position increased by $5,442,106 during 2017. Key elements of this increase are as follows: City of Lino Lakes’ Changes in Net Position 2017 2016 2017 2016 2017 2016 Revenues: Program revenues: Charges for services $3,600,902 $2,744,984 $2,849,797 $2,754,219 $6,450,699 $5,499,203 Operating grants and contributions 1,106,014 722,858 - - 1,106,014 722,858 Capital grants and contributions 4,141,383 5,046,307 836,029 1,543,947 4,977,412 6,590,254 General revenues: General property taxes 9,441,819 9,049,671 - - 9,441,819 9,049,671 Tax increment 312,152 293,829 - - 312,152 293,829 Grants and contributions not restricted to specific programs 181,712 91,385 - - 181,712 91,385 Unrestricted investment earnings 207,792 210,142 106,488 107,119 314,280 317,261 Gain on disposal of capital assets 38,022 66,255 - - 38,022 66,255 Total revenues 19,029,796 18,225,431 3,792,314 4,405,285 22,822,110 22,630,716 Expenses: General government 2,395,633 2,456,864 - - 2,395,633 2,456,864 Public safety 5,166,538 6,567,523 - - 5,166,538 6,567,523 Public services 5,492,395 6,228,893 - - 5,492,395 6,228,893 Conservation of naturual resources 200,016 216,905 - - 200,016 216,905 Community development 459,455 454,144 - - 459,455 454,144 Interest and fees on long-term debt 518,897 831,529 - - 518,897 831,529 Water - - 1,245,249 1,367,693 1,245,249 1,367,693 Sewer - - 1,901,821 1,850,962 1,901,821 1,850,962 Total expenses 14,232,934 16,755,858 3,147,070 3,218,655 17,380,004 19,974,513 Increase in net position before special item and transfers 4,796,862 1,469,573 645,244 1,186,630 5,442,106 2,656,203 Special item - 1,333,166 - - - 1,333,166 Transfers (308,694) (914,414) 308,694 914,414 - - Change in net position 4,488,168 1,888,325 953,938 2,101,044 5,442,106 3,989,369 Net position - January 1, as previously reported 42,819,930 40,754,159 45,724,057 43,800,459 88,543,987 84,554,618 Prior period adjustment (692,480) 177,446 - (177,446) (692,480) - Net position - January 1, as restated 42,127,450 40,931,605 45,724,057 43,623,013 87,851,507 84,554,618 Net position - December 31 $46,615,618 $42,819,930 $46,677,995 $45,724,057 $93,293,613 $88,543,987 Business-Type Activities TotalsGovernmental Activities Governmental Activities Governmental activities increased the City’s net position by $4,488,168 during 2017. The cumulative effect of increased charges for services and decreases in public safety expenses and public services spending account for the increase in 2017. This increase was partially offset by transfers out to business-type activities of $308,694. 23 Management’s Discussion and Analysis Below are specific graphs which provide comparisons of the governmental activities revenues and expenses: Charges for services 19% Operating grants and contributions 6% Capital grants and contributions 22% General property taxes 49% Other revenue 4% Governmental Activities - Revenues General government 17% Public safety 36% Public Services 39% Conservation of Natural Resources 1% Interest and Fees on Long- Term Debt 4% Community Development 3% Governmental Activities - Expenses 24 Management’s Discussion and Analysis Business-Type Activities Business-type activities increased the City’s net position by $953,938 during 2017. The increase was due to contributions of capital assets from private sources, as well as the City’s governmental activities, in the amount of $1,006,239. Below are specific graphs which provide comparisons of the business-type activities revenues and expenses: Charges for services 75% Capital grants and contributions 22% Unrestricted investment earnings 3% Business-Type Activities - RevenuesBusiness-Type Activities - RevenuesBusiness-Type Activities - Revenues Water 40% Sewer 60% Business-Type Activities - Expenses 25 Management’s Discussion and Analysis Financial Analysis of the Government's Funds Governmental Funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $24,056,122. Approximately 22% of this total amount ($5,289,641) constitutes fund balance restricted by external constraints established by creditors, grantors, contributors, or by state statutory provisions. $344,976 of fund balance is not in a spendable form, $175,401 has been committed, $14,581,669 has been assigned, and $3,664,435 is unassigned. The fund balance of the General Fund increased by $560,734 in 2017, while the City anticipated the use of $518,000 of the general fund balance. Overall, signs of continued economic recovery are being seen with increased building and development activities taking place which resulted in increased license and permit revenues for the year. The City also saw a significant increase in the number of roofing and siding permits issued during the year due to a storm causing significant damage throughout the City in June of 2017. Finally, reduced expenditures, primarily for personal services through vacant positions, fuel costs, and professional and contractual services helped to increase the year end fund balance. The G.O. Improvement Bonds of 2005A fund balance decreased by $226,135. The 2005A series bonds were refunded in 2016 and the fund made a debt service payment of $2,420,000 in February 2017. The G.O. Improvement Note of 2009A fund, to service the debt issued by Anoka County as the City’s financial commitment for the I-35E interchange project, ended the year with a fund balance of $0, a decrease of $22. The City prepaid the note in 2017 using MSA funds. As deferred special assessments are received the MSA funds will be replenished. The outstanding balance on the note as of December 31, 2017 was $0. The G.O. Improvement Bonds of 2016B fund decreased by $1,932,000. The 2016B series bonds were issued to refund the 2005A series bonds and fund the Legacy at Woods Edge improvements. Future tax increment and land sale proceeds are expected to cover debt service and the interfund loan payable. The Area and Unit Charge fund has a total fund balance of $7,656,155, all of which is assigned for financing capital improvements. The fund balance during the current year increased by $1,389,955 due to the collection of prepaid special assessments and trunk utility development fees. 26 Management’s Discussion and Analysis The combined fund balance of other governmental funds decreased $3,567,167 during 2017. Primary reasons for the decrease include the issuance of $1,600,000 of G.O. Tax Abatement Refunding Bonds, Series 2016C, the proceeds from which were used to pay-off the G.O. Tax Abatement Bonds of 2006C on February 1, 2017. Also, the fund balance of the Municipal State Aid (MSA) Construction fund decreased $1,169,000 as MSA funds were used to prepay the 2009A Note with Anoka County for the city’s share of the 35E Interchange project. Proprietary funds. The City’s proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. The water fund has total net position at year-end of $22,621,564, of which $5,455,247 is unrestricted. The increase in net position of $602,293 was primarily due to capital contributions, partially offset by a net operating loss. The sewer fund has total net position at year-end of $24,056,431, of which $9,390,798 is unrestricted. The increase in net position of $351,645 was primarily due to capital contributions, partially offset by a net operating loss. Budgetary Highlights General Fund The General Fund budget was amended several times during the year to reflect increased revenues relative to building and licensing activities, state aid, and other operating transfers, as well as changes in expenditure areas due to personnel vacancies, changes to professional and contracted services, variances in supplies, investment in the Civic Complex air conditioning units, and finally the transfer for the park land loan and the comprehensive plan update budgeted over 3 years (2016-2018). The final amended expenditure budget was $150,759 less than the original adopted budget. Revenues were $5,934 over budget for the year. General property tax, intergovernmental revenue, and miscellaneous refunds and reimbursements were $66,444 under budget; however, this variance was more than offset by greater than anticipated license and permit revenues, fines and forfeits, and investment earnings. Expenditures came in under budget by $311,492 due to many factors including lower than expected personal service costs from vacant positions. Fuel and fleet maintenance supply costs were much lower than anticipated and the Civic Complex air-conditioning upgrades were not completed in 2017, resulting in favorability in capital outlay. 27 Management’s Discussion and Analysis Capital Asset and Debt Administration Capital assets. The City’s investment in capital assets for its governmental and business- type activities as of December 31, 2017, amounted to $74,442,977 (net of accumulated depreciation), an increase of $1,427,942 from the prior year. This investment in capital assets includes land, wetland credits, construction in progress, buildings, equipment, vehicles, and infrastructure. The City completed the Shenandoah Area street improvements, NorthPointe 2nd Addition infrastructure improvements, Fire Station #2, Pump House #6, the reconditioning of Water Tower #1, Aqua Lane to Blackduck Drive water main improvements, the build-out of two Ford F-650 light rescue fire vehicles, and the upgrade of the air conditioning system (Phase I ) at the Civic Complex. The City has continued to work to complete the Birch Street turn lanes and infrastructure improvements in 2017. In addition, the City began land preparation activities for NorthPointe Park, the upgrade of the air conditioning system (Phase II) at the Civic Complex, and the Council Chambers upgrade. Developer lead infrastructure improvements at various stages of completion include NorthPointe 3rd, 4th, 5th, and 6th Additions, Saddle Club 2nd and 3rdAdditions, Century Farms 6th Addition, Woods Edge 1st and 2nd Additions, Clearwater Creek, St Clair Estates, and Chavez Estates. City of Lino Lakes’ Capital Assets (Net of Depreciation) 2017 2016 2017 2016 2017 2016 Land $3,320,059 $3,275,859 $ - $ - $3,320,059 $3,275,859 Wetland credits 162,372 - - - 162,372 - Construction in progress 2,482,238 8,961,062 1,507,153 5,617,436 3,989,391 14,578,498 Buildings 6,376,011 2,706,355 - - 6,376,011 2,706,355 Office equipment and furniture 236,777 157,704 - - 236,777 157,704 Vehicles 2,016,355 1,370,732 - - 2,016,355 1,370,732 Machinery and shop equipment 1,133,624 1,017,332 147,568 167,440 1,281,192 1,184,772 Other equipment 267,096 206,385 - - 267,096 206,385 Infrastructure 26,616,495 23,458,996 30,177,229 26,075,734 56,793,724 49,534,730 Total $42,611,027 $41,154,425 $31,831,950 $31,860,610 $74,442,977 $73,015,035 Governmental Activities Business-Type Activities Totals Additional information on the City’s capital assets can be found in Note 5 to the financial statements. 28 Management’s Discussion and Analysis Long-term debt. At the end of the current fiscal year, the City had total bonded debt outstanding of $19,976,243. Of this amount, $14,714,250 comprises tax supported debt and $4,905,000 is special assessment debt. All outstanding debt carries the general obligation backing for which the City is liable in the event of default by the property owners subject to the specific taxes, special assessments or revenues pledged to the retirement of the debt. In addition, the City has a note payable to the City of Circle Pines for its share of the cost of capital equipment to be used by the North Metro Telecommunications Commission in the operation of a cable communications system in the amount of $233,475. City of Lino Lakes’ Outstanding Debt 2017 2016 2017 2016 2017 2016 General obligation bonds $14,947,725 $18,460,250 $ - $ - $14,947,725 $18,460,250 G.O. special assessment bonds 4,905,000 7,795,000 - - 4,905,000 7,795,000 Note payable - Anoka County - 1,345,000 - - - 1,345,000 Bond premium 123,518 140,831 - - 123,518 140,831 Total $19,976,243 $27,741,081 $0 $0 $19,976,243 $27,741,081 Business-Type Activities TotalsGovernmental Activities The City of Lino Lakes’ total bonded debt decreased by $7,764,838 during the current fiscal year. The key factors for the change include the issuance of $311,000 of Certificates of Indebtedness to finance capital equipment purchases, as well as principal retired in the amount of $8,508,525 during the year. Additional information on the City’s long-term debt can be found in Note 6. Requests for information. This financial report is designed to provide a general overview of the City’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director of Finance, City of Lino Lakes, 600 Town Center Parkway, Lino Lakes, Minnesota, 55014. 29 - This page intentionally left blank - 30 BASIC FINANCIAL STATEMENTS 31 - This page intentionally left blank - 32 CITY OF LINO LAKES, MINNESOTA STATEMENT OF NET POSITION Statement 1 December 31, 2017 Governmental Business-Type Activities Activities Total Assets: Cash and investments $24,934,980 $13,921,698 $38,856,678 Accrued interest receivable 84,517 - 84,517 Due from other governmental units 133,556 1,614 135,170 Accounts receivable - net 51,052 376,957 428,009 Prepaid items 244,976 27,082 272,058 Internal balances (914,949) 914,949 - Inventory - 30,368 30,368 Taxes receivable 100,047 - 100,047 Special assessments receivable 7,954,861 - 7,954,861 Long-term notes receivable 225,000 - 225,000 Net pension asset 127,994 - 127,994 Capital assets - nondepreciable 5,964,669 1,507,153 7,471,822 Capital assets - net of accumulated depreciation 36,646,358 30,324,797 66,971,155 Total assets 75,553,061 47,104,618 122,657,679 Deferred outflows of resources related to pensions 5,625,220 97,118 5,722,338 Liabilities: Accounts payable and other current liabilities 736,608 43,453 780,061 Accrued interest payable 157,528 - 157,528 Compensated absences payable: Due within one year 492,042 38,130 530,172 Due in more than one year 276,866 28,426 305,292 Other post employment benefits 738,061 8,480 746,541 Bonds and notes payable: Due within one year 3,130,600 - 3,130,600 Due in more than one year 16,845,643 - 16,845,643 Net pension liability: Due in more than one year 5,774,457 338,298 6,112,755 Total liabilities 28,151,805 456,787 28,608,592 Deferred inflows of resources: Pension related 6,359,775 66,954 6,426,729 OPEB related 51,083 - 51,083 Total deferred inflows of resources 6,410,858 66,954 6,477,812 Net position: Net investment in capital assets 22,868,259 31,831,950 54,700,209 Restricted for: Debt service 10,564,305 - 10,564,305 Economic development 225,000 - 225,000 Tax increment purposes 479,695 - 479,695 Environmental improvements - nonexpendable 100,000 - 100,000 Environmental improvements - expendable 23,316 - 23,316 Other purposes 337,831 - 337,831 Unrestricted 12,017,212 14,846,045 26,863,257 Total net position $46,615,618 $46,677,995 $93,293,613 Primary Government The accompanying notes are an integral part of these financial statements. 33 CITY OF LINO LAKES, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2017 Program Revenues Charges For Functions/Programs Expenses Services Primary government: Governmental activities: General government $2,395,633 $550,117 Public safety 5,166,538 2,249,152 Public services 5,492,395 801,633 Conservation of natural resources 200,016 - Community development 459,455 - Interest and fees on long-term debt 518,897 - Total governmental activities 14,232,934 3,600,902 Business-type activities: Water 1,245,249 1,150,834 Sewer 1,901,821 1,698,963 Total business-type activities 3,147,070 2,849,797 Total primary government $17,380,004 $6,450,699 The accompanying notes are an integral part of these financial statements. 34 Statement 2 Operating Capital Grants and Grants and Governmental Business-Type Contributions Contributions Activities Activities Total $1,460 $ - ($1,844,056)$ - ($1,844,056) 351,258 - (2,566,128) - (2,566,128) 661,302 4,141,383 111,923 - 111,923 91,994 - (108,022) - (108,022) - - (459,455) - (459,455) - - (518,897) - (518,897) 1,106,014 4,141,383 (5,384,635)0 (5,384,635) - 421,608 - 327,193 327,193 - 414,421 - 211,563 211,563 0 836,029 0 538,756 538,756 $1,106,014 $4,977,412 (5,384,635)538,756 (4,845,879) General revenues: General property taxes 9,441,819 - 9,441,819 Tax increment 312,152 - 312,152 Grants and contributions not restricted to specific programs 181,712 - 181,712 Unrestricted investment earnings 207,792 106,488 314,280 Gain on disposal of capital assets 38,022 - 38,022 Transfers (308,694)308,694 - Total general revenues and transfers 9,872,803 415,182 10,287,985 Change in net position 4,488,168 953,938 5,442,106 Net position - January 1, as previously reported 42,819,930 45,724,057 88,543,987 Prior period adjustment (692,480) - (692,480) Net position - January 1, as restated 42,127,450 45,724,057 87,851,507 Net position - December 31 $46,615,618 $46,677,995 $93,293,613 Program Revenues Net (Expense) Revenue and Changes in Net Position Primary Government The accompanying notes are an integral part of these financial statements. 35 CITY OF LINO LAKES, MINNESOTA BALANCE SHEET Statement 3 GOVERNMENTAL FUNDS December 31, 2017 333 G.O. 342 G.O. Other Total Improvement Improvement 406 Area and Governmental Governmental General Fund Note of 2009A Bonds of 2016B Unit Charge Funds Funds Assets Cash and investments $6,648,162 $ - $944,886 $7,528,465 $9,813,467 $24,934,980 Accrued interest receivable 84,517 - - - - 84,517 Due from other governmental units 133,556 - - - - 133,556 Accounts receivable - net 23,758 - - 25,439 1,855 51,052 Prepaid items 243,317 - - - 1,659 244,976 Taxes receivable: Due from county 23,611 - - - 6,789 30,400 Delinquent 56,559 - - - 13,088 69,647 Special assessments receivable: Due from county - - - 2,400 798 3,198 Delinquent - - - 9,129 9,151 18,280 Deferred 329 2,639,483 2,994,379 1,117,458 1,181,734 7,933,383 Interfund loan receivable - - - 100,361 2,934,516 3,034,877 Long-term notes receivable - - - - 225,000 225,000 Total assets $7,213,809 $2,639,483 $3,939,265 $8,783,252 $14,188,057 $36,763,866 Liabilities, Deferred Inflows of Resources, and Fund Balances Liabilities: Accounts payable $194,538 $ - $705 $510 $257,313 $453,066 Salaries payable 110,845 - - - 453 111,298 Due to other governmental units 34,613 - - - 12,176 46,789 Contracts payable - - - - 125,455 125,455 Interfund loan payable - - 2,876,643 - 1,073,183 3,949,826 Total liabilities 339,996 0 2,877,348 510 1,468,580 4,686,434 Deferred inflows of resources: Unavailable revenue 56,888 2,639,483 2,994,379 1,126,587 1,203,973 8,021,310 Fund balance: Nonspendable 243,317 - - - 101,659 344,976 Restricted - - - - 5,289,641 5,289,641 Committed - - - - 175,401 175,401 Assigned - - - 7,656,155 6,925,514 14,581,669 Unassigned 6,573,608 - (1,932,462) - (976,711) 3,664,435 Total fund balance 6,816,925 0 (1,932,462) 7,656,155 11,515,504 24,056,122 Total liabilities, deferred inflows of resources, and fund balance $7,213,809 $2,639,483 $3,939,265 $8,783,252 $14,188,057 $36,763,866 The accompanying notes are an integral part of these financial statements. 36 CITY OF LINO LAKES, MINNESOTA RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL Statement 4 FUNDS TO THE STATEMENT OF NET POSITION December 31, 2017 Fund balance - total governmental funds (Statement 3) $24,056,122 Net position reported for governmental activities in the Statement of Net Position is different because: Certain assets used in governmental activities are not current financial resources and, therefore, are not reported in the funds. Capital assets 42,611,027 Net pension asset 127,994 Other long-term assets are not available to pay for current-period expenditures and therefore, are reported as unavailable revenue in the funds: Delinquent taxes receivable 69,647 Delinquent special assessments receivable 18,280 Deferred special assessments receivable 7,933,383 Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the funds. Long-term liabilities at year end consist of: Bonds and notes payable (19,852,725) Unamortized bond premiums (142,182) Unamortized bond discounts 18,664 Accrued interest payable (157,528) Compensated absences payable (768,908) Other post employment benefits (738,061) Net pension liability (5,774,457) Deferred outflows and inflows of resources related to pensions and OPEB are associated with long-term liabilities that are not due and payable in the current period, and therefore, are not reported in the funds. Balances at year end are: Deferred outflows of resources 5,625,220 Deferred inflows of resources (6,410,858) Net position of governmental activities (Statement 1)$46,615,618 37 CITY OF LINO LAKES, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE GOVERNMENTAL FUNDS For The Year Ended December 31, 2017 327 G.O. Improvement General Fund Bonds of 2005A Revenues: General property taxes $7,338,876 $ - Tax increment - - Licenses and permits 1,447,571 - Intergovernmental 667,520 - Special assessments 4,293 - Charges for services 302,038 - Fines and forfeits 147,977 - Investment earnings 40,913 6,486 Miscellaneous 295,439 - Total revenues 10,244,627 6,486 Expenditures: Current: General government 1,945,691 - Public safety 4,347,108 - Public services 2,178,725 - Conservation of natural resources 183,392 - Community development 426,653 - Capital outlay: General government 87,104 - Public safety 66,587 - Public services - - Conservation of natural resources 8,247 - Debt service: Principal - 2,360,000 Interest and fiscal charges - 60,117 Total expenditures 9,243,507 2,420,117 Revenues over (under) expenditures 1,001,120 (2,413,631) Other financing sources (uses): Transfers in 439,373 2,187,503 Transfers out (879,759)(7) Issuance of debt - - Proceeds from sale of capital assets - - Total other financing sources (uses)(440,386)2,187,496 Net change in fund balance 560,734 (226,135) Fund balance - January 1 6,256,191 226,135 Fund balance - December 31 $6,816,925 $0 The accompanying notes are an integral part of these financial statements. 38 Statement 5 333 G.O. 342 G.O. Improvement Improvement 406 Area and Other Total Note of 2009A Bonds of 2016B Unit Charge Governmental Funds Governmental Funds $ - $ - $ - $2,121,713 $9,460,589 - - - 312,152 312,152 - - - - 1,447,571 - - - 413,433 1,080,953 287,628 - 1,325,125 666,928 2,283,974 - - 257,468 768,275 1,327,781 - - - 465,616 613,593 - - 69,217 91,176 207,792 - - - 115,201 410,640 287,628 0 1,651,810 4,954,494 17,145,045 - - - 6,978 1,952,669 - - - 13,409 4,360,517 - - 25,307 1,210,380 3,414,412 - - - - 183,392 - - - 6,491 433,144 - - - 228,895 315,999 - - - 893,831 960,418 - - - 868,184 868,184 - - - - 8,247 1,345,000 - - 4,353,525 8,058,525 68,707 17,015 - 494,190 640,029 1,413,707 17,015 25,307 8,075,883 21,195,536 (1,126,079)(17,015)1,626,503 (3,121,389)(4,050,491) 1,126,057 272,506 - 2,959,004 6,984,443 - (2,187,503)(236,548)(3,819,110)(7,122,927) - - - 311,000 311,000 - - - 103,328 103,328 1,126,057 (1,914,997)(236,548)(445,778)275,844 (22)(1,932,012)1,389,955 (3,567,167)(3,774,647) 22 (450)6,266,200 15,082,671 27,830,769 $0 ($1,932,462)$7,656,155 $11,515,504 $24,056,122 The accompanying notes are an integral part of these financial statements. 39 CITY OF LINO LAKES, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES,Statement 6 EXPENDITURES AND CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For The Year Ended December 31, 2017 Net change in fund balance - total governmental funds (Statement 5) ($3,774,647) Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures. However, in the Statement of Activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense: Depreciation (2,959,683) Capital outlay 2,152,848 Capital outlay not capitalized 118,240 Various other transactions involving capital assets increase (decrease) net position on the Statement of Activities, but are not reported in governmental funds because they do not provide (or use) current financial resources: Contributions of infrastructure from private sources 2,380,713 Contributions of infrastructure to business-type activities (170,210) Gain (loss) on disposal of capital assets (65,306) Revenues in the Statement of Activities that do not provide current financial resources are not reported as revenues in the funds: Change in delinquent taxes receivable (18,770) Change in delinquent special assessments receivable 5,570 Change in deferred special assessments receivable (544,874) The issuance of long-term debt provides current financial resources to governmental funds, while repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effects of bond premiums and discounts when the debt is first issued, whereas amounts are deferred and amortized over the life of the debt in the Statement of Activities. Bonds and notes issued (311,000) Repayment of principal 8,058,525 Amortization of bond premiums and discounts 17,313 Some expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Expenses reported in the Statement of Activities include the effects of the changes in these expense accruals as follows: Change in accrued interest payable 103,819 Change in compensated absences payable (34,493) Change other post employment benefits liability and related deferred inflows of resources 483 Pension expense in governmental funds is measured by current year employee contributions. Pension expense in the Statement of Activities is measured by the change in the net pension liability and related deferred inflows and outflows of resources. This is the amount by which pension expense differed from pension contributions.(470,360) Change in net position of governmental activities (Statement 2)$4,488,168 The accompanying notes are an integral part of these financial statements. 40 CITY OF LINO LAKES, MINNESOTA STATEMENT OF NET POSITION Statement 7 PROPRIETARY FUNDS December 31, 2017 601 Water 602 Sewer Total Assets: Current assets: Cash and cash equivalents $5,477,346 $8,444,352 $13,921,698 Due from other governmental units - 1,614 1,614 Accounts receivable - net 157,008 219,949 376,957 Prepaid items 9,255 17,827 27,082 Inventory 30,368 - 30,368 Interfund loan receivable - 914,949 914,949 Total current assets 5,673,977 9,598,691 15,272,668 Noncurrent assets: Capital assets: Construction in progress 772,676 734,477 1,507,153 Equipment 143,429 331,225 474,654 Water and sewer systems 24,949,194 23,048,571 47,997,765 Total capital assets 25,865,299 24,114,273 49,979,572 Less: Allowance for depreciation (8,698,982) (9,448,640) (18,147,622) Net capital assets 17,166,317 14,665,633 31,831,950 Total assets 22,840,294 24,264,324 47,104,618 Deferred outflows of resources related to pensions 48,559 48,559 97,118 Total assets and deferred outflows 22,888,853 24,312,883 47,201,736 Liabilities: Current liabilities: Accounts payable 8,256 7,054 15,310 Salaries payable 3,917 3,917 7,834 Due to other governments 11,683 2,769 14,452 Other accrued liabilities 3,289 2,568 5,857 Compensated absences payable - current portion 19,065 19,065 38,130 Total current liabilities 46,210 35,373 81,583 Noncurrent liabilities: Compensated absences payable - noncurrent portion 14,213 14,213 28,426 Other post employment benefits 4,240 4,240 8,480 Net pension liability 169,149 169,149 338,298 Total noncurrent liabilities 187,602 187,602 375,204 Total liabilities 233,812 222,975 456,787 Deferred inflows of resources related to pensions 33,477 33,477 66,954 Total liabilities and deferred inflows 267,289 256,452 523,741 Net position: Investment in capital assets 17,166,317 14,665,633 31,831,950 Unrestricted 5,455,247 9,390,798 14,846,045 Total net position $22,621,564 $24,056,431 $46,677,995 Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 41 CITY OF LINO LAKES, MINNESOTA STATEMENT OF REVENUES, EXPENSES AND Statement 8 PROPRIETARY FUNDS For The Year Ended December 31, 2017 601 Water 602 Sewer Totals Operating revenues: Charges for services $1,065,379 $1,672,456 $2,737,835 Hook-up charges 33,010 26,497 59,507 Water meter sales 37,606 - 37,606 Other operating revenue 14,839 10 14,849 Total operating revenues 1,150,834 1,698,963 2,849,797 Operating expenses: Personal services 264,673 268,134 532,807 Materials and supplies 172,864 51,038 223,902 Contractual services 102,165 93,992 196,157 MCES sewer charges - 942,972 942,972 Depreciation 580,804 477,094 1,057,898 Utilities 102,877 41,297 144,174 Other 21,866 27,294 49,160 Total operating expenses 1,245,249 1,901,821 3,147,070 Operating income (loss)(94,415)(202,858)(297,273) Nonoperating revenues: Investment earnings 39,612 66,876 106,488 Income (loss) before contributions and transfers (54,803)(135,982)(190,785) Contributions and transfers: Capital contributions from private sources 421,608 414,421 836,029 Capital contributions from governmental activities 166,246 3,964 170,210 Transfer in 104,969 104,969 209,938 Transfer out (35,727)(35,727)(71,454) Total contributions and transfers 657,096 487,627 1,144,723 Change in net position 602,293 351,645 953,938 Net position - January 1 22,019,271 23,704,786 45,724,057 Net position - December 31 $22,621,564 $24,056,431 $46,677,995 CHANGES IN FUND NET POSITION Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 42 CITY OF LINO LAKES, MINNESOTA STATEMENT OF CASH FLOWS Statement 9 PROPRIETARY FUNDS For The Year Ended December 31, 2017 601 Water 602 Sewer Totals Cash flows from operating activities: Receipts from customers and users $1,136,110 $1,695,698 $2,831,808 Payment to suppliers (444,107) (1,301,838) (1,745,945) Payment to employees (248,394) (252,391) (500,785) Net cash flows provided by operating activities 443,609 141,469 585,078 Cash flows from noncapital financing activities: Interfund loans provided to other funds - (355,839) (355,839) Transfers in 104,969 104,969 209,938 Transfers out (35,727) (35,727) (71,454) Net cash flows provided by (used in) noncapital financing activities 69,242 (286,597) (217,355) Cash flows from capital and related financing activities: Acquisition of capital assets (23,000) - (23,000) Net cash flows provided by (used in) capital and related financing activities (23,000) 0 (23,000) Cash flows from investing activities: Investment earnings 39,612 66,876 106,488 Net increase (decrease) in cash and cash equivalents 529,463 (78,252) 451,211 Cash and cash equivalents - January 1 4,947,883 8,522,604 13,470,487 Cash and cash equivalents - December 31 $5,477,346 $8,444,352 $13,921,698 Reconciliation of operating income to net cash provided by operating activities: Operating income (loss) ($94,415) ($202,858) ($297,273) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation 580,804 477,094 1,057,898 Changes in assets and liabilities: Decrease (increase) in due from other governmental units - 409 409 Decrease (increase) in accounts receivable - net (14,724) (3,674) (18,398) Decrease (increase) in prepaid items 906 1,259 2,165 Decrease (increase) in inventory 51,459 - 51,459 Decrease (increase) in deferred outflows of resources 35,592 35,592 71,184 Increase (decrease) in payables (96,700) (146,504) (243,204) Increase (decrease) in other accrued liabilities (46) (582) (628) Increase (decrease) in compensated absences 83 83 166 Increase (decrease) in other post employment benefits 4,240 4,240 8,480 Increase (decrease) in net pension liability (31,955) (31,955) (63,910) Increase (decrease) in deferred inflows of resources 8,365 8,365 16,730 Total adjustments 538,024 344,327 882,351 Net cash provided by operating activities $443,609 $141,469 $585,078 Noncash investing, capital and financing activities: Contributions of capital assets $587,854 $418,385 $1,006,239 Business-Type Activities - Enterprise Funds The accompanying notes are an integral part of these financial statements. 43 CITY OF LINO LAKES, MINNESOTA STATEMENT OF NET POSITION Statement 10 FIDUCIARY FUNDS December 31, 2017 Assets: Cash and investments $1,719,511 Liabilities: Deposits payable $1,719,511 The accompanying notes are an integral part of these financial statements. 44 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Note 1 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Lino Lakes, Minnesota (the City) is a public corporation formed under Minnesota Statute 410. As such, the City is under home rule charter regulations and applicable statutory guidelines. The basic financial statements of the City have been prepared in conformity with U.S. generally accepted accounting principles as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of significant accounting policies: A. FINANCIAL REPORTING ENTITY In accordance with GASB pronouncements and accounting principles generally accepted in the United States of America, the financial statements of the reporting entity include those of the City (the primary government) and its component units. The component units discussed below are included in the City’s reporting entity because of the significance of their operational or financial relationships with the City. COMPONENT UNITS In conformity with accounting principles generally accepted in the United States of America, the financial statements of the component units have been included in the financial report as blended component units. The Economic Development Authority (EDA) of Lino Lakes is an entity legally separate from the City. However, for financial reporting purposes, the EDA is reported as if it were a part of the City’s operation because the governing body is substantially the same as the governing body of the City and a financial benefit or burden relationship exists between the City and the EDA. The EDA does not issue separate financial statements. The Housing and Development Authority (HRA) of Lino Lakes is an entity legally separate from the City. However, for financial reporting purposes, the HRA is reported as if it were part of the City’s operations because the members of the City Council serve as commission members and a financial benefit or burden relationship exists between the City and the HRA. The HRA has not yet incurred any financial activity. B. GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS The government-wide financial statements (i.e., the Statement of Net Position and the Statement of Activities) report information on all of the non-fiduciary activities of the primary government and its component units. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The Statement of Activities demonstrates the degree to which the direct expenses of a given function or business-type activity are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or business-type activity. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or business-type activity and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or business-type activity. Taxes and other items not included among program revenues are reported instead as general revenues. The fund financial statements are provided for governmental funds, proprietary funds and fiduciary funds, even though the latter are excluded from the government-wide financial statements. The 45 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 emphasis of governmental and proprietary fund financial statements is on major individual governmental and enterprise funds, with each displayed as separate columns in the fund financial statements. All remaining governmental and enterprise funds are aggregated and reported as nonmajor funds. Proprietary fund operating revenues, such as charges for services, result from exchange transactions associated with the principal activity of the fund. Exchange transactions are those in which each party receives and gives up essentially equal values. Nonoperating revenues, such as subsidies and investment earnings, result from nonexchange transactions or incidental activities. The City reports the following major governmental funds: General Fund is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. General Obligation Improvement Bonds of 2005A Fund accounts for the accumulation of resources for, and the payment of, interest, principal and related costs on general long-term debt. The fund was closed in 2017. General Obligation Improvement Note of 2009A Fund accounts for the accumulation of resources for, and the payment of, interest, principal and related costs on general long-term debt. The note was used to finance improvement projects at the I-35E and County Road 14 interchange. General Obligation Improvement Bonds of 2016B Fund accounts for the accumulation of resources for, and the payment of, interest, principal and related costs on general long-term debt. Area and Unit Charge Fund accounts for the collection of water and sewer unit charges to be used for debt payments and construction of governmental infrastructure. The City reports the following major proprietary funds: The Water Fund accounts for customer water service charges which are used to finance water system operating expenses. The Sewer Fund accounts for customer sewer service charges which are used to finance sanitary sewer system operating expenses. Additionally, the City reports the following fund type: Agency funds account for assets held as an agent for individuals, private organizations and other governmental units. The City’s agency fund accounts for pass-through contractor’s deposits relating to prospective developments. C. MEASUREMENT FOCUS AND BASIS OF ACCOUNTING The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements 46 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 imposed by the provider have been met. The City’s only fiduciary funds are agency funds. Agency funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. As a general rule the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Proprietary Funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the water and sewer enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. D. BUDGETS Budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Annual appropriated budgets are adopted for the General Fund and the Program Recreation Special Revenue Fund. Budgeted expenditure appropriations lapse at year-end. Budgeted amounts are reported as originally adopted and as amended by the City Council. Budgeted expenditure appropriations lapse at year end. Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the appropriation, is not employed by the City because it is at present not considered necessary to assure effective budgetary control or to facilitate effective cash management. 47 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 E. LEGAL COMPLIANCE – BUDGETS The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1. The City Administrator submits to the City Council a proposed operating budget (including the General Fund and Program Recreation Special Revenue Fund) for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. 2. Public hearings are conducted to obtain taxpayer comments. 3. The budget is legally enacted through passage of a resolution on a departmental basis and can expended by each department based upon detailed budget estimates for individual expenditure accounts. 4. The City Administrator is authorized to transfer appropriations within any department budget. Additional interdepartmental or interfund appropriations and deletions are or may be authorized by the City Council with fund (contingency) reserves or additional revenues. 5. Formal budgetary integration is employed as a management control device during the year for the General Fund. 6. Legal debt obligation indentures determine the appropriation level and debt service tax levies for the Debt Service Funds. Supplementary budgets are adopted for the Proprietary Funds to determine and calculate user charges. These debt service and budget amounts represent general obligation bond indenture provisions and net income for operation and capital maintenance and are not reflected in the financial statements. 7. A capital improvement program is reviewed periodically by the City Council for the Capital Project Funds. However, appropriations for major projects are not adopted until the actual bid award of the improvement. The appropriations are not reflected in the financial statements. 8. Expenditures may not legally exceed budgeted appropriations at the department level unless approved by the City Council. Therefore, the legal level of budgetary control is at the department level (i.e. administration, community development, public safety, public services, and other). 9. The City Council may authorize transfers of budgeted amounts between City funds. F. CASH AND INVESTMENTS Cash and investment balances from all funds are pooled and invested to the extent available in authorized investments. Investment income is allocated to individual funds on the basis of the fund's equity in the cash and investment pool. Investments are stated at fair value, except for investments in external investment pools that meet GASB 79 requirements, which are stated at amortized cost. Interest earnings are accrued at year-end. For purposes of the Statement of Cash Flows, the Proprietary Funds consider all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. All of the cash and investments allocated to the Proprietary Fund types have original maturities of 90 days or less. Therefore, the entire balance in such fund types is considered cash equivalents. 48 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Permanently restricted cash and investments represents the principal and earnings portion of resources received that must be retained in a permanent fund. Only earnings from these funds may be used for purposes that support environmental maintenance and improvements. G. PROPERTY TAX REVENUE RECOGNITION The City Council annually adopts a tax levy and certifies it to the County in December (levy/assessment date) of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners) on May 15 and October 15 of each calendar year. Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 15 and December 15 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. Within the government-wide financial statements, the City recognizes property tax revenue in the period for which taxes were levied. Uncollectible property taxes are not material and have not been reported. Within the governmental fund financial statements, the City recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. In practice, current and delinquent taxes and received by the City in July, December, and the following January are recognized as revenue for the current year. Taxes collected by the county by December 31 (remitted to the City the following January) are classified as due from county. Taxes not collected by the county by December 31 are classified as delinquent taxes receivable. Delinquent taxes receivable are fully offset by deferred inflows of resources because they are not available to finance current expenditures. The City's property tax revenue includes payments from the Metropolitan Revenue Distribution (Fiscal Disparities Formula) per State Statute 473F. This statute provides a means of spreading a portion of the taxable valuation of commercial/industrial real property to various taxing authorities within the defined metropolitan area. The valuation "shared" is a portion of commercial/industrial property valuation growth since 1971. H. SPECIAL ASSESSMENT REVENUE RECOGNITION Special assessments are levied against benefited properties for the cost or a portion of the cost of special assessment improvement projects in accordance with State Statutes. These assessments are collectible by the City over a term of years usually consistent with the term of the related bond issue. Collection of annual installments (including interest) is handled by the County Auditor in the same manner as property taxes. Property owners are allowed to (and often do) prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent, the property is subject to tax forfeit sale and the first proceeds of that sale (after costs, penalties and expenses of sale) are remitted to the 49 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 City in payment of delinquent special assessments. Generally, the City will collect the full amount of its special assessments not adjusted by City Council or court action. Pursuant to State Statutes, a property shall be subject to a tax forfeit sale after three years unless it is homesteaded, agricultural or seasonal recreational land in which event the property is subject to such sale after five years. Within the government-wide financial statements, the City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. Within the fund financial statements, the revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. Special assessments are collected by the County and remitted by December 31 (remitted to the City the following January) and are also recognized as revenue for the current year. All remaining delinquent, deferred and special deferred assessments receivable in governmental funds are completely offset by deferred inflows of resources. I. INVENTORY For governmental funds, the original cost of materials and supplies are recorded as expenditures at the time of purchase. These funds do not maintain material amounts of inventories. Inventories of the proprietary funds are stated at cost, which approximates market, using the first-in, first-out (FIFO) method. J. PREPAID ITEMS Certain prepayments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Prepaid items are reported using the consumption method and recorded as expenditures/expenses at the time of consumption. K. INTERFUND TRANSACTIONS During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures / expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. The City provides temporary advances to funds that have insufficient cash balances by means of an advance from another fund. Such advances are classified as “advances to/from other funds.” Long- term interfund loans are classified as “interfund loan receivable/payable.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” All other interfund transactions are reported as transfers. 50 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 L. CAPITAL ASSETS Capital assets, which include property, plant, equipment, and infrastructure assets (e.g. roads, sidewalks, street lights, and similar items) are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the City as assets with an initial, individual cost of more than $2,500 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value at the date of donation. All existing City infrastructure has been capitalized regardless of date placed in service. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. For the year ended December 31, 2017, no interest was capitalized in connection with construction in progress. Depreciation on exhaustible assets is recorded as an allocated expense in the Statement of Activities with accumulated depreciation reflected in the Statement of Net Position. Capital assets are depreciated using the straight-line method over their estimated useful lives. Since surplus assets are sold for an immaterial amount when declared as no longer needed for City purposes, no salvage value is taken into consideration for depreciation purposes. Useful lives vary from 3 to 30 years for buildings, office furniture and equipment, vehicles, machine shop and equipment and other assets, and 15 to 50 years for infrastructure. M. COMPENSATED ABSENCES It is the City’s policy to permit employees to accumulate earned but unused vacation, PTO (Personal Time Off), extended leave and sick pay benefits. All vacation pay and PTO and the portion of sick pay allowable as severance is accrued in the government-wide and proprietary fund financial statements. The current portion is calculated based on historical trends. N. LONG-TERM OBLIGATIONS In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type Statement of Net Position. Bond premiums and discounts are amortized over the life of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. O. DEFINED BENEFIT PENSION PLANS For purposes of measuring the net pension liability, deferred outflows and inflows of resources, and pension expense, information about the fiduciary net position of the Public Employees Retirement Association (PERA) and additions to and deductions from PERA’s fiduciary net position have been 51 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 determined on the same basis as they are reported by PERA, except that PERA’s fiscal year end is June 30. For this purpose, plan contributions are recognized as of employer payroll paid dates and benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. P. DEFERRED OUTFLOWS AND INFLOWS OF RESOURCES In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element represents a consumption of net position that applies to future periods and so will not be recognized as an outflow of resources (expense) that time. The City has one item that qualifies for reporting in the category. It is the pension related deferred outflows of resources reported in the government-wide Statement of Net Position and the proprietary funds Statement of Net Position. In addition to liabilities, the statement of financial position reports a separate section for deferred inflows of resources. This separate financial statement element represents an acquisition of net position that applies to future periods, and therefore, will not be recognized as an inflow of resources (revenue) until that time. The City has pension and OPEB related deferred inflows of resources reported in the government-wide Statement of Net Pension and the proprietary funds Statements of Net Position. The City also has a type of item, which arises only under a modified accrual basis of accounting, that qualifies for reporting in this category. Accordingly, the item, unavailable revenue, is reported only in the governmental fund balance sheet. The governmental funds report unavailable revenues from the following sources: property taxes and special assessments not collected within 60 days from year-end. Q. FUND BALANCE CLASSIFICATIONS In the fund financial statements, governmental funds report fund balance in classifications that disclose constraints for which amounts in those funds can be spent. These classifications are as follows: Nonspendable - consists of amounts that are not in spendable form, such as prepaid items and corpus of any permanent fund. Restricted - consists of amounts related to externally imposed constraints established by creditors, grantors or contributors; or constraints imposed by state statutory provisions. Committed - consists of internally imposed constraints. These constraints are established by a resolution approved by the City Council, and committed amounts cannot be used for any other purpose unless the City Council removes or changes the specified use by resolution. Assigned - consists of internally imposed constraints for the specific purpose of the City’s intended use. These constraints are established by the City Council and/or management. The City Council passed a resolution authorizing the Finance Director to assign fund balances and their intended uses. Unassigned - is the residual classification for the general fund and also reflects negative residual amounts in other funds. When both restricted and unrestricted resources are available for use, it is the City’s policy to first use restricted resources, and then use unrestricted resources as they are needed. 52 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 When committed, assigned or unassigned resources are available for use, it is the City’s policy to use resources in the following order: 1) committed 2) assigned and 3) unassigned. The City formally adopted a fund balances policy for the general fund. The policy establishes an unassigned fund balance range of 40% - 50% of general fund operating expenditures. R. USE OF ESTIMATES The preparation of financial statements in accordance with generally accepted accounting principles (GAAP) requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. Note 2 DEPOSITS AND INVESTMENTS A. DEPOSITS In accordance with Minnesota Statutes, the City maintains deposits at those depository banks authorized by the City Council, all of which are members of the Federal Reserve System. Custodial Credit Risk – Custodial credit risk is the risk that in the event of a bank failure, the City’s deposits may not be returned to it. Minnesota Statutes require that insurance, surety bonds or collateral protect all City deposits. The market value of collateral pledged must equal 110% of deposits not covered by insurance or bonds. The City has no additional deposit policies addressing custodial credit risk. At December 31, 2017, the bank balance of the City’s deposits was insured by the FDIC or covered by pledged collateral held in the City’s name. Minnesota Statutes require that securities pledged as collateral be held in safekeeping by the City Treasurer or in a financial institution other than that furnishing the collateral. Authorized collateral includes the following: a) United States government treasury bills, treasury notes, treasury bonds; b) Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; c) General obligation securities of any state or local government with taxing powers which is rated “A” or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated “AA” or better by a national bond rating service; d) General obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity; e) Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied by written evidence that the bank’s public debt is rated “AA” or better by Moody’s Investors Service, Inc. or Standard & Poor’s Corporation; and f) Time deposits that are fully insured by the Federal Deposits Insurance Corporation. At December 31, 2017, the carrying amount of the City’s deposits with financial institutions was $257,836. 53 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 B. INVESTMENTS Minnesota Statutes authorize the City to invest in the following: a) Direct obligations or obligations guaranteed by the United States or its agencies, its instrumentalities, or organizations created by an act of congress, excluding mortgage-backed securities defined as high risk. b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a) above, general obligation tax-exempt securities, or repurchase or reverse repurchase agreements. c) State and local securities as follows: 1) any security which is a general obligation of any state or local government with taxing powers which is rated “A” or better by a national bond rating service; 2) any security which is a revenue obligation of any state or local government with taxing powers which is rated “AA” or better by a national bond rating service; and 3) a general obligation of the Minnesota Housing Finance Agency which is a moral obligation of the State of Minnesota and is rated “A” or better by a national bond rating agency. d) Bankers acceptance of United States banks. e) Commercial paper issued by United States corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. f) Repurchase or reverse repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; certain Minnesota securities broker-dealers; or, a bank qualified as a depositor. g) General obligation temporary bonds of the same governmental entity issued under section 429.091, subdivision 7; 469.178, subdivision 5; or 475.61, subdivision 6. 54 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 At December 31, 2017, the City had the following investments and maturities: Fair Less Investment Type Rating Value Than 1 1 - 5 6 - 8 Wells Fargo money market NR $4,275,289 $4,275,289 $ - $ - Morgan Stanley money market NR 24,165 24,165 - - 4M Fund NR 7,207,927 7,207,927 - - Brokered CD's NR 16,419,585 6,887,755 8,413,876 1,117,954 Municipal bonds * 10,908,237 1,568,897 8,746,306 593,034 Federal Home Loan Mortgage Corp.AAA 1,482,210 - - 1,482,210 Total $40,317,413 $19,964,033 $17,160,182 $3,193,198 NR - Not Rated Total investments $40,317,413 * AAA $1,975,589; AA+ $463,359 Deposits 257,836 AA $3,507,002; AA- $2,967,505 Petty cash 940 A+ $710,532 Total cash and investments $40,576,189 Investment Maturities (in Years) These amounts are presented in the financial statements as follows: Cash and investments: Governmental and business-type (Statement 1)$38,856,678 Fiduciary (Statement 10)1,719,511 Total $40,576,189 The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. The hierarchy has three levels. Level 1 investments are valued using inputs that are based on quoted prices in active markets for identical assets. Level 2 investments are valued using inputs that are based on quoted prices for similar assets or inputs that are observable, either directly or indirectly. Level 3 investments are valued using inputs that are unobservable. 55 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 The City has the following recurring fair value measurements at December 31, 2017: Investment Type 12/31/2017 Level 1 Level 2 Level 3 Investments at fair value: Brokered CD's $16,419,585 $ - $16,419,585 $ - Municipal bonds 10,908,237 - 10,908,237 - Federal Home Loan Mortgage Corp.1,482,210 - 1,482,210 - $0 $28,810,032 $0 Investments not categorized: Wells Fargo money market 4,275,289 ` Morgan Stanley money market 24,165 4M Fund 7,207,927 Total investments $40,317,413 Fair Value Measurement Using The 4M Fund is an external investment pool investment which is regulated by Minnesota Statutes and the Board of Directors of the League of Minnesota Cities. It is an unrated pool and the fair value of the position in the pool is the same as the value of pool shares. The pool is managed to maintain a portfolio weighted average maturity of no greater than 60 days and seeks to maintain a constant net asset value (NAV) of $1 per share. The pool measures its investments at amortized cost in accordance with GASB Statement No. 79. The 4M Plus Fund requires funds to be deposited for a minimum of 14 calendar days. Withdrawals prior to the 14-day restriction period are subject to penalty equal to 7 days interest on the amount withdrawn. C. INVESTMENT RISKS Custodial Credit Risk – Investments – For investments in securities, custodial credit risk is the risk that in the event of failure of the counterparty to a transaction, the City will not be able to recover the value of its investment securities that are in the possession of an outside party. Investments in investment pools and money markets are not evidenced by securities that exist in physical or book entry form, and therefore are not subject to custodial credit risk disclosures. The City’s investment policy requires its brokers be licensed with the appropriate federal and state agencies. A minimum capital requirement of $5,000,000 and at least five years of operation is mandatory. Investments in securities are held by the City’s broker-dealers. The securities at each broker-dealer are insured $500,000 through SIPC. Each broker-dealer has provided additional protection by providing additional insurance. This insurance is subject to aggregate limits applied to all of the broker-dealer’s accounts. Interest Rate Risk – Interest rate risk is the risk that changes in interest rates will adversely affect the fair value of an investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair value to changes in market interest rates. The City’s policy to minimize interest rate risk includes investing primarily in short-term securities and structuring the investment portfolio so that securities mature to meet cash requirements for ongoing operations. Credit Risk – Credit risk is the risk than an issuer of an investment will not fulfill its obligation to the holder of the investment. The City’s policy to minimize credit risk includes limiting investing funds to those allowable under Minnesota Statute 118A, annually appointing all financial institutions where 56 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 investments are held, and diversifying the investment portfolio. This is measured by the assignment of a rating by a nationally recognized statistical rating organization. Concentration of Credit Risk – Concentration of credit risk is the risk of loss that may be attributed to the magnitude of a government’s investment in a single issuer. The City places no limit on the amount it may invest in any one issuer. At December 31, 2017, no individual investments exceeded 5% of the City’s total investment portfolio. Note 3 RECEIVABLES Significant receivable balances not expected to be collected within one year of December 31, 2017 are as follows: Property Special Taxes Assessments Notes Receivable Receivable Receivable Total Major Funds: General Fund $35,344 $ - $ - $35,344 G.O. Improvement Note of 2009A - 2,630,915 - 2,630,915 G.O. Improvement Bonds of 2016B - 2,994,379 - 2,994,379 Area and Unit Charge - 1,029,733 - 1,029,733 Nonmajor Funds 8,179 1,042,887 225,000 1,276,066 Total $43,523 $7,697,914 $225,000 $7,966,437 Note 4 UNAVAILABLE REVENUE Governmental funds report deferred inflows of resources in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. At the end of the current fiscal year, the various components of unavailable revenue reported in the governmental funds are as follows: Property Special Taxes Assessments Receivable Receivable Total Major Funds: General Fund $56,559 $329 $56,888 G.O. Improvement Note of 2009A - 2,639,483 2,639,483 G.O. Improvement Bonds of 2016B - 2,994,379 2,994,379 Area and Unit Charge - 1,126,587 1,126,587 Nonmajor Funds 13,088 1,190,885 1,203,973 Total $69,647 $7,951,663 $8,021,310 57 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Note 5 CAPITAL ASSETS Capital asset activity for the year ended December 31, 2017 was as follows: Beginning Ending Balance Increases Decreases Transfers Balance Governmental activities: Capital assets, not being depreciated: Land $3,275,859 $44,200 $ - $ - $3,320,059 Wetland credits - 162,372 - - 162,372 Construction in progress 8,961,062 2,742,038 (9,050,652) (170,210) 2,482,238 Total capital assets, not being depreciated 12,236,921 2,948,610 (9,050,652) (170,210) 5,964,669 Capital assets, being depreciated: Buildings 6,891,847 4,029,901 - - 10,921,748 Office equipment and furniture 659,440 124,186 - - 783,626 Vehicles 3,417,668 1,102,354 (175,204) - 4,344,818 Machinery and shop equipment 2,309,413 275,921 (28,017) - 2,557,317 Other equipment 1,034,126 77,284 - - 1,111,410 Infrastructure 80,738,460 5,144,197 - - 85,882,657 Total capital assets, being depreciated 95,050,954 10,753,843 (203,221)0 105,601,576 Less accumulated depreciation for: Buildings 4,185,492 360,245 - - 4,545,737 Office equipment and furniture 501,736 45,113 - - 546,849 Vehicles 2,046,936 396,889 (115,362) - 2,328,463 Machinery and shop equipment 1,292,081 154,165 (22,553) - 1,423,693 Other equipment 827,741 16,573 - - 844,314 Infrastructure 57,279,464 1,986,698 - - 59,266,162 Total accumulated depreciation 66,133,450 2,959,683 (137,915)0 68,955,218 Total capital assets being depreciated - net 28,917,504 7,794,160 (65,306) (170,210) 36,646,358 Governmental activities capital assets - net $41,154,425 $10,742,770 ($9,115,958) ($170,210) $42,611,027 Beginning Ending Balance Increases Decreases Transfers Balance Business-type activities: Capital assets, not being depreciated: Construction in progress $5,617,436 $1,006,237 ($5,116,520) $ - $1,507,153 Capital assets, being depreciated: Machinery and shop equipment 474,654 - - - 474,654 Water and sewer systems 42,858,242 4,969,313 - 170,210 47,997,765 Total capital assets, being depreciated 43,332,896 4,969,313 0 170,210 48,472,419 Accumulated depreciation for: Machinery and shop equipment 307,215 19,870 - - 327,085 Water and sewer systems 16,782,509 1,038,028 - - 17,820,537 Total accumulated depreciation 17,089,724 1,057,898 0 0 18,147,622 Total capital assets being depreciated - net 26,243,172 3,911,415 0 170,210 30,324,797 Business-type activities capital assets - net $31,860,608 $4,917,652 ($5,116,520) $170,210 $31,831,950 58 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Depreciation expense was charged to functions/programs of the City as follows: Governmental activities: General government $361,534 Public safety 346,690 Public services 2,248,202 Conservation of natural resources 850 Community development 2,407 Total depreciation expense - governmental activities $2,959,683 Business-type activities: Water $580,804 Sewer 477,094 Total depreciation expense - business-type activities $1,057,898 59 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Note 6 LONG-TERM DEBT The City issues general obligation bonds and certificates of indebtedness to provide funds for the acquisition and construction of major capital facilities and equipment. City indebtedness at December 31, 2017 consisted of the following: Final Issue Maturity Interest Original Payable Date Date Rate Issue 12/31/17 Governmental activities: General Obligation Bonds: 2015A Certificates of Indebtedness 02/01/15 12/31/18 1.00% $198,250 $66,250 2015B Certificates of Indebtedness 08/25/15 12/31/20 1.50%963,000 593,000 2016A Certificates of Indebtedness 02/01/16 12/31/19 1.00%469,000 314,000 2017A Certifciates of Indebtedness 03/01/17 12/31/20 1.00%311,000 311,000 G.O. CIP Refunding Bonds, Series 2006E 11/01/06 02/01/18 4.00% 2,990,000 425,000 G.O. TIF Bonds, Series 2007A 07/15/07 02/01/24 4.00% - 4.125% 4,215,000 1,625,000 G.O. Refunding Bonds, Series 2012A 11/15/12 02/01/24 1.00% - 2.00% 2,015,000 1,270,000 G.O. Bonds 2015A 08/01/15 02/01/31 2.00% - 3.00% 3,095,000 2,905,000 EDA Lease Revenue Bonds 2015B 10/01/15 04/01/36 2.00% - 3.00% 4,350,000 4,185,000 G.O. Utility Revenue Bonds, Series 2016A 11/23/16 02/01/27 2.00% 1,420,000 1,420,000 G.O. Tax Abatement Refunding Bonds 2016C 11/23/16 02/01/23 1.00% - 1.50% 1,600,000 1,600,000 Total General Obligation Bonds 21,626,250 14,714,250 Special Assessment Bonds: G.O. Imp & Utility Revenue Bonds, Series 2010A 07/09/10 02/01/20 2.00% - 3.00% 1,000,000 325,000 G.O. Improvement Bonds, Series, 2013A 07/15/13 02/01/24 1.25% - 4.00% 615,000 435,000 G.O. Improvement Bonds, Series 2014A 11/20/14 02/01/26 0.40% - 2.30% 2,645,000 2,170,000 G.O. Improvement Refunding Bonds, Series 2016B 11/23/16 02/01/21 0.875% - 1.50% 1,975,000 1,975,000 Total Special Assessment Bonds 6,235,000 4,905,000 G.O. Capital Note, Series 2016A 04/14/16 2/1/2026 2.00%294,525 233,475 Unamortized bond premiums 199,750 142,182 Unamortized bond discounts (51,997) (18,664) Compensated absences payable N/A 768,908 Total Government Activities $28,303,528 $20,745,151 Business-Type Activities: Compensated absences payable N/A $66,556 60 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 CHANGES IN LONG-TERM DEBT The following is a schedule of changes in City indebtedness for the year ended December 31, 2017: Beginning Ending Due Within Balance Additions Deletions Balance One Year Governmental Activities: General obligation bonds $18,196,250 $311,000 $3,793,000 $14,714,250 $2,084,250 Special assessment bonds 7,795,000 - 2,890,000 4,905,000 1,015,000 Total bonded debt 25,991,250 311,000 6,683,000 19,619,250 3,099,250 Improvement note 1,345,000 - 1,345,000 - - Capital note 264,000 - 30,525 233,475 31,350 Unamortized bond premiums 166,322 - 24,140 142,182 - Unamortized bond discounts (25,491) - (6,827) (18,664) - Compensated absences payable 734,415 614,868 580,375 768,908 492,042 Total governmental activities $28,475,496 $925,868 $8,656,213 $20,745,151 $3,622,642 Business-Type Activities: Compensated absences payable $66,390 $44,663 $44,497 $66,556 $38,130 DESCRIPTIONS OF LONG-TERM DEBT General Obligation Bonds – The bonds were issued for improvements or projects which benefited the City as a whole and, therefore, are repaid from ad valorem levies. Special Assessment Bonds – The bonds were issued to finance various improvements and will be repaid primarily from special assessments levied on the properties benefiting from the improvements. However, some issues are partly financed by ad valorem levies. Improvement Note – This note was used to finance improvement projects at the I-35E and County Road 14 interchange and was repaid primarily with special assessments levied on the properties benefiting from the improvements. Capital Note – This note was issued to fund the cost of the acquisition of capital equipment to be used by the North Metro Telecommunications Commission in the operation of a cable communications system. The note will be repaid from franchise fee revenue. Utility Revenue Bonds – These bonds were issued to finance various improvements in the water fund and will be repaid primarily from pledged revenues derived from the constructed assets. 61 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 DEBT SERVICE REQUIREMENTS Future principal and interest payments required to retire long-term debt are as follows: Years Ending December 31 Principal Interest Principal Interest 2018 $3,099,250 $417,929 $31,350 $4,670 2019 2,679,000 365,296 32,175 4,042 2020 2,506,000 320,811 33,000 3,399 2021 2,150,000 274,974 33,000 2,739 2022 1,440,000 236,339 33,825 4,191 2023-2027 4,675,000 742,488 70,125 - 2028-2032 1,970,000 361,919 - - 2033-2037 1,100,000 90,000 - - Total $19,619,250 $2,809,756 $233,475 $19,041 Bonded Debt Capital Note It is not practicable to determine the specific year for payment of long-term compensated absences payable. For governmental activities, compensated absences are liquidated by the General Fund. For business-type activities, compensated absences are liquidated by the Water and Sewer Funds. DEFERRED AD VALOREM TAX LEVIES – BONDED DEBT All long-term bonded indebtedness is backed by the full faith and credit of the City, including special assessment and revenue bond issues. General Obligation bond issues are financed by ad valorem tax levies and special assessment bond issues are partially financed by ad valorem tax levies in addition to special assessments levied against the benefiting properties. When a bond issue to be financed partially or completely by ad valorem tax levies is sold, specific annual amounts of such tax levies are stated in the bond resolution and the County Auditor is notified and instructed to levy these taxes over the appropriate years. The future tax levies are subject to cancellation when and if the City has provided alternative sources of financing. The City Council is required to levy any additional taxes found necessary for full payment of principal and interest. The future scheduled tax levies are not shown as assets in the accompanying financial statements. Future scheduled tax levies for all bonds outstanding at December 31, 2017 totaled $13,005,401. CURRENT REFUNDINGS On November 23, 2016, the City issued $1,975,000 of Taxable General Obligation Improvement Refunding Bonds, Series 2016B with an average interest rate of 1.29%. On February 1, 2017, the net proceeds were used to redeem the 2018 through 2021 maturities of the Taxable General Obligation Improvement Bonds, Series 2005A with interest rates of 5.00% - 5.15%. The City refunded the bonds to reduce its total debt service payments over four years by $145,931 and to obtain an economic gain (difference between the present value of the debt service payments on the old and new debt) of $130,682. On November 23, 2016, the City issued $1,600,000 of General Obligation Tax Abatement Refunding Bonds, Series 2016C with an average interest rate of 1.34%. On February 1, 2017, the net proceeds were used to redeem the 2018 through 2023 maturities of the General Obligation Tax Abatement Bonds, Series 2006C with interest rates of 4.25% - 4.30%. The City refunded the bonds to reduce its total debt service payments over six 62 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 years by $133,718 and to obtain an economic gain (difference between the present value of the debt service payments on the old and new debt) of $124,952. REVENUE PLEDGED Future revenue pledged for the payment of long-term debt is as follows: Remaining Principal Pledged Term of Principal and Interest Revenue Bond Issue Use of Proceeds Type Pledge and Interest Paid Received Certificates of Indebtedness Equipment purchases Ad valorem taxes 2015 - 2020 $1,316,355 $606,792 $633,871 2006E G.O. CIP Bonds Infrastructure improvements Ad valorem taxes 2007 - 2017 $433,500 $431,657 $462,493 2007A G.O. TIF Bonds Infrastructure improvements MSA funding via 2008 - 2023 $1,874,899 $475,481 $475,481 transfers, tax increment 2011 - 2019 $339,925 $111,955 $46,247 2012A G.O. Bonds Infrastructure improvements Ad valorem taxes and 2013 - 2023 $1,328,093 $242,020 $200,014 Special assessments 2013A Improvement Bonds Infrastructure improvements Special assessments 2014 - 2023 $494,160 $76,853 $63,606 2014A Improvement Bonds Infrastructure improvements Special assessments 2015 - 2025 $2,294,501 $402,927 $251,212 2015A G.O. Bonds Infrastructure improvements Ad valorem taxes 2016 - 2030 $3,397,356 $257,817 $271,621 2015B EDA Lease Revenue Bonds Construction of a fire station Ad valorem taxes 2016 - 2035 $5,687,956 $299,942 $315,855 2016A Capital Note Cable communications equipment Franchise fees 2016 - 2025 $252,516 $37,595 $37,595 2016A Utility Revenue Bonds Water infrastructure improvements 2017 - 2026 $1,565,300 $20,269 $274,474 2016B Improvement Bonds Infrastructure improvements Special assessments, 2017 - 2020 $2,028,048 $17,015 $ - tax increment 2016C G.O. Tax Abatement Bonds Infrastructure improvements Ad valorem taxes 2017 - 2022 $1,668,913 $14,671 $259,710 Trunk utility charges via transfers Revenue Pledged Current Year 2010A Improvement and Utility Revenue Bonds General and water infrastructure improvements Special assessments and trunk charges Note 7 CONDUIT DEBT The City has issued Industrial Development Revenue Bonds and Commercial Revenue Notes to provide financial assistance to private-sector entities for the acquisition and construction of industrial and commercial facilities which are deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private sector entity served by the bond issue. The City is not obligated in any manner for the repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the 63 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 accompanying financial statements. At December 31, 2017, one series of Industrial Revenue Bonds was outstanding with an aggregate remaining principal balance of $60,000, and one series of Commercial Revenue Notes was outstanding with an aggregate remaining principal balance of $1,097,227. Note 8 DEFINED BENEFIT PENSION PLANS – PERA A. PLAN DESCRIPTION The City participates in the following cost-sharing multiple-employer defined benefit pension plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA’s defined benefit pension plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERA’s defined benefit pension plans are tax qualified plans under Section 401(a) of the Internal Revenue Code. 1. General Employees Retirement Fund (GERF) All full-time (with the exception of employees covered by PEPFF) and certain part-time employees of the City are covered by the General Employees Retirement Fund (GERF). GERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. The Basic Plan was closed to new members in 1967. All new members must participate in the Coordinated Plan. 2. Public Employees Police and Fire Fund (PEPFF) The PEPFF, originally established for police officers and firefighters not covered by a local relief association, now covers all police officers and firefighters hired since 1980. Effective July 1, 1999, the PEPFF also covers police officers and firefighters belonging to a local relief association that elected to merge with and transfer assets and administration to PERA. B. BENEFITS PROVIDED PERA provides retirement, disability, and death benefits. Benefit provisions are established by state statute and can only be modified by the state legislature. Benefit increases are provided to benefit recipients each January. Increases are related to the funding ratio of the plan. Members in plans that are at least 90% funded for two consecutive years are given 2.5% increases. Members in plans that have not exceeded 90% funded, or have fallen below 80%, are given 1% increases. The benefit provisions stated in the following paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. 1. GERF Benefits Benefits are based on a member’s highest salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERA’s Coordinated and Basic Plan members. The retiring member receives the higher of a step- 64 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 rate benefit accrual formula (Method 1) or a level accrual formula (Method 2). Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2% of average salary for each of the first ten years of service and 2.7% for each remaining year. The annuity accrual rate for a Coordinated Plan member is 1.2% of average salary for each of the first ten years and 1.7% for each remaining year. Under Method 2, the annuity accrual rate is 2.7% of average salary for Basic Plan members and 1.7% for Coordinated Plan members for each year of service. For members hire prior to July 1, 1989, a full annuity is available when age plus years of service equal 90 and normal retirement age is 65. For members hired on or after July 1, 1989, normal retirement age is the age for unreduced Social Security benefits capped at 66. 2. PEPFF Benefits Benefits for the PEPFF members first hired after June 30, 2010, but before July 1, 2014, vest on a prorated basis from 50% after five years up to 100% after ten years of credited service. Benefits for PEPFF members first hired after June 30, 2014, vest on a prorated bases from 50% after ten years up to 100% after twenty years of credited service. The annuity accrual rate is 3% of average salary for each year of service. For PEPFF members who were first hired prior to July 1, 1989, a full annuity is available when age plus years of service equal at least 90. C. CONTRIBUTIONS Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. Contribution rates can only be modified by the state legislature. 1. GERF Contributions Basic Plan members and Coordinated Plan members were required to contribute 9.1% and 6.5%, respectively, of their annual covered salary in calendar year 2017. The City was required to contribute 11.78% of pay for Basic Plan members and 7.5% for Coordinated Plan members in calendar year 2017. The City contributions to the GERF for the year ended December 31, 2017 were $192,510. The City contributions were equal to the required contributions as set by state statute. 2. PEPFF Contributions Plan members were required to contribute 10.8% of their annual covered salary in calendar year 2017. The City was required to contribute 16.2% of pay for PEPFF members in calendar year 2017. The City contributions to the PEPFF for the year ended December 31, 2017 were $416,665. The City contributions were equal to the required contributions as set by state statute. D. PENSION COSTS 1. GERF Pension Costs At December 31, 2017, the City reported a liability of $2,642,949 for its proportionate share of GERF’s net pension liability. The City’s net pension liability reflected a reduction due to the State of Minnesota’s contribution of $6 million to the fund in 2017. The State of Minnesota is considered a non-employer contributing entity and the state’s contribution meets the definition of a special funding situation. The State of Minnesota’s proportionate share of the net pension liability 65 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 associated with the City totaled $33,230. The net pension liability was measured as of June 30, 2017, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The City’s proportion of the net pension liability was based on the City’s contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2016 through June 30, 2017, relative to the total employer contributions received from all of PERA’s participating employers. At June 30, 2017, the City’s proportionate share was 0.0414%, which was an increase of 0.0027% from its proportionate share measured as of June 30, 2016. For the year ended December 31, 2017, the City recognized pension expense of $380,051 for its proportionate share of the GERF’s pension expense. In addition, the City recognized an additional $960 as pension expense (and grant revenue) for its proportionate share of the State of Minnesota’s contribution of $6 million to the GERF. At December 31, 2017, the City reported its proportionate share of the GERF’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual economic experience $87,104 $171,203 Changes in actuarial assumptions 438,787 264,956 Difference between projected and actual investment earnings 19,277 - Changes in proportion 118,300 86,926 Contributions paid to PERA subsequent to the measurement date 95,266 - Total $758,734 $523,085 $95,266 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability during 2018. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Year Ended Pension December 31, Expense 2018 $100,060 2019 163,129 2020 (10,618) 2021 (112,188) 2022 - Thereafter - 2. PEPFF Pension Costs At December 31, 2017, the City reported a liability of $3,469,806 for its proportionate share of the PEPFF’s net pension liability. The net pension liability was measured as of June 30, 2017 and the total pension liability used to calculate the net pension liability was determined by an actuarial 66 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 valuation as of that date. The City’s proportion of the net pension liability was based on the City’s contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2016 through June 30, 2017, relative to the total employer contributions received from all of PERA’s participating employers. At June 30, 2017, the City’s proportion was 0.257%, which was a decrease of 0.002% from its proportion measured as of June 30, 2016. The City also recognized $23,130 for the year ended December 31, 2017 as revenue (and an offsetting reduction of net pension liability) for its proportionate share of the State of Minnesota’s on-behalf contributions to the PEPFF. Legislation passed in 2013 required the State of Minnesota to begin contributing $9 million to the PEPFF each year, starting in fiscal year 2014. For the year ended December 31, 2017, the City recognized pension expense of $874,127 for its proportionate share of the PEPFF’s pension expense. At December 31, 2017, the City reported its proportionate share of the PEPFF’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual economic experience $79,868 $927,062 Changes in actuarial assumptions 4,540,933 4,926,263 Difference between projected and actual investment earnings 46,997 - Changes in proportion 75,053 27,560 Contributions paid to PERA subsequent to the measurement date 220,753 - Total $4,963,604 $5,880,885 A total of $220,753 reported as deferred outflows of resources related to pensions resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability during 2018. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as outflows: Year Ended Pension December 31, Expense 2018 $73,515 2019 73,518 2020 (53,354) 2021 (256,922) 2022 (974,791) Thereafter - The net pension liability will be liquidated by the general, water and sewer funds. 67 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 E. ACTUARIAL ASSUMPTIONS The total pension liability in the June 30, 2017 actuarial valuation was determined using the following actuarial assumptions: Inflation 2.50% per year Active member payroll growth 3.25% per year Investment rate of return 7.50% Salary increases were based on a service-related table. Mortality rates for active members, retirees, survivors, and disabilitants were based on RP-2014 tables for the GERF and PEPFF for males or females, as appropriate, with slight adjustments to fit PERA’s experience. Cost of living benefit increases for retirees are assumed to be 1% per year for the GERF through 2044 and PEPFF through 2064 and then 2.5% thereafter. Actuarial assumptions used in the June 30, 2017 valuation were based on the results of actuarial experience studies. The most recent four-year experience study in the GERF was completed in 2015. The most recent five-year experience study for PEPFF was completed in 2016. The following changes in actuarial assumptions occurred in 2017: General Employees Fund  The Combined Service Annuity (CSA) loads were changed from 0.8 percent for active members and 60 percent for vested and non-vested deferred members. The revised CSA loads are now 0.0 percent for active member liability, 15.0 percent for vested deferred member liability and 3.0 percent for non-vested deferred member liability.  The assumed post-retirement benefit increase rate was changed from 1.0 percent per year for all years to 1.0 percent per year through 2044 and 2.5 percent per year thereafter. Police and Fire Fund  The single discount rate was changed from 5.6% to 7.5%.  Assumed salary increases were changed as recommended in the June 30, 2016 experience study. The net effect is proposed rates that average 0.34 percent lower than the previous rates.  Assumed rates of retirement were changed, resulting in fewer retirements.  The Combined Service Annuity (CSA) load was 30 percent for vested and non-vested deferred members. The CSA has been changed to 33 percent for vested members and 2 percent for non-vested members.  The base mortality table for healthy annuitants was changed from the RP-2000 fully generational table to the RP-2014 fully generational table (with a base year of 2006), with male rates adjusted by a factor of 0.96. The mortality improvement scale was changed from Scale AA to Scale MP-2016. The base mortality table for disabled annuitants was changed from the RP-2000 disabled mortality table to the mortality tables assumed for healthy retirees.  Assumed termination rates were decreased to 3.0 percent for the first three years of service. Rates beyond the select period of three years were adjusted, resulting in more expected terminations overall.  Assumed percentage of married female members was decreased from 65 percent to 60 percent. 68 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017  Assumed age difference was changed from separate assumptions for male members (wives assumed to be three years younger) and female members (husbands assumed to be four years older) to the assumption that males are two years older than females.  The assumed percentage of female members electing Joint and Survivor annuities was increased.  The assumed post-retirement benefit increase rate was changed from 1.00 perfect for all years to 1.00 percent per year through 2064 and 2.50 percent thereafter. The long-term expected rate of return on pension plan investments is 7.5%. The State Board of Investment, which manages the investments of PERA, prepares an analysis of the reasonableness on a regular basis of the long-term expected rate of return using a building-block method in which best- estimate ranges of expected future rates of return are developed for each major asset class. These ranges are combined to produce an expected long-term rate of return by weighting the expected future rates of return by the target asset allocation percentages. The target allocation and best estimates of geometric real rates of return for each major asset are summarized in the following table: Target Long-Term Expected Asset Class Allocation Real Rate of Return Domestic stocks 39%5.10% International stocks 19%5.30% Bonds 20%0.75% Alternative assets 20%5.90% Cash 2%0.00% Totals 100% F. DISCOUNT RATE The discount rate used to measure the total pension liability was 7.5%. The projection of cash flows used to determine the discount rate assumed that contributions from plan members and employees will be made at the rate set in Minnesota statutes. Based on that assumption, the fiduciary net position of the GERF and the PEPFF was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. At June 30, 2016, the Police and Fire Fund projected benefit payments to exceed the funds projected fiduciary net position after June 30, 2056 and therefore used a single discount rate of 5.6%, which as stated above, increased to 7.5% at June 30, 2017. 69 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 G. PENSION LIABILITY SENSITIVITY The following presents the City’s proportionate share of the net pension liability for all plans it participates in, calculated using the discount rate disclosed in the preceding paragraph, as well as what the City’s proportionate share of the net pension liability would be if it were calculated using a discount rate 1 percentage point lower or 1 percentage point higher than the current discount rate: 1% Decrease in 1% Increase in Discount Rate (6.5%) Discount Rate (7.5%) Discount Rate (8.5%) City's proportionate share of the GERF net pension liability $4,099,410 $2,642,949 $1,450,571 City's proportionate share of the PEPFF net pension liability $6,534,657 $3,469,806 $939,602 City's proportionate share of the H. PENSION PLAN FIDUCIARY NET POSITION Detailed information about each pension plan’s fiduciary net position is available in a separately-issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained at www.mnpera.org. I. PENSION EXPENSE Pension expense recognized by the City for the year ended December 31, 2017 is as follows: GERF $381,011 PEPFF 874,127 Fire Pension Plan (Note 9)45,088 Total $1,300,226 Note 9 DEFINED BENEFIT PENSION PLAN – FIRE DIVISION A. PLAN DESCRIPTION The Lino Lakes Public Safety Department – Fire Division participates in the Statewide Volunteer Firefighter Retirement Plan (SVF), an agent multiple-employer lump-sum defined benefit pension plan administered by the Public Employees Retirement Association of Minnesota (PERA). The SVF plan covers volunteer firefighters of municipal fire departments or independent nonprofit firefighting corporations that have elected to join the plan. At December 31, 2017 (measurement date), the plan covered 23 active firefighters and zero vested terminated fire fighters whose pension benefits are deferred. The plan is established and administered in accordance with Minnesota Statutes, Chapter 353G. 70 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 B. BENEFITS PROVIDED The SVF provides lump-sum retirement, death, and supplemental benefits to covered firefighters and survivors. Benefits are paid based on the number of years of service multiplied by a benefit level per year of service approved by the City of Lino Lakes. Members are eligible for a lump-sum retirement benefit at 50 years of age with five years of service. Plan provisions include a pro-rated vesting schedule that increases from 5 years at 40% through 20 years at 100%. C. CONTRIBUTIONS The SVF is funded by fire state aid, investment earnings and, if necessary, employer contributions as specified in Minnesota statutes, and voluntary City contributions. The State of Minnesota contributed $113,797 in fire state aid to the plan for the year ended December 31, 2017. Required employer contributions are calculated annually based on statutory provisions. The City’s statutorily-required contributions to the SVF plan for the year ended December 31, 2017 were $0. The City’s contributions were equal to the required contributions as set by state statute, if applicable. In addition, the City made voluntary contributions of $58,800 to the plan. 71 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 D. PENSION COSTS At December 31, 2017, the City reported a net pension asset of $127,994 for the SVF plan. The net pension asset was measured as of December 31, 2017. The total pension liability used to calculate the net pension asset in accordance with GASB 68 was determined by PERA applying an actuarial formula to specific census data certified by the fire department. The following table presents the changes in net pension liability during the year. Plan Net Total Fiduciary Pension Pension Net Liability Liability Position (Asset) (a)(b)(a-b) Beginning balance December 31, 2016 $55,240 $44,527 $10,713 Changes for the year: Service cost 47,952 - 47,952 Interest on pension liability 6,191 - 6,191 Actuarial experience (gains) / losses (11,672) - (11,672) Projected investment earnings - 2,672 (2,672) Contributions - employer - 58,800 (58,800) Contributions - State of MN - 113,797 (113,797) Asset (gain) / loss - 6,481 (6,481) Benefit payouts - - - PERA administrative fee - (572)572 Net changes 42,471 181,178 (138,707) Balance end of year December 31, 2017 $97,711 $225,705 ($127,994) There were no benefit provision changes during the measurement period. For the year ended December 31, 2017, the City recognized pension expense of $45,088. At December 31, 2017, the City reported deferred inflows of resources from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Difference between projected and actual investment earnings $ - $5,264 Differences between expected and actual economic experience - 17,495 Total $0 $22,759 72 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: Year Ended Pension December 31, Expense 2018 ($6,955) 2019 (6,956) 2020 (5,215) 2021 (3,633) 2022 - Thereafter - E. ACTUARIAL ASSUMPTIONS The total pension liability at December 31, 2017, was determined using the entry age normal actuarial cost method and the following actuarial assumptions:  Retirement eligibility at the later of age 50 or 20 years of service  Investment rate of return of 6.0%  Inflation rate of 3.0% There were no changes in actuarial assumptions in 2017 F. DISCOUNT RATE The discount rate used to measure the total pension liability was 6.0%. The projection of cash flows used to determine the discount rate assumed that contributions to the SVF plan will be made as specified in statute. Based on that assumption and considering the funding ratio of the plan, the fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. G. PENSION LIABILITY SENSITIVITY The following presents the City’s net pension asset for the SVF plan, calculated using the discount rate disclosed in the preceding paragraph, as well as what the City’s net pension asset would be if it were calculated using a discount rate 1% lower or 1% higher than the current discount rate: 1% Decrease in 1% Increase in Discount Rate (5.0%) Discount Rate (6.0%) Discount Rate (7.0%) Net pension asset $118,348 $127,994 $136,963 73 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 H. PLAN INVESTMENTS 1. Investment Policy The Minnesota State Board of Investment (SBI) is established by Article XI of the Minnesota Constitution to invest all state funds. Its membership as specified in the Constitution is comprised of the Governor (who is designated as chair of the Board), State Auditor, Secretary of State and State Attorney General. All investments undertaken by the SBI are governed by the prudent person rule and other standards codified in Minnesota Statutes, Chapter 11A and Chapter 353G. Within the requirements defined by state law, the SBI, with assistance of the SBI staff and the Investment Advisory Council, establishes investment policies for all funds under its control. These investment policies are tailored to the particular needs of each fund and specify investment objectives, risk tolerance, asset allocation, investment management structure and specific performance standards. Studies guide the on-going management of the funds and are updated periodically. 2. Asset Allocation To match the long-term nature of the pension obligations, the SBI maintains a strategic asset allocation for the Statewide Volunteer Firefighter Retirement Plan (VOLP) that includes allocations to domestic equity, international equity, bonds and cash equivalents. The long-term target asset allocation and long-term expected real rate of return is the following: Target Long-Term Expected Asset Class Allocation Real Rate of Return Domestic Stocks 35%5.10% International Stocks 15%5.30% Bonds 45%0.75% Cash 5%0.00% 100% The 6% long-term expected rate of return on pension plan investments was determined using a building-block method. Best estimates for expected future real rates of return (expected returns, net of inflation) were developed for each asset class using both long-term historical returns and long-term capital market expectations from a number of investment management and consulting organizations. The asset class estimates and the target allocations were then combined to produce a geometric, long-term expected real rate of return for the portfolio. Inflation expectations were applied to derive the nominal rate of return for the portfolio. 3. Description of significant investment policy changes during the year The SBI made no significant changes to their investment policy during fiscal year 2017 for the Statewide Volunteer Firefighter Retirement Plan. 74 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 I. PENSION PLAN FIDUCIARY NET POSITION Detailed information about the SVF plan’s fiduciary net position at June 30, 2017 is available in a separately-issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained at www.mnpera.org. Note 10 POST-EMPLOYMENT BENEFITS OTHER THAN PENSIONS (OPEB) A. PLAN DESCRIPTION In addition to providing the pension benefits described in Note 8 and 9, the City provides post- employment health care benefits, as defined in paragraph B, through its group health insurance plan (the plan). The plan is a single-employer defined benefit OPEB plan administered by the City. The authority to provide these benefits is established in Minnesota Statutes Sections 471.61 Subd. 2a and 299A.465. The benefits, benefit levels, employee contributions and employer contributions are governed by the City and can be amended by the City through its personnel manual and collective bargaining agreements with employee groups. No assets are accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75. B. BENEFITS PROVIDED The City is required by State Statute to allow retirees to continue participation in the City’s group health insurance plan if the individual terminates service with the City through service retirement or disability retirement. Active employees, who retire from the City when over age 50 and with 20 years of service, may continue coverage with respect to both themselves and their eligible dependent(s) under the City’s health benefits program until age 65. The City provides health coverage for peace officers or firefighters disabled or killed in the line of duty in accordance with Minnesota Statute 299A.465. The amount of coverage provided is equal to the employer portion of health insurance premiums that would have otherwise been paid if the officer or firefighter was an active employee. During 2017, benefits were provided to one officer disabled in the line of duty and one officer killed in the line of duty. All health care coverage is provided through the City’s group health insurance plans. The retiree is required to pay 100% of their premium cost for the City-sponsored group health insurance plan in which they participate. The premium is a blended rate determined on the entire active and retiree population. Since the projected claims costs for retirees exceed the blended premium paid by retirees, the retirees are receiving an implicit rate subsidy (benefit). The coverage levels are the same as those afforded to active employees. Upon a retiree reaching age 65, Medicare becomes the primary insurer and the City’s plan becomes secondary. 75 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 C. PARTICIPANTS As of the January 1, 2017 actuarial valuation, participants of the plan consisted of: Active employees 46 Inactive employees or beneficiaries currently receiving benefits 6 Total 52 D. TOTAL OPEB LIABILITY AND CHANGES IN TOTAL OPEB LIABILITY The City’s total OPEB liability of $746,540 was measured as of December 31, 2017, and was determined by an actuarial valuation as of January 1, 2017. Changes in the total OPEB liability during 2017 were: Balance - beginning of year $789,627 Changes for the year: Service cost 16,990 Interest 22,542 Changes of benefit terms - Differences between expected and actual experience (51,083) Changes in assumptions - Benefit payments (31,536) Net changes (43,087) Balance - end of year $746,540 E. ACTUARIAL ASSUMPTIONS AND OTHER INPUTS The total OPEB liability in the January 1, 2017 actuarial valuation was determined using the following actuarial assumptions and other inputs, applied to all periods included in the measurement, unless otherwise specified: Inflation 3.50% Salary increases 3.50% Discount rate 2.85% Investment rate of return 2.85% Healthcare cost trend rates 8.00% for 2017, decreasing 1.00% per year to an ultimate rate of 3.00% for 2022 and beyond Retirees' share of benefit-related costs 100% Since the plan is funded on a pay-as-you-go basis, both the discount rate and the investment rate of return was based on the 20 year AA rated municipal bond rate as of November 22, 2017, obtained from www.fmsbonds.com/market-yields. Mortality rates were based on the SOA RP-2014 Total Dataset Mortality tables with Scale MP-2014 and Improvement Scale BB. 76 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Based on past experience of the plan, 90% of future retirees are assumed to continue medical coverage until age 65. 50% of police/fire employees are assumed to retire at age 55, the balance at age 65. 50% of other City employees are assumed to retire at age 62, the balance at age 65. F. SENSITIVITY OF THE TOTAL OPEB LIABILITY TO CHANGES IN THE DISCOUNT RATE The following presents the total OPEB liability of the City, as well as what the City’s total OPEB liability would be if it were calculated using a discount rate that is 1% lower (1.85%) or 1% higher (3.85%) than the current discount rate: 1% Decrease Discount Rate 1% Increase (1.85%)(2.85%)(3.85%) Total OPEB liability $831,489 $746,540 $671,756 G. SENSITIVITY OF THE TOTAL OPEB LIABILITY TO CHANGES IN THE HEALTHCARE COST TREND RATES The following presents the total OPEB liability of the City, as well as what the City’s total OPEB liability would be if it were calculated using healthcare cost trend rates that are 1% lower (7% decreasing to 2%) or 1% higher (9% decreasing to 4%) than the current healthcare cost trend rates: Healthcare Cost 1% Decrease Trend Rates 1% Increase (7% decreasing to 2%) (8% decreasing to 3%) (9% decreasing to 4%) Total OPEB liability $661,327 $746,540 $845,440 H. OPEB EXPENSE AND DEFERRED OUTFLOWS AND INFLOWS OF RESOURCES RELATED TO OPEB For the year ended December 31, 2017, the City recognized $39,532 of OPEB expense. At December 31, 2017, the City reported deferred outflows and inflows of resources related to OPEB from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual experience $0 $51,083 77 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Amounts reported as deferred outflows and inflows of resources related to OPEB will be recognized in OPEB expense as follows: Year Ended OPEB December 31,Expense 2018 ($3,923) 2019 (3,923) 2020 (3,923) 2021 (3,923) 2022 (3,923) Thereafter (31,468) ($51,083) Note 11 STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY A. DEFICIT FUND BALANCES The City has deficit fund balances at December 31, 2017 as follows: Fund Balance Deficit Nonmajor Governmental Funds: G.O. Improvement Bonds of 2016B ($1,932,462) Tax Increment Financing 1-11 (777,999) Tax Increment Financing 1-12 (1,044) 2018 Street Reconstruction (197,668) The City intends to fund these deficits through future tax levies, special assessment levies, tax increments, transfers from other funds, and various other sources. B. EXPENDITURES IN EXCESS OF BUDGET The following is a listing of departments within the General Fund that exceeded budget appropriations: Final Budget Actual Overage General government: Engineering/planning $105,706 $111,441 $5,735 Government buildings 603,318 636,089 32,771 Public services: Parks 639,281 664,740 25,459 Recreation 246,949 248,031 1,082 Additionally, actual expenditures of the Program Recreation Special Revenue Fund exceeded final budgeted expenditures by $26,511. 78 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Note 12 INTERFUND RECEIVABLES AND PAYABLES Long-term interfund loans are classified as interfund loan receivable/payable. A summary of such loans at December 31, 2017 is as follows: Receivable Payable Major Funds: G.O. Improvement Bonds of 2016B $ - $2,876,643 Area and Unit Charge 100,361 - Sewer Fund 914,949 - Nonmajor Funds: Closed Bond Fund 616,983 - Building and Facilities 2,317,533 - Dedicated Parks - 100,361 Tax Increment Financing 1-11 - 775,154 2018 Street Reconstruction - 197,668 $3,949,826 $3,949,826 Note 13 INTERFUND TRANSFERS Individual fund transfers for fiscal year 2017 are as follows: Transfer In Transfer Out Major Funds: General Fund $439,373 $879,759 G.O. Improvement Bonds of 2005A 2,187,503 7 G.O. Improvement Note of 2009A 1,126,057 - G.O. Improvement Bonds of 2016B 272,506 2,187,503 Area and Unit Charge - 236,548 Water Fund 104,969 35,727 Sewer Fund 104,969 35,727 Nonmajor governmental funds 2,959,004 3,819,110 Total $7,194,381 $7,194,381 During 2017, transfers were made to provide funding for capital improvement projects and capital outlay in accordance with the City’s capital improvement plan. Transfers were also made to provide resources for debt service payments, to close capital project funds and debt service funds, and to allocate financial resources to funds that received benefit from services provided by another fund. These transfers are routine and consistent with past practices. 79 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Note 14 FUND BALANCE At December 31, 2017, a summary of the governmental fund balance classifications is as follows: G.O.Other General Improvement Area and Governmental Fund Bonds of 2016B Unit Charge Funds Total Nonspendable: Prepaid items $243,317 $ - $ - $1,659 $244,976 Corpus of permanent fund - - - 100,000 100,000 Total nonspendable 243,317 0 0 101,659 344,976 Restricted for: Debt service - - - 4,223,799 4,223,799 Economic development - - - 225,000 225,000 Blue Heron Days - - - 6,965 6,965 Narcotics and forfeiture funds - - - 330,866 330,866 Tax increment purposes - - - 479,695 479,695 Environmental purposes - - - 23,316 23,316 Total restricted 0 0 0 5,289,641 5,289,641 Committed for: Economic development - - - 88,251 88,251 Cable TV purposes - - - 83,946 83,946 Recreation purposes - - - 3,204 3,204 Total committed 0 0 0 175,401 175,401 Assigned for: Capital improvements - - 7,656,155 6,925,514 14,581,669 Unassigned 6,573,608 (1,932,462) - (976,711) 3,664,435 Total fund balance $6,816,925 ($1,932,462) $7,656,155 $11,515,504 $24,056,122 Note 15 PROPERTY UNDER LEASE AGREEMENT The City entered into an agreement to lease space within the City Hall Complex, which at year end had a cost of $4,744,742 and a net book value of $1,805,168, to New Creations Child Care and Learning Center, LLC. The lease is dated July 1, 2014 and continues through June 30, 2019. The lease requires escalating annual lease payments of between $5.94 and $8.65 per square foot over the lease term, for a total of $330,904. Approximate future minimum lease payments receivable under the noncancelable operating lease are as follows: Year Ending December 31, Amount 2018 $77,901 2019 39,522 $117,423 80 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Note 16 TAX INCREMENT DISTRICTS The City is the administrating authority for three tax increment districts. The City’s tax increment districts are subject to review by the State of Minnesota Office of the State Auditor (OSA). Any disallowed claims or misuse of tax increments could become a liability of the applicable fund. Management has indicated that they are not aware of any instances of noncompliance which could have a material effect on the financial statements. The following table reflects values at December 31, 2017: TIF 1-5 TIF 1-11 TIF 1-12 Cottage TIF 1-10 Woods Clearwater Homesteads Panattoni Edge Creek Authorizing law M.S. 469 M.S. 469 M.S. 469 M.S. 469 Year established 1994 2004 2005 2006 Final year of district 2022 2023 2031 2026 Net tax capacity: Original $128 $15,869 $7,241 $11,731 Current (payable 2017)34,052 232,094 135,973 11,731 Captured - retained $33,924 $216,225 $128,732 $0 Note 17 COMMITMENTS AND CONTINGENCIES A. LITIGATION Existing and pending lawsuits, claims and other actions in which the City is a defendant are either covered by insurance, of an immaterial amount, or, in the judgment of the City’s management, remotely recoverable by plaintiffs. B. FEDERAL AND STATE FUNDS The City receives financial assistance from federal and state governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with the terms and conditions specified in the grant agreements and is subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the applicable fund. However, in the opinion of management, any such disallowed claims will not have a material effect on any of the financial statements of the individual fund types included herein or on the overall financial position of the City at December 31, 2017. C. COMMITTED CONTRACTS At December 31, 2017, the City had commitments of $194,558 for uncompleted construction contracts. 81 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 Note 18 RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets, errors and omissions, injuries to employees and natural disasters. Workers compensation coverage is provided through a pooled self-insurance program through the League of Minnesota Cities Insurance Trust (LMCIT). The City pays an annual premium to LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through Workers Compensation Reinsurance Association (WCRA) as required by law. For workers compensation, the City is not subject to a deductible. The City’s workers compensation coverage is retrospectively rated. With this type of coverage, final premiums are determined after loss experience is known. The amount of premium adjustment, if any, is considered immaterial and not recorded until received or paid. Property and casualty insurance is provided through a pooled self-insurance program through the LMCIT. The City pays an annual premium to the LMCIT. The City is subject to supplemental assessments if deemed necessary by the LMCIT. The LMCIT reinsures through commercial companies for claims in excess of various amounts. The City retains risk for the deductible portion of the insurance policies and for any exclusions from the insurance policies. These amounts are considered immaterial to the financial statements. The City continues to carry commercial insurance for all other risks of loss, including disability and employee health insurance. There were no significant reductions in insurance from the previous year or settlements in excess of insurance coverage for any of the past three fiscal years. Note 19 RECENTLY ISSUED ACCOUNTING STANDARDS The Governmental Accounting Standards Boards (GASB) recently approved the following statements which were not implemented for these financial statements: Statement No. 83 Certain Asset Retirement Obligations. The provisions of this Statement are effective for reporting periods beginning after June 15, 2018. Statement No. 84 Fiduciary Activities. The provisions of this Statement are effective for reporting periods beginning after December 15, 2018. Statement No. 85 Omnibus 2017. The provisions of this Statement are effective for reporting periods beginning after June 15, 2017. Statement No. 86 Certain Debt Extinguishment Issues. The provisions of this Statement are effective for reporting periods beginning after June 15, 2017. Statement No. 87 Leases. The provisions of this Statement are effective for reporting periods beginning after December 15, 2019. Statement No. 88 Certain Disclosures Related to Debt, including Direct Borrowings and Direct Placements. The provisions of this Statement are effective for reporting periods beginning after June 15, 2018. 82 CITY OF LINO LAKES, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2017 The effect these standards may have on future financial statements is not determinable at this time, but it is expected that Statement No. 87 may have a material impact. Note 20 CHANGE IN ACCOUNTING PRINCIPLE For the year ended December 31, 2017, the City implemented GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. GASB Statement No. 75 established new accounting and financial reporting requirements for governments whose employees are provided OPEB. See Note 10 for further information. The standard required retroactive implementation which resulted in a restatement of net position for governmental activities at December 31, 2016. Certain amounts necessary to fully restate 2016 financial statements are not determinable, therefore, prior year comparative amounts have not been restated. Details of the prior period adjustment are as follows: Governmental Activities Net position - January 1, 2017, as previously reported $42,819,930 Prior period adjustment: Effect of implementing GASB Statement No. 75 (692,480) Net position - January 1, 2017, as restated $42,127,450 83 - This page intentionally left blank - 84 REQUIRED SUPPLEMENTARY INFORMATION 85 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 11 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 1 of 6 For The Year Ended December 31, 2017 Budgeted Amounts 2017 Actual Amounts Variance with Final Budget - Positive (Negative) Original Final Revenues: General propery taxes: Current and delinquent $7,410,431 $6,407,494 $6,359,583 ($47,911) Fiscal disparities - 977,937 975,939 (1,998) Excess tax increments - 3,000 3,354 354 Total general property taxes 7,410,431 7,388,431 7,338,876 (49,555) Licenses and permits: Business 126,229 141,229 146,709 5,480 Non-business 486,524 1,238,524 1,300,862 62,338 Total licenses and permits 612,753 1,379,753 1,447,571 67,818 Intergovernmental: State: Police state aid 195,000 230,000 229,395 (605) OTS grant 110,000 85,000 84,385 (615) MSA maintenance 255,000 240,000 241,138 1,138 Other 14,000 22,000 29,108 7,108 County solid waste grant 107,409 107,409 83,494 (23,915) Total intergovernmental 681,409 684,409 667,520 (16,889) Special assessments 14,500 4,500 4,293 (207) Charges for services: General government 11,100 26,100 27,030 930 Engineering and planning fees 15,000 25,000 25,459 459 Public safety 189,200 189,200 187,988 (1,212) Public services 25,500 16,500 11,561 (4,939) Investment management charge to other funds 50,000 50,000 50,000 - Total charges for services 290,800 306,800 302,038 (4,762) Fines and forfeits 175,600 145,600 147,977 2,377 Investment earnings 30,000 30,000 40,913 10,913 Miscellaneous: Gas franchise fees 70,000 50,000 54,689 4,689 Building lease revenue 102,848 102,848 102,848 - Refunds and reimbursements 40,000 40,000 29,052 (10,948) Donations 5,000 500 500 - Other 2,500 105,852 108,350 2,498 Total miscellaneous 220,348 299,200 295,439 (3,761) Total revenues 9,435,841 10,238,693 10,244,627 5,934 86 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 11 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 2 of 6 For The Year Ended December 31, 2017 Budgeted Amounts 2017 Actual Amounts Variance with Final Budget - Positive (Negative) Original Final Expenditures: General government: Mayor and city council: Current: Personal services 43,733 43,733 38,966 4,767 Other services and charges 18,000 18,500 19,541 (1,041) Contractual services 17,500 17,500 17,265 235 Total mayor and city council 79,233 79,733 75,772 3,961 Elections: Current: Personal services 10,130 10,130 8,685 1,445 Supplies 800 800 257 543 Other services and charges 1,200 1,200 1,923 (723) Contractual services - - 382 (382) Capital outlay 4,600 4,600 4,685 (85) Total elections 16,730 16,730 15,932 798 Administration: Current: Personal services 472,255 455,255 447,735 7,520 Other services and charges 21,860 21,860 18,450 3,410 Contractual services 10,500 10,500 9,481 1,019 Total administration 504,615 487,615 475,666 11,949 Finance: Current: Personal services 317,635 320,835 319,495 1,340 Supplies 1,000 1,000 246 754 Other services and charges 207,088 207,088 181,219 25,869 Contractual services 101,067 101,067 101,932 (865) Total finance 626,790 629,990 602,892 27,098 Cable TV: Current: Personal services 2,340 2,340 2,477 (137) Capital outlay 500 500 - 500 Total cable TV 2,840 2,840 2,477 363 Legal consultants: Current: Contractual services 140,000 120,000 111,902 8,098 87 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 11 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 3 of 6 For The Year Ended December 31, 2017 Budgeted Amounts 2017 Actual Amounts Variance with Final Budget - Positive (Negative) Original Final Expenditures: (continued) General government: (continued) Engineering/planning: Current: Contractual services 105,706 105,706 111,441 (5,735) Charter commission: Current: Other services and charges 2,500 2,500 624 1,876 Government buildings: Current: Personal services 2,460 2,460 2,452 8 Supplies 48,400 48,400 47,139 1,261 Other services and charges 361,258 361,258 426,293 (65,035) Contractual services 64,200 64,200 77,786 (13,586) Capital outlay 37,000 127,000 82,419 44,581 Total government buildings 513,318 603,318 636,089 (32,771) Total general government 1,991,732 2,048,432 2,032,795 15,637 Public safety: Police: Current: Personal services 3,562,824 3,562,824 3,436,882 125,942 Supplies 33,150 33,150 27,183 5,967 Other services and charges 100,176 100,176 107,373 (7,197) Contractual services 56,520 56,520 41,702 14,818 Capital outlay 35,000 35,000 34,036 964 Total police 3,787,670 3,787,670 3,647,176 140,494 Fire protection: Current: Personal services 474,411 474,411 425,694 48,717 Supplies 16,050 16,050 8,135 7,915 Other services and charges 50,545 50,545 47,648 2,897 Contractual services 28,380 28,380 22,532 5,848 Capital outlay 36,614 36,614 32,551 4,063 Total fire protection 606,000 606,000 536,560 69,440 Building inspection: Current: Personal services 227,428 224,128 221,715 2,413 Supplies 1,650 1,650 591 1,059 Other services and charges 9,110 9,110 6,502 2,608 Contractual services 1,000 1,000 1,151 (151) Capital outlay 600 600 - 600 Total building inspection 239,788 236,488 229,959 6,529 Total public safety 4,633,458 4,630,158 4,413,695 216,463 88 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 11 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 4 of 6 For The Year Ended December 31, 2017 Budgeted Amounts 2017 Actual Amounts Variance with Final Budget - Positive (Negative) Original Final Expenditures: (continued) Public services: Streets: Current: Personal services 552,424 565,979 539,862 26,117 Supplies 159,000 166,097 124,256 41,841 Other services and charges 109,600 109,600 149,997 (40,397) Contractual services 198,000 73,000 95,822 (22,822) Total streets 1,019,024 914,676 909,937 4,739 Fleet: Current: Personal services 118,315 121,704 121,627 77 Supplies 194,000 165,000 139,794 25,206 Other services and charges 62,427 62,427 59,779 2,648 Contractual services 57,000 57,000 34,817 22,183 Total fleet 431,742 406,131 356,017 50,114 Parks: Current: Personal services 477,081 483,081 464,841 18,240 Supplies 26,500 26,500 29,574 (3,074) Other services and charges 39,000 54,000 62,612 (8,612) Contractual services 55,700 75,700 107,713 (32,013) Total parks 598,281 639,281 664,740 (25,459) Recreation: Current: Personal services 234,199 227,299 226,836 463 Supplies 2,500 2,500 2,756 (256) Other services and charges 16,150 16,150 18,001 (1,851) Contractual services 1,000 1,000 438 562 Total recreation 253,849 246,949 248,031 (1,082) Total public services 2,302,896 2,207,037 2,178,725 28,312 89 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 11 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 5 of 6 For The Year Ended December 31, 2017 Budgeted Amounts 2017 Actual Amounts Variance with Final Budget - Positive (Negative) Original Final Expenditures: (continued) Conservation of natural resources: Forestry: Current: Personal services 37,457 37,457 36,540 917 Supplies 4,350 4,350 5,276 (926) Other services and charges 380 380 352 28 Contractual services 15,000 15,000 8,704 6,296 Capital outlay 7,700 7,700 8,247 (547) Total forestry 64,887 64,887 59,119 5,768 Environmental: Current: Personal services 54,215 47,215 44,785 2,430 Supplies 1,000 1,000 802 198 Other services and charges 9,150 9,150 6,876 2,274 Contractual services 1,100 1,100 1,133 (33) Total environmental 65,465 58,465 53,596 4,869 Solid waste abatement: Current: Personal services 54,900 54,900 47,074 7,826 Other services and charges 11,500 11,500 11,298 202 Contractual services 41,000 41,000 20,552 20,448 Total solid waste abatement 107,400 107,400 78,924 28,476 Total conservation of natural resources 237,752 230,752 191,639 39,113 Community development: Community development: Current: Personal services 210,269 183,469 182,500 969 Supplies 100 100 41 59 Other services and charges 8,150 11,650 11,732 (82) Contractual services 900 900 905 (5) Total community development 219,419 196,119 195,178 941 Economic development: Current: Personal services 21,617 18,617 17,783 834 Other services and charges 90,100 90,100 85,327 4,773 Contractual services 400 400 695 (295) Total economic development 112,117 109,117 103,805 5,312 90 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 11 BUDGETARY COMPARISON SCHEDULE - GENERAL FUND Page 6 of 6 For The Year Ended December 31, 2017 Budgeted Amounts 2017 Actual Amounts Variance with Final Budget - Positive (Negative) Original Final Expenditures: (continued) Planning and zoning commission: Current: Personal services 101,684 101,684 101,579 105 Supplies 200 200 34 166 Other services and charges 16,250 16,250 10,792 5,458 Contractual services 40,250 15,250 15,265 (15) Total planning and zoning commission 158,384 133,384 127,670 5,714 Total community development 489,920 438,620 426,653 11,967 Other: Contingency 50,000 - - - Total expenditures 9,705,758 9,554,999 9,243,507 311,492 Revenues over (under) expenditures (269,917) 683,694 1,001,120 317,426 Other financing sources (uses): Transfers in 317,717 439,373 439,373 - Transfers out (565,800) (879,152) (879,759) (607) Total other financing sources (uses)(248,083) (439,779) (440,386) (607) Net change in fund balance ($518,000) $243,915 560,734 $316,819 Fund balance - January 1 6,256,191 Fund balance - December 31 $6,816,925 91 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 12 SCHEDULE OF CHANGES IN THE TOTAL OPEB LIABILITY AND RELATED RATIOS For The Year Ended December 31, 2017 2017 Total OPEB liability: Service cost $16,990 Interest 22,542 Changes of benefit terms - Differences between expected and actual experience (51,083) Changes in assumptions - Benefit payments (31,536) Net change in total OPEB liability (43,087) Total OPEB liability - beginning 789,627 Total OPEB liability - ending $746,540 Covered-employee payroll $3,499,836 Total OPEB liability as a percentage of covered-employee payroll 21.3% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2017 and is intended to show a ten year trend. Additional years will be added as they become available. 92 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 13 SCHEDULE OF PROPORTIONATE SHARE OF NET PENSION LIABILITY - GENERAL EMPLOYEES RETIREMENT FUND For The Year Ended December 31, 2017 City's City's Proportionate Proportionate Plan State's Share of the Share of the Fiduciary Proportionate Net Pension Net Net Share Liability Pension Position City's City's (Amount) and the State's Liability as a Proportionate Proportionate of the Net Proportionate as a Percentage Share Share (Amount) Pension Share of the Net Percentage of the Measurement Fiscal Year (Percentage) of of the Net Liability Pension Liability of its Total Date Ending the Net Pension Pension Associated Associated with Covered Covered Pension June 30, December 31, Liability Liability (a) with City (b) City (a+b) Payroll (c) Payroll ((a+b)/c) Liability 2015 2015 0.0410%$2,124,883 $ - $2,124,883 $2,407,426 88.3%78.2% 2016 2016 0.0387%3,142,248 41,033 3,183,281 2,401,546 132.6% 68.9% 2017 2017 0.0414%2,642,949 33,230 2,676,179 2,666,880 100.3% 75.9% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 93 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 14 SCHEDULE OF PENSION CONTRIBUTIONS - GENERAL EMPLOYEES RETIREMENT FUND For The Year Ended December 31, 2017 Statutorily Contributions in Contribution Contributions as a Fiscal Year Required Relation to the Deficiency Covered Percentage of Ending Contribution Statutorily Required (Excess) Payroll Covered December 31, (a) Contribution (b) (a-b) (c) Payroll (b/c) 2015 $182,102 $182,102 $ - $2,428,027 7.5% 2016 193,684 193,684 - 2,582,452 7.5% 2017 192,510 192,510 - 2,566,800 7.5% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 94 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 15 SCHEDULE OF PROPORTIONATE SHARE OF NET PENSION LIABILITY - PUBLIC EMPLOYEES POLICE AND FIRE FUND For The Year Ended December 31, 2017 Proportionate Share Proportionate of the Net Pension Plan Fiduciary Proportion Share (Amount) Liability as a Net Position as Measurement Fiscal Year (Percentage) of of the Net Percentage of its a Percentage Date Ending the Net Pension Pension Covered Covered of the Total June 30, December 31, Liability Liability (a) Payroll (b) Payroll (a/b) Pension Liability 2015 2015 0.2490%$2,829,223 $2,284,973 123.8%86.6% 2016 2016 0.2590%10,394,121 2,495,778 416.5%63.9% 2017 2017 0.2570%3,469,806 2,643,314 131.3%85.4% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 95 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 16 SCHEDULE OF PENSION CONTRIBUTIONS - PUBLIC EMPLOYEES POLICE AND FIRE FUND For The Year Ended December 31, 2017 Statutorily Contributions in Contribution Contributions as a Fiscal Year Required Relation to the Deficiency Covered Percentage of Ending Contribution Statutorily Required (Excess) Payroll Covered December 31, (a) Contribution (b) (a-b) (c) Payroll (b/c) 2015 $393,551 $393,551 $ - $2,429,327 16.2% 2016 424,970 424,970 - 2,623,271 16.2% 2017 416,665 416,665 - 2,572,006 16.2% The schedule is provided prospectively beginning with the City's fiscal year ended December 31, 2015 and is intended to show a ten year trend. Additional years will be reported as they become available. 96 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 17 SCHEDULE OF CHANGES IN THE NET PENSION LIABILITY AND RELATED RATIOS - LINO LAKES PUBLIC SAFETY DEPARTMENT - FIRE DIVISION For The Year Ended December 31, 2017 Fiscal year ending and measurement date December 31, 2017 December 31, 2016 Total pension liability: Service cost $47,952 $38,419 Interest on pension liability 6,191 3,568 Changes of benefit terms - - Differences between expected and actual experience (11,672)(7,804) Changes of assumptions - - Benefit payments, including refunds of employee contributions - - Net change in total pension liability 42,471 34,183 Total pension liability - beginning 55,240 21,057 Total pension liability - ending (a)$97,711 $55,240 Plan fiduciary net position: Contributions - employer $58,800 $44,394 Contributions - State of Minnesota 113,797 - Net investment income 9,153 133 Benefit payments, including refunds of employee contributions - - Administrative expense (572) - Net change in plan fiduciary net position 181,178 44,527 Plan fiduciary net position - beginning 44,527 - Plan fiduciary net position - ending (b)$225,705 $44,527 Net pension liability/(asset) - ending (a) - (b)($127,994)$10,713 Plan fiduciary net position as a percentage of the total pension liability 231.0%80.6% Covered payroll N/A N/A Net pension liability as a percentage of covered employee payroll N/A N/A N/A - the Lino Lakes Fire Department is comprised of paid on-call firefighters, whose pay does not meet the definition of covered payroll. The City created its own fire department in 2016. Therefore, information prior to 2016 is not available. 97 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION Statement 18 SCHEDULE OF CONTRIBUTIONS - LINO LAKES PUBLIC SAFETY DEPARTMENT - FIRE DIVISION For The Year Ended December 31, 2017 Statutorily Contributions in Contribution Contributions as a Fiscal Year Required Relation to the Deficiency Covered Percentage of Ending Contribution Statutorily Required (Excess) Payroll Covered-Employee December 31, (a) Contribution (b) (a-b) (c) Payroll (b/c) 2016 $ - $44,394 ($44,394) N/A N/A 2017 - 58,800 (58,800) N/A N/A N/A - the Lino Lakes Fire Department is comprised of paid on-call firefighters, whose pay does not meet the defintion of covered payroll. The City created its own fire department in 2016. Therefore, information prior to 2016 is not available. 98 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION NOTES TO RSI December 31, 2017 Note A LEGAL COMPLIANCE – BUDGETS The General Fund budget is legally adopted on a basis consistent with accounting principles generally accepted in the United States of America. The legal level of budgetary control is at the department level for the General Fund. Note B OPEB INFORMATION No assets are accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75 to pay related benefits. There are no factors that affect trends in the amounts reported, such as changes of benefit terms or assumptions. Note C PENSION INFORMATION PERA – General Employees Retirement Fund 2017 Changes Changes in Actuarial Assumptions:  The Combined Service Annuity (CSA) loads were changed from 0.8 percent for active members and 60 percent for vested and non-vested deferred members. The revised CSA loads are now 0.0 percent for active member liability, 15.0 percent for vested deferred member liability and 3.0 percent for non-vested deferred member liability.  The assumed post-retirement benefit increase rate was changed from 1.0 percent per year for all years to 1.0 percent per year through 2044 and 2.5 percent per year thereafter. 2016 Changes Changes in Actuarial Assumptions:  The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2035 and 2.5% per year thereafter to 1.0% per year for all future years.  The assumed investment return was changed from 7.9% to 7.5%. The single discount rate was changed from 7.9% to 7.5%.  Other assumptions were changed pursuant to the experience study dated June 30, 2015. The assumed future salary increases, payroll growth, and inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. PERA – Public Employees Police and Fire Fund 2017 Changes Changes in Actuarial Assumptions:  The single discount rate was changed from 5.6% to 7.5%.  Assumed salary increases were changed as recommended in the June 30, 2016 experience study. The net effect is proposed rates that average 0.34 percent lower than the previous rates. 99 CITY OF LINO LAKES, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION NOTES TO RSI December 31, 2017  Assumed rates of retirement were changed, resulting in fewer retirements.  The Combined Service Annuity (CSA) load was 30 percent for vested and non-vested deferred members. The CSA has been changed to 33 percent for vested members and 2 percent for non- vested members.  The base mortality table for healthy annuitants was changed from the RP-2000 fully generational table to the RP-2014 fully generational table (with a base year of 2006), with male rates adjusted by a factor of 0.96. The mortality improvement scale was changed from Scale AA to Scale MP- 2016. The base mortality table for disabled annuitants was changed from the RP-2000 disabled mortality table to the mortality tables assumed for healthy retirees.  Assumed termination rates were decreased to 3.0 percent for the first three years of service. Rates beyond the select period of three years were adjusted, resulting in more expected terminations overall.  Assumed percentage of married female members was decreased from 65 percent to 60 percent.  Assumed age difference was changed from separate assumptions for male members (wives assumed to be three years younger) and female members (husbands assumed to be four years older) to the assumption that males are two years older than females.  The assumed percentage of female members electing Joint and Survivor annuities was increased.  The assumed post-retirement benefit increase rate was changed from 1.00 percent for all years to 1.00 percent per year through 2064 and 2.50 percent thereafter. 2016 Changes Changes in Actuarial Assumptions:  The assumed post-retirement benefit increase rate was changed from 1.0% per year through 2037 and 2.5% per year thereafter to 1.0% per year for all future years.  The assumed investment return was changed from 7.9% to 7.5%. The single discount rate changed from 7.9% to 5.6%.  The assumed future salary increases, payroll growth, and inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. Single Employer – Fire Division There are no factors that affect trends in the amounts reported, such as change of benefit terms or assumptions. With only two years reported in the RSI, there is no additional information to include in the notes. 100 COMBINING AND INDIVIDUAL NONMAJOR FUND FINANCIAL STATEMENTS AND SCHEDULES 101 - This page intentionally left blank - 102     SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. DEBT SERVICE FUNDS Debt Service Funds are used to account for the accumulation of resources for, and payment of, interest, principal and related costs on general long-term debt. CAPITAL PROJECT FUNDS Capital Project Funds account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by Proprietary Funds). PERMANENT FUNDS Permanent Funds account for financial resources that are legally restricted to the extent that only earnings, and not the principal, may be used for purposes that support the City’s programs. The City maintains one permanent fund – the Environment and Stewardship Fund. This fund accounts for the use of funds received for environmental maintenance and improvements in the Foxborough area, as well as funds received for the Preserve area.    103 NONMAJOR GOVERNMENTAL FUNDS 104 CITY OF LINO LAKES, MINNESOTA COMBINING BALANCE SHEET Statement 19 NONMAJOR GOVERNMENTAL FUNDS December 31, 2017 Permanent Fund Total Environment and Nonmajor Special Debt Capital Stewardship Governmental Revenue Service Project Fund Funds Assets Cash and investments $622,865 $4,220,235 $4,847,051 $123,316 $9,813,467 Accounts receivable - net - - 1,855 - 1,855 Prepaid items 1,659 - - - 1,659 Taxes receivable: Due from county - 6,784 5 - 6,789 Delinquent - 12,845 243 - 13,088 Special assessments receivable: Due from county - 231 567 - 798 Delinquent - 1,074 8,077 - 9,151 Deferred - 850,252 331,482 - 1,181,734 Interfund loan receivable - - 2,934,516 - 2,934,516 Long-term notes receivable 225,000 - - - 225,000 Total assets $849,524 $5,091,421 $8,123,796 $123,316 $14,188,057 Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities: Accounts payable $106,378 $3,450 $147,485 $ - $257,313 Salaries payable 453 - - - 453 Due to other governments 2,802 - 9,374 - 12,176 Contracts payable - - 125,455 - 125,455 Interfund loan payable - - 1,073,183 - 1,073,183 Total liabilities 109,633 3,450 1,355,497 0 1,468,580 Deferred inflows of resources: Unavailable revenue - 864,172 339,801 - 1,203,973 Fund balance: Nonspendable 1,659 - - 100,000 101,659 Restricted 562,831 4,223,799 479,695 23,316 5,289,641 Committed 175,401 - - - 175,401 Assigned - - 6,925,514 - 6,925,514 Unassigned - - (976,711) - (976,711) Total fund balance 739,891 4,223,799 6,428,498 123,316 11,515,504 Total liabilities, deferred inflows of resources, and fund balance $849,524 $5,091,421 $8,123,796 $123,316 $14,188,057 105 CITY OF LINO LAKES, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND Statement 20 CHANGES IN FUND BALANCE NONMAJOR GOVERNMENTAL FUNDS For The Year Ended December 31, 2017 Permanent Fund Total Environment and Nonmajor Special Debt Capital Stewardship Governmental Revenue Service Project Fund Funds Revenues: General property taxes $ - $2,121,680 $33 $ - $2,121,713 Tax increment - - 312,152 - 312,152 Intergovernmental - - 413,433 - 413,433 Special assessments - 364,742 302,186 - 666,928 Charges for services 175,110 - 593,165 - 768,275 Fines and forfeits 465,616 - - - 465,616 Investment earnings 4,536 21,265 64,414 961 91,176 Miscellaneous 33,046 37,595 36,060 8,500 115,201 Total revenues 678,308 2,545,282 1,721,443 9,461 4,954,494 Expenditures: Current: General government - - 6,978 - 6,978 Public safety 13,409 - - - 13,409 Public services 179,480 - 1,030,900 - 1,210,380 Community development 607 - 5,884 - 6,491 Capital outlay: General government - - 228,895 - 228,895 Public safety 85,638 - 808,193 - 893,831 Public services 108,219 - 759,965 - 868,184 Debt service: Principal - 4,353,525 - - 4,353,525 Interest and fiscal charges - 488,354 5,836 - 494,190 Total expenditures 387,353 4,841,879 2,846,651 0 8,075,883 Revenues over (under) expenditures 290,955 (2,296,597) (1,125,208) 9,461 (3,121,389) Other financing sources (uses): Transfers in 88,959 1,595,477 1,274,568 - 2,959,004 Transfers out (121,656) (588,899) (3,108,555) - (3,819,110) Issuance of debt - - 311,000 - 311,000 Proceeds from sale of capital assets - - 103,328 - 103,328 Total other financing sources (uses) (32,697) 1,006,578 (1,419,659) 0 (445,778) Net change in fund balance 258,258 (1,290,019) (2,544,867) 9,461 (3,567,167) Fund balance - January 1 481,633 5,513,818 8,973,365 113,855 15,082,671 Fund balance - December 31 $739,891 $4,223,799 $6,428,498 $123,316 $11,515,504 106         SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for particular purposes. The City maintained the following nonmajor Special Revenue Funds during the year. Program Recreation – established to account for various self-supporting recreational programs. Economic Development Authority – established to account for the receipt and uses of funds for economic development purposes. Cable TV Fund – established to account for activities relating to Cable TV. Blue Heron Days – established to account for the activities associated with the Blue Heron Days festival. Federal Narcotics – established to account for activities associated with the receipt and use of federal narcotics forfeitures. State Narcotics – established to account for activities associated with the receipt and use of state narcotics forfeitures DUI Forfeitures – established to account activities associated with the receipt and use of DUI forfeitures. 107 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING BALANCE SHEET Statement 21 NONMAJOR SPECIAL REVENUE FUNDS December 31, 2017 Total 203 Nonmajor 201 Economic Special Program Development 204 Cable 205 Blue 206 Federal 207 State 208 DUI Revenue Recreation Authority TV Fund Heron Days Narcotics Narcotics Forfeitures Funds Assets Cash and investments $9,186 $88,456 $186,113 $8,244 $262,269 $23,636 $44,961 $622,865 Prepaid items 1,460 - - 199 - - - 1,659 Long-term notes receivable - 225,000 - - - - - 225,000 Total assets $10,646 $313,456 $186,113 $8,443 $262,269 $23,636 $44,961 $849,524 Liabilities and Fund Balance Liabilities: Accounts payable $2,932 $ - $102,167 $1,279 $ - $ - $ - $106,378 Due to other governments 2,802 - - - - - - 2,802 Salaries payable 248 205 - - - - - 453 Total liabilities 5,982 205 102,167 1,279 0 0 0 109,633 Fund balance: Nonspendable 1,460 - - 199 - - - 1,659 Restricted - 225,000 - 6,965 262,269 23,636 44,961 562,831 Committed 3,204 88,251 83,946 - - - - 175,401 Total fund balance 4,664 313,251 83,946 7,164 262,269 23,636 44,961 739,891 Total liabilities and fund balance $10,646 $313,456 $186,113 $8,443 $262,269 $23,636 $44,961 $849,524 108 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES,Statement 22 EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR SPECIAL REVENUE FUNDS For The Year Ended December 31, 2017 Total 203 Nonmajor 201 Economic Special Program Development 204 Cable 205 Blue 206 Federal 207 State 208 DUI Revenue Recreation Authority TV Fund Heron Days Narcotics Narcotics Forfeitures Funds Revenues: Charges for services $108,892 $ - $66,218 $ - $ - $ - $ - $175,110 Fines and forfeits - - - - 433,941 11,024 20,651 465,616 Investment earnings 370 104 1,408 65 2,148 146 295 4,536 Miscellaneous - - - 22,731 - 5,377 4,938 33,046 Total revenues 109,262 104 67,626 22,796 436,089 16,547 25,884 678,308 Expenditures: Current: Public safety - - - - 679 6,143 6,587 13,409 Public services 142,696 - 9,533 27,251 - - - 179,480 Community development - 607 - - - - - 607 Capital outlay: Public safety - - - - 81,396 - 4,242 85,638 Public services - - 108,219 - - - - 108,219 Total expenditures 142,696 607 117,752 27,251 82,075 6,143 10,829 387,353 Revenues over (under) expenditures (33,434) (503) (50,126) (4,455) 354,014 10,404 15,055 290,955 Other financing sources (uses): Transfers in - 88,959 - - - - - 88,959 Transfers out - - - - (121,656) - - (121,656) Total other financing sources (uses) 0 88,959 0 0 (121,656) 0 0 (32,697) Net change in fund balance (33,434) 88,456 (50,126) (4,455) 232,358 10,404 15,055 258,258 Fund balance - January 1 38,098 224,795 134,072 11,619 29,911 13,232 29,906 481,633 Fund balance - December 31 $4,664 $313,251 $83,946 $7,164 $262,269 $23,636 $44,961 $739,891 109 - This page intentionally left blank - 110         DEBT SERVICE FUNDS Debt Service Funds are used to account for the accumulation of resources for, and the payment of, interest, principal and related costs on general long-term debt. The City’s Debt Service Funds account for four types of bonded indebtedness: General Debt Bonds – are repaid primarily from property taxes. Improvement Bonds and Notes – are repaid primarily from special assessments. Public Facility Lease Revenue Bonds – are repaid primarily from lease revenues received from the EDA leasing the buildings to the City of Lino Lakes and other tenants. Revenue Bonds – these bonds were issued to finance various improvements and will be repaid primarily from pledged revenues derived from the constructed assets. Capital Note – this note was issued to finance cable communications equipment and will be repaid from revenues derived from franchise fees. 111 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR DEBT SERVICE FUNDS December 31, 2017 334 G.O. 331 G.O. 332 G.O. Improvement 315 CIP TIF and Utility 335 G.O. Certificates Bonds Bonds Bonds Bonds of Indebtedness of 2006E of 2007A of 2010A of 2012A Assets Cash and investments $184,203 $970,261 $149,951 $849 $317,957 Taxes receivable: Due from county 2,021 1,489 - - 567 Delinquent 3,572 3,335 - - 1,148 Special assessments receivable: Due from county - - - - - Delinquent - - - - - Deferred - - - 447 16,420 Total assets $189,796 $975,085 $149,951 $1,296 $336,092 Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities: Accounts payable $ - $255 $255 $255 $255 Deferred inflows of resources: Unavailable revenue 3,572 3,335 - 447 17,569 Fund balance: Restricted 186,224 971,495 149,696 594 318,268 Total liabilities, deferred inflows of resources, and fund balance $189,796 $975,085 $149,951 $1,296 $336,092 112 Statement 23 339 EDA 341 G.O. 343 G.O. Total 336 G.O. 337 G.O. Lease 340 G.O. Utility Tax Nonmajor Improvement Improvement 338 G.O. Revenue Capital Revenue Abatement Debt Bonds Bonds Bonds Bonds Note Bonds Bonds Service of 2013A of 2014A of 2015A of 2015B of 2016A of 2016A of 2016C Funds $287,008 $1,035,505 $450,068 $257,616 $253 $254,460 $312,104 $4,220,235 - - 863 1,004 - - 840 6,784 - - 1,336 1,554 - - 1,900 12,845 - 231 - - - - - 231 - 1,074 - - - - - 1,074 452,098 381,287 - - - - - 850,252 $739,106 $1,418,097 $452,267 $260,174 $253 $254,460 $314,844 $5,091,421 $255 $255 $255 $255 $ - $705 $705 $3,450 452,098 382,361 1,336 1,554 - - 1,900 864,172 286,753 1,035,481 450,676 258,365 253 253,755 312,239 4,223,799 $739,106 $1,418,097 $452,267 $260,174 $253 $254,460 $314,844 $5,091,421 113 - This page intentionally left blank - 114 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES,Statement 24 EXPENDITURES AND CHANGES IN FUND BALANCE Page 1 of 2 NONMAJOR DEBT SERVICE FUNDS For The Year Ended December 31, 2017 330 G.O. 328 G.O. 329 G.O. Utility 331 G.O. 315 Improvement Tax Abatement Revenue CIP Certificates of Bonds Bonds Bonds Bonds Indebtedness of 2005B of 2006C of 2006D of 2006E Revenues: General property taxes $633,871 $221 $966 $ - $462,493 Special assessments 131 4,886 159 21,036 276 Investment earnings 2,252 254 1,348 1,019 5,202 Miscellaneous - - - - - Total revenues 636,254 5,361 2,473 22,055 467,971 Expenditures: Debt service: Principal 583,000 - 1,755,000 70,000 405,000 Interest and fiscal charges 23,792 - 37,448 1,452 26,657 Total expenditures 606,792 0 1,792,448 71,452 431,657 Revenues over (under) expenditures 29,462 5,361 (1,789,975) (49,397) 36,314 Other financing sources (uses): Transfers in - - - 71,454 - Transfers out - (36,463) (67,132) (209,939) - Total other financing sources (uses)0 (36,463) (67,132) (138,485)0 Net change in fund balance 29,462 (31,102) (1,857,107) (187,882) 36,314 Fund balance - January 1 156,762 31,102 1,857,107 187,882 935,181 Fund balance - December 31 $186,224 $0 $0 $0 $971,495 115 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR DEBT SERVICE FUNDS For The Year Ended December 31, 2017 334 G.O. 332 G.O. Improvement 336 G.O. TIF and Utility 335 G.O. Improvement Bonds Bonds Bonds Bonds of 2007A of 2010A of 2012A of 2013A Revenues: General property taxes $ - $ - $176,943 $ - Special assessments - 247 23,071 63,606 Investment earnings - - 1,348 1,642 Miscellaneous - - - - Total revenues 0 247 201,362 65,248 Expenditures: Debt service: Principal 400,000 100,000 225,000 60,000 Interest and fiscal charges 75,481 11,955 17,020 16,853 Total expenditures 475,481 111,955 242,020 76,853 Revenues over (under) expenditures (475,481) (111,708) (40,658) (11,605) Other financing sources (uses): Transfers in 475,481 46,000 - - Transfers out - - - - Total other financing sources (uses)475,481 46,000 0 0 Net change in fund balance 0 (65,708) (40,658) (11,605) Fund balance - January 1 149,696 66,302 358,926 298,358 Fund balance - December 31 $149,696 $594 $318,268 $286,753 116 Statement 24 Page 2 of 2 339 EDA 341 G.O. 343 G.O. Total 337 G.O. Lease 340 G.O. Utility Tax Nonmajor Improvement 338 G.O. Revenue Capital Revenue Abatement Debt Bonds Bonds Bonds Note Bonds Bonds Service of 2014A of 2015A of 2015B of 2016A of 2016A of 2016C Funds $ - $271,621 $315,855 $ - $ - $259,710 $2,121,680 251,212 55 63 - - - 364,742 5,758 705 1,079 140 - 518 21,265 - - - 37,595 - - 37,595 256,970 272,381 316,997 37,735 0 260,228 2,545,282 370,000 190,000 165,000 30,525 - - 4,353,525 32,927 67,817 134,942 7,070 20,269 14,671 488,354 402,927 257,817 299,942 37,595 20,269 14,671 4,841,879 (145,957)14,564 17,055 140 (20,269) 245,557 (2,296,597) 465,084 195,852 - - 274,474 67,132 1,595,477 (269,412) - (5,953) - - - (588,899) 195,672 195,852 (5,953)0 274,474 67,132 1,006,578 49,715 210,416 11,102 140 254,205 312,689 (1,290,019) 985,766 240,260 247,263 113 (450)(450) 5,513,818 $1,035,481 $450,676 $258,365 $253 $253,755 $312,239 $4,223,799 117 - This page intentionally left blank - 118         CAPITAL PROJECT FUNDS Capital Project Funds account for the acquisition or construction of major capital facilities other than those financed by Proprietary Funds. The City maintained the following nonmajor Capital Project Funds during the year: Closed Bond Fund – to account for excess funds from matured bond issues. Building and Facilities – to account for the activities associated with the maintenance and replacement of municipal buildings and facilities. Capital Equipment Revolving – to account for proceeds from Equipment Certificates and funds held to purchase capital equipment. Office Equipment Revolving – to account for the receipt and use of funds for office equipment purchases. Dedicated Parks – to account for the receipts and use of monies collected from park dedication fees. Tax Increment Financing Funds – to account for development projects financed with tax increments. Municipal State Aid (MSA) Construction – to account for the financing of future reconstruction of state aid eligible streets. Street Maintenance – to account for money received from levies, assessments, and developer charges for future street maintenance projects. Surface Water Management – to account for the financing of surface water management and storm water improvements. Street Reconstruction – to account for the financing of future reconstruction of City streets. Surface Water Maintenance – to account for surface water maintenance activities. 21st Ave Extension – this fund accounts for activities relating to the construction performed in the expansion of 21st Avenue within the City. Fire House #2 Construction – this fund accounts for activities relating to the construction of Fire House #2. Well #6 Construction – this fund accounts for activities relating to the construction of Well # 6 and well house. 119     Northpointe Improvements – this fund accounts for activities relating to the construction of streets and utilities within the Northpointe development. Birch Street / Centerville Road Improvements – this fund accounts for activities relating to the construction of street improvements and sanitary sewer in conjunction with Fire House #2. 2015 Street Reconstruction – this fund accounts for the construction and improvements to Shenandoah Street. Blackduck / Aqua Lane Watermain Extension – this fund accounts for activities relating to the trunk watermain improvements along Aqua Lane to north of Blackduck Drive. 2040 Comp Plan Update – this fund accounts for the financing sources received and expenditures incurred to update the City’s 2040 Comprehensive Plan. 2018 Street Reconstruction – this fund accounts for street and utility improvements within the West Shadow Lake Drive and LaMotte neighborhoods.    120 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING BALANCE SHEET Statement 25 NONMAJOR CAPITAL PROJECT FUNDS Page 1 of 2 December 31, 2017 402 Capital 403 Office 405 411 Tax 417 Tax 301 Closed 401 Building Equipment Equipment Dedicated Increment Increment Bond Fund and Facilities Revolving Revolving Parks Financing 1-5 Financing 1-10 Assets Cash and investments $ - $190,359 $434,623 $45,356 $420,647 $290,444 $190,157 Accounts receivable - net - 1,855 - - - - - Taxes receivable: Due from county 5 - - - - - - Delinquent 243 - - - - - - Special assessments receivable: Due from county - - - - - - - Delinquent 4,801 - - - - - - Deferred 43,291 - - - - - - Interfund loan receivable 616,983 2,317,533 - - - - - Total assets $665,323 $2,509,747 $434,623 $45,356 $420,647 $290,444 $190,157 Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities: Accounts payable $ - $2,500 $9,588 $1,373 $ - $ - $ - Due to other governments 4,579 - - - - 425 481 Contracts payable - - - - 11,626 - - Interfund loan payable - - - - 100,361 - - Total liabilities 4,579 2,500 9,588 1,373 111,987 425 481 Deferred inflows of resources: Unavailable revenue 48,334 - - - - - - Fund balance: Restricted - - - - - 290,019 189,676 Assigned 612,410 2,507,247 425,035 43,983 308,660 - - Unassigned - - - - - - - Total fund balance 612,410 2,507,247 425,035 43,983 308,660 290,019 189,676 Total liabilities, deferred inflows of resources, and fund balance $665,323 $2,509,747 $434,623 $45,356 $420,647 $290,444 $190,157 121 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECT FUNDS December 31, 2017 418 Tax 419 Tax 421 Increment Increment 420 MSA Street Financing 1-11 Financing 1-12 Construction Maintenance Assets Cash and investments $ - $ - $843,374 $362,495 Accounts receivable - net - - - - Taxes receivable: Due from county - - - - Delinquent - - - - Special assessments receivable: Due from county - - - - Delinquent - - - - Deferred - - - - Interfund loan receivable - - - - Total assets $0 $0 $843,374 $362,495 Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities: Accounts payable $ - $ - $ - $81,227 Due to other governments 2,845 1,044 - - Contracts payable - - - 21,026 Interfund loan payable 775,154 - - - Total liabilities 777,999 1,044 0 102,253 Deferred inflows of resources: Unavailable revenue - - - - Fund balance: Restricted - - - - Assigned - - 843,374 260,242 Unassigned (777,999)(1,044) - - Total fund balance (777,999)(1,044)843,374 260,242 Total liabilities, deferred inflows of resources, and fund balance $0 $0 $843,374 $362,495 122 Statement 25 Page 2 of 2 Total 484 2040 Nonmajor 422 Surface 424 Surface 478 Fire 481 Birch St/ Comp 485 2018 Capital Water 423 Street Water House # 2 Centerville Rd Plan Street Project Management Reconstruction Maintenance Construction Improvements Update Reconstruction Funds $995,093 $706,274 $105,798 $92,081 $133,592 $36,758 $ - $4,847,051 - - - - - - - 1,855 - - - - - - - 5 - - - - - - - 243 567 - - - - - - 567 3,276 - - - - - - 8,077 203,449 84,742 - - - - - 331,482 - - - - - - - 2,934,516 $1,202,385 $791,016 $105,798 $92,081 $133,592 $36,758 $0 $8,123,796 $15,428 $ - $2,349 $1,888 $ - $33,132 $ - $147,485 - - - - - - - 9,374 - - 2,610 90,193 - - - 125,455 - - - - - - 197,668 1,073,183 15,428 0 4,959 92,081 0 33,132 197,668 1,355,497 206,725 84,742 - - - - - 339,801 - - - - - - - 479,695 980,232 706,274 100,839 - 133,592 3,626 - 6,925,514 - - - - - - (197,668) (976,711) 980,232 706,274 100,839 0 133,592 3,626 (197,668) 6,428,498 $1,202,385 $791,016 $105,798 $92,081 $133,592 $36,758 $0 $8,123,796 123 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2017 402 Capital 403 Office 405 301 Closed 401 Building Equipment Equipment Dedicated Bond Fund and Facilities Revolving Revolving Parks Revenues: General property taxes $33 $ - $ - $ - $ - Tax increment - - - - - Intergovernmental - - - - - Special assessments 14,775 - - - - Charges for services - 186,278 - - 361,788 Investment earnings 4,781 1,974 5,244 407 4,227 Miscellaneous - - 19,235 - 338 Total revenues 19,589 188,252 24,479 407 366,353 Expenditures: Current: General government 5,539 1,439 - - - Public services - - - - - Community development - - - - - Capital outlay: General government - 217,986 - 10,909 - Public safety - - 805,140 3,053 - Public services - - 305,912 1,710 339,636 Debt service: Interest and fiscal charges - - - - 5,836 Total expenditures 5,539 219,425 1,111,052 15,672 345,472 Revenues over (under) expenditures 14,050 (31,173) (1,086,573) (15,265)20,881 Other financing sources (uses): Transfers in 36,464 - - 25,000 50,000 Transfers out (317,717) - - - (14,257) Issuance of debt - - 311,000 - - Proceeds from sale of capital assets - - 103,328 - - Total other financing sources (uses)(281,253)0 414,328 25,000 35,743 Net change in fund balance (267,203) (31,173) (672,245)9,735 56,624 Fund balance - January 1 879,613 2,538,420 1,097,280 34,248 252,036 Fund balance - December 31 $612,410 $2,507,247 $425,035 $43,983 $308,660 124 Statement 26 Page 1 of 2 411 Tax 417 Tax 418 Tax 419 Tax 421 422 Surface Increment Increment Increment Increment 420 MSA Street Water 423 Street Financing 1-5 Financing 1-10 Financing 1-11 Financing 1-12 Construction Maintenance Management Reconstruction $ - $ - $ - $ - $ - $ - $ - $ - 39,653 151,542 120,957 - - - - - - - - - 397,433 - - - - - - - - - 273,219 14,192 - - - - - 45,099 - - 2,036 1,804 - - 18,822 3,256 6,516 5,412 - - - - 16,487 - - - 41,689 153,346 120,957 0 432,742 48,355 279,735 19,604 - - - - - - - - - - - - - 512,091 48,147 - 568 1,256 3,016 1,044 - - - - - - - - - - - - - - - - - - - - - - - - - - 24,349 - - - - - - - - - 568 1,256 3,016 1,044 0 512,091 72,496 0 41,121 152,090 117,941 (1,044) 432,742 (463,736) 207,239 19,604 - - - - - 540,800 67,927 - - (151,542) (120,957) - (1,601,538) - (30,355) - - - - - - - - - - - - - - - - - 0 (151,542) (120,957) 0 (1,601,538) 540,800 37,572 0 41,121 548 (3,016) (1,044) (1,168,796) 77,064 244,811 19,604 248,898 189,128 (774,983) - 2,012,170 183,178 735,421 686,670 $290,019 $189,676 ($777,999) ($1,044) $843,374 $260,242 $980,232 $706,274 125 CITY OF LINO LAKES, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR CAPITAL PROJECT FUNDS For The Year Ended December 31, 2017 424 Surface 477 478 Fire 479 480 Water 21st Ave House # 2 Well #6 Northpointe Maintenance Extension Construction Construction Improvements Revenues: General property taxes $ - $ - $ - $ - $ - Tax increment - - - - - Intergovernmental - - - - - Special assessments - - - - - Charges for services - - - - - Investment earnings 1,175 - 710 222 2,555 Miscellaneous - - - - - Total revenues 1,175 0 710 222 2,555 Expenditures: Current: General government - - - - - Public services 106,608 - - - - Community development - - - - - Capital outlay: General government - - - - - Public safety - - - - - Public services - 1,851 4,339 13,813 199 Debt service: Interest and fiscal charges - - - - - Total expenditures 106,608 1,851 4,339 13,813 199 Revenues over (under) expenditures (105,433) (1,851) (3,629) (13,591)2,356 Other financing sources (uses): Transfers in 125,000 269,412 5,953 - - Transfers out - (67,927) - (9,291) (324,645) Issuance of debt - - - - - Proceeds from sale of capital assets - - - - - Total other financing sources (uses)125,000 201,485 5,953 (9,291) (324,645) Net change in fund balance 19,567 199,634 2,324 (22,882) (322,289) Fund balance - January 1 81,272 (199,634) (2,324) 22,882 322,289 Fund balance - December 31 $100,839 $0 $0 $0 $0 126 Statement 26 Page 2 of 2 483 Blackduck/ 484 2040 Total 481 Birch St/ 482 2015 Aqua Lane Comp 485 2018 Nonmajor Centerville Rd Street Watermain Plan Street Capital Improvements Reconstruction Extension Update Reconstruction Project Funds $ - $ - $ - $ - $ - $33 - - - - - 312,152 - - - 16,000 - 413,433 - - - - - 302,186 - - - - - 593,165 1,042 1,279 2,952 - - 64,414 - - - - - 36,060 1,042 1,279 2,952 16,000 0 1,721,443 - - - - - 6,978 - - - 166,386 197,668 1,030,900 - - - - - 5,884 - - - - - 228,895 - - - - - 808,193 878 652 66,626 - - 759,965 - - - - - 5,836 878 652 66,626 166,386 197,668 2,846,651 164 627 (63,674) (150,386) (197,668) (1,125,208) - - - 154,012 - 1,274,568 - (195,852) (274,474) - - (3,108,555) - - - - - 311,000 - - - - - 103,328 0 (195,852) (274,474) 154,012 0 (1,419,659) 164 (195,225) (338,148) 3,626 (197,668) (2,544,867) 133,428 195,225 338,148 - - 8,973,365 $133,592 $0 $0 $3,626 ($197,668) $6,428,498 127 CITY OF LINO LAKES, MINNESOTA SPECIAL REVENUE FUND - PROGRAM RECREATION Statement 27 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For The Year Ended December 31, 2017 Budgeted Amounts 2017 Actual Amounts Variance with Final Budget - Positive (Negative) Original Final Revenues: Charges for services $127,235 $127,235 $108,892 ($18,343) Investment earnings - - 370 370 Total revenues 127,235 127,235 109,262 (17,973) Expenditures: Public services: Current: Personal services 57,325 57,325 56,010 1,315 Supplies 36,160 36,160 32,811 3,349 Other services and charges - - 8,836 (8,836) Contractual services 22,000 22,000 45,039 (23,039) Capital outlay 700 700 - 700 Total expenditures 116,185 116,185 142,696 (26,511) Revenues over (under) expenditures 11,050 11,050 (33,434) (44,484) Other financing sources (uses): Transfers out (10,000) (10,000) - (10,000) Net change in fund balance $1,050 $1,050 (33,434) ($34,484) Fund balance - January 1 38,098 Fund balance - December 31 $4,664 128 CITY OF LINO LAKES, MINNESOTA STATEMENT OF CHANGES IN ASSETS AND LIABILITIES Statement 28 AGENCY FUNDS For The Year Ended December 31, 2017 Balance Balance January 1,December 31, 2017 Additions Deletions 2017 Assets: Cash and investments $825,373 $1,070,581 $176,443 $1,719,511 Liabilities: Deposits payable $825,373 $1,070,581 $176,443 $1,719,511 129 - This page intentionally left blank - 130 STATISTICAL SECTION (UNAUDITED) 131 - This page intentionally left blank - 132 This part of the City of Lino Lakes, Minnesota's Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures and required supplementary information says about the City's overall financial health. Table Number Financial Trends Tables 1-4 These tables contain trend information to help the reader understand how the City's financial performance and well-being have changed over time. Revenue Capacity Tables 5-8 These tables contain information to help the reader assess the City's most significant local revenue source, the property tax. Debt Capacity Tables 9-12 These tables present information to help the reader assess the affordability of the City's current levels of outstanding debt and the City's ability to issue additional debt in the future. Demographic and Economic Information Tables 13-14 These tables offer demographic and economic indicators to help the reader understand the environment wihthin which the City's financial activities take place. Operating Information Tables 15-17 These tables contain service and infrastructure data to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these tables is derived from the comprehensive financial reports for the relevant year. STATISTICAL SECTION (UNAUDITED) Contents 133 CITY OF LINO LAKES, MINNESOTA NET POSITION BY COMPONENT Last Ten Fiscal Years (Accrual Basis of Accounting) 2008 2009 2010 2011 Governmental activities: Net investment in capital assets $28,472,865 $23,400,453 $22,562,217 $24,600,103 Restricted 9,870,676 9,414,474 8,428,025 11,598,803 Unrestricted 10,790,359 15,926,322 16,738,885 13,463,210 Total governmental activities net position $49,133,900 $48,741,249 $47,729,127 $49,662,116 Business-type activities: Net investment in capital assets $30,372,670 $30,071,840 $29,648,461 $29,216,866 Unrestricted 9,028,778 10,112,207 10,728,626 11,201,362 Total business-type activities net position $39,401,448 $40,184,047 $40,377,087 $40,418,228 Primary government: Net investment in capital assets $58,845,535 $53,472,293 $52,210,678 $53,816,969 Restricted 9,870,676 9,414,474 8,428,025 11,598,803 Unrestricted 19,819,137 26,038,529 27,467,511 24,664,572 Total primary government net position $88,535,348 $88,925,296 $88,106,214 $90,080,344 GASB 68 was implemented in 2015. Net position was restated for 2014 to reflect the reporting of net pension liability and pension related deferred outflows of resources. Net position for years prior to 2014 was not restated. GASB 75 was implemented in 2017. Net position was restated for 2016 to reflect the reporting of the OPEB liability and OPEB related deferred inflows of resources. Net position for years prior to 2016 was not restated. 134 Table 1 2012 2013 2014 2015 2016 2017 $22,166,342 $22,241,821 $19,540,807 $18,230,746 $18,597,344 $22,868,259 11,595,112 11,000,033 8,666,357 8,635,293 13,342,852 11,730,147 17,639,038 16,849,636 20,527,704 13,888,120 10,187,254 12,017,212 $51,400,492 $50,091,490 $48,734,868 $40,754,159 $42,127,450 $46,615,618 $28,798,095 $28,423,284 $27,556,022 $29,127,829 $31,860,610 $31,831,950 12,102,013 12,999,182 13,888,278 14,672,630 13,863,447 14,846,045 $40,900,108 $41,422,466 $41,444,300 $43,800,459 $45,724,057 $46,677,995 $50,964,437 $50,665,105 $47,096,829 $47,358,575 $50,457,954 $54,700,209 11,595,112 11,000,033 8,666,357 8,635,293 13,342,852 11,730,147 29,741,051 29,848,818 34,415,982 28,560,750 24,050,701 26,863,257 $92,300,600 $91,513,956 $90,179,168 $84,554,618 $87,851,507 $93,293,613 135 CITY OF LINO LAKES, MINNESOTA CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) 2008 2009 2010 2011 Expenses Governmental activities: General government $2,323,358 $2,201,439 $1,987,415 $1,990,137 Public safety 4,051,162 4,299,366 3,971,261 4,019,101 Public services 8,528,574 5,341,113 5,092,970 9,329,451 Conservation of natural resources 184,624 215,607 197,571 139,544 Community development 1,114,158 1,005,997 1,105,254 617,747 Interest and fees on long-term debt 1,045,781 928,668 1,064,172 927,535 Total governmental activities expenses 17,247,657 13,992,190 13,418,643 17,023,515 Business-type activities: Water 1,020,770 1,089,569 1,045,901 966,643 Sewer 1,287,943 1,432,107 1,466,847 1,638,063 Total business-type activities expenses 2,308,713 2,521,676 2,512,748 2,604,706 Total primary government expenses $19,556,370 $16,513,866 $15,931,391 $19,628,221 Program revenues Governmental activities: Charges for services: General government $79,844 $101,741 $98,403 $103,687 Public safety 1,296,418 725,747 691,005 713,985 Public services 600,325 594,168 605,207 593,263 Conservation of natural resources 3,660 3,858 4,153 4,392 Community development 11,623 8,667 14,148 5,138 Operating grants and contributions 693,065 682,797 617,450 593,798 Capital grants and contributions 1,094,789 1,357,015 1,388,984 7,347,613 Total governmental activities program revenues 3,779,724 3,473,993 3,419,350 9,361,876 Business-type activities: Charges for services: Water 1,058,493 1,365,817 1,087,013 1,090,104 Sewer 1,472,093 1,502,164 1,498,218 1,494,188 Operating grants and contributions - 62,710 - - Capital grants and contributions 10,117 8,769 8,709 1,462 Total business-type activities 2,540,703 2,939,460 2,593,940 2,585,754 Total primary government program revenues $6,320,427 $6,413,453 $6,013,290 $11,947,630 136 Table 2 Page 1 of 2 2012 2013 2014 2015 2016 2017 $1,883,961 $1,566,388 $2,036,550 $2,016,351 $2,456,864 $2,395,633 4,046,415 3,950,197 4,107,759 5,135,865 6,567,523 5,166,538 6,795,150 5,376,671 5,880,030 7,971,712 6,228,893 5,492,395 184,051 141,204 159,649 186,111 216,905 200,016 430,121 404,726 407,448 432,268 454,144 459,455 837,755 951,842 618,680 632,876 831,529 518,897 14,177,453 12,391,028 13,210,116 16,375,183 16,755,858 14,232,934 949,121 927,800 965,641 1,394,897 1,367,693 1,245,249 1,527,637 1,584,395 1,628,258 2,089,842 1,850,962 1,901,821 2,476,758 2,512,195 2,593,899 3,484,739 3,218,655 3,147,070 $16,654,211 $14,903,223 $15,804,015 $19,859,922 $19,974,513 $17,380,004 $129,151 $93,118 $103,072 $818,468 $520,231 $550,117 642,745 697,584 763,470 199,498 1,359,426 2,249,152 668,128 632,002 621,221 603,866 865,327 801,633 19,297 1,347 1,882 - - - 16,940 28,118 39,395 - - - 450,179 527,368 840,676 526,107 722,858 1,106,014 5,125,693 941,960 335,733 1,176,732 5,046,307 4,141,383 7,052,133 2,921,497 2,705,449 3,324,671 8,514,149 8,848,299 1,371,809 1,208,742 965,425 1,014,836 1,094,897 1,150,834 1,505,781 1,516,397 1,564,099 1,621,633 1,659,322 1,698,963 - - 263,024 263,024 - - 20,018 883 1,035 3,035,031 1,543,947 836,029 2,897,608 2,726,022 2,793,583 5,934,524 4,298,166 3,685,826 $9,949,741 $5,647,519 $5,499,032 $9,259,195 $12,812,315 $12,534,125 137 CITY OF LINO LAKES, MINNESOTA CHANGES IN NET POSITION Last Ten Fiscal Years (Accrual Basis of Accounting) 2008 2009 2010 2011 Net (expense) revenue: Governmental activities ($13,467,933) ($10,518,197) ($9,999,293) ($7,661,639) Business-type activities 231,990 417,784 81,192 (18,952) Total primary government, net (13,235,943) (10,100,413) (9,918,101) (7,680,591) General revenues and other changes in net position: Governmental activities: Property taxes 9,424,697 9,808,324 8,764,183 8,768,805 Unrestricted grants and contributions 129,607 11,321 4,389 4,072 Unrestricted investment earnings 576,071 429,325 225,677 251,250 Gain on disposal of capital assets 12,512 12,644 - 37,579 Special item - withdrawal from fire district - - - - Transfers (994,202) (136,068) (7,078) 66,122 Total governmental activities 9,148,685 10,125,546 8,987,171 9,127,828 Business-type activities: Unrestricted investment earnings 274,498 228,747 104,770 126,215 Transfers 994,202 136,068 7,078 (66,122) Total business-type activities 1,268,700 364,815 111,848 60,093 Total primary government $10,417,385 $10,490,361 $9,099,019 $9,187,921 Change in net position: Governmental activities ($4,319,248) ($392,651) ($1,012,122) $1,466,189 Business-type activities 1,500,690 782,599 193,040 41,141 Total primary government change in net position ($2,818,558) $389,948 ($819,082) $1,507,330 GASB 68 was implemented in 2015. Pension expense for years prior to 2015 was not restated. GASB 75 was implemented in 2017. OPEB expense for years prior to 2017 was not restated. 138 Table 2 Page 2 of 2 2012 2013 2014 2015 2016 2017 ($7,125,320) ($9,469,531) ($10,504,667) ($13,050,512) ($8,241,709) ($5,384,635) 420,850 213,827 199,684 2,449,785 1,079,511 538,756 (6,704,470) (9,255,704) (10,304,983) (10,600,727) (7,162,198) (4,845,879) 8,610,709 8,563,595 8,806,886 9,243,236 9,343,500 9,753,971 4,941 4,442 4,443 5,363 91,385 181,712 202,828 (54,204) 265,695 112,961 210,142 207,792 4,175 - 1,727 17,836 66,255 38,022 - - - - 1,333,166 - 41,043 (353,304) 69,294 66,834 (914,414) (308,694) 8,863,696 8,160,529 9,148,045 9,446,230 10,130,034 9,872,803 102,073 (44,773) 154,468 51,167 107,119 106,488 (41,043) 353,304 (69,294) (66,834) 914,414 308,694 61,030 308,531 85,174 (15,667) 1,021,533 415,182 $8,924,726 $8,469,060 $9,233,219 $9,430,563 $11,151,567 $10,287,985 $1,738,376 ($1,309,002) ($1,356,622) ($3,604,282) $1,888,325 $4,488,168 481,880 522,358 284,858 2,434,118 2,101,044 953,938 $2,220,256 ($786,644) ($1,071,764) ($1,170,164) $3,989,369 $5,442,106 139 CITY OF LINO LAKES, MINNESOTA FUND BALANCES, GOVERNMENTAL FUNDS Last Ten Fiscal Years (Modified Accrual Basis of Accounting) 2008 2009 2010 2011 General Fund: Reserved $190,825 $196,568 $181,471 $ - Unreserved 5,393,316 5,191,396 5,445,334 - Nonspendable - - - 165,079 Unassigned - - - 5,440,101 Total general fund $5,584,141 $5,387,964 $5,626,805 $5,605,180 All other governmental funds: Reserved reported in: Special revenue funds $226,973 $227,176 $227,342 $ - Capital projects funds 812,400 736,772 658,875 - Debt service funds 3,405,272 3,457,349 2,986,102 - Permanent funds 100,000 100,000 100,000 - Unreserved reported in: Special revenue funds 106,573 93,956 110,471 - Capital projects funds 5,927,411 11,611,835 12,537,841 - Debt service funds - (558,443) (1,093,765) - Permanent funds 22,224 15,824 12,676 - Nonspendable - - - 906,010 Restricted - - - 2,658,010 Committed - - - 110,568 Assigned - - - 10,808,268 Unassigned - - - (3,154,496) Total all other governmental funds $10,600,853 $15,684,469 $15,539,542 $11,328,360 Total all funds $16,184,994 $21,072,433 $21,166,347 $16,933,540 The City implemented GASB Statement No. 54 for the fiscal year ended December 31, 2011. Information for years prior to 2011 is presented in accordance with fund balance classifications in effect at that time. 140 Table 3 2012 2013 2014 2015 2016 2017 $ - $ - $ - $ - $ - $ - - - - - - - 180,786 176,797 253,471 220,677 225,114 243,317 5,053,031 5,209,286 5,053,064 5,725,736 6,031,077 6,573,608 $5,233,817 $5,386,083 $5,306,535 $5,946,413 $6,256,191 $6,816,925 $ - $ - $ - $ - $ - $ - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 823,113 101,710 101,302 101,177 101,220 101,659 3,041,524 3,651,550 2,830,526 2,637,638 6,502,424 5,289,641 115,196 121,075 152,078 163,239 170,950 175,401 15,573,179 15,710,702 18,027,773 15,022,852 15,778,480 14,581,669 (3,262,728) (3,393,547) (375,851) (3,815,304) (978,496) (2,909,173) $16,290,284 $16,191,490 $20,735,828 $14,109,602 $21,574,578 $17,239,197 $21,524,101 $21,577,573 $26,042,363 $20,056,015 $27,830,769 $24,056,122 141 CITY OF LINO LAKES, MINNESOTA CHANGES IN FUND BALANCES, GOVERNMENTAL FUNDS Last Ten Fiscal Years 2008 2009 2010 2011 Revenues: Property taxes $9,095,085 $9,561,570 $8,647,488 $8,655,971 Licenses and permits 802,135 307,714 330,138 322,030 Intergovernmental 1,004,476 1,259,016 1,176,863 1,331,914 Special assessments 950,188 968,995 851,270 904,522 Charges for services 872,534 778,163 780,044 812,604 Fines and forfeits 133,531 111,807 127,203 154,020 Investment earnings 576,071 429,325 225,677 251,244 Miscellaneous 516,415 513,306 502,992 460,710 Total revenues 13,950,435 13,929,896 12,641,675 12,893,015 Expenditures: Current: General government 2,058,267 1,918,246 1,730,390 1,773,515 Public safety 3,806,389 4,122,352 3,798,106 3,791,329 Public services 6,575,568 3,071,646 2,848,232 3,251,923 Conservation of natural resources 183,024 209,466 185,232 134,122 Community development 1,113,232 1,005,095 1,098,682 624,286 Capital outlay 585,875 501,806 282,938 4,209,593 Debt service: Principal 1,749,000 1,908,000 1,866,000 2,030,000 Interest and fiscal charges 1,074,052 994,809 1,042,883 983,129 Bond issuance costs - - - - Total expenditures 17,145,407 13,731,420 12,852,463 16,797,897 Excess (deficiency) of revenues over expenditures (3,194,972) 198,476 (210,788) (3,904,882) Other financing sources (uses): Proceeds from sale of capital assets 13,750 35,700 20,600 50,953 Issuance of debt 209,000 4,596,000 1,170,000 120,000 Premium on bonds issued - 11,141 10,980 - Payment to refunded bond escrow agent - - (965,000) - Loan payable reapportionment - - - (565,000) Transfers in 4,763,391 1,413,985 1,195,747 2,971,715 Transfers out (4,796,159) (1,367,863) (1,127,625) (2,905,593) Total other financing sources (uses)189,982 4,688,963 304,702 (327,925) Special item - withdrawal from fire district - - - - Net change in fund balance ($3,004,990) $4,887,439 $93,914 ($4,232,807) Debt service as a percentage of noncapital expenditures 17.0%21.9%23.1%23.9% Debt service as a percentage of total expenditures 16.5%21.1%22.6%17.9% 142 Table 4 2012 2013 2014 2015 2016 2017 $8,560,340 $8,475,214 $8,612,011 $8,950,507 $9,369,090 $9,772,741 319,172 431,654 407,681 551,202 895,581 1,447,571 5,267,570 500,963 823,025 679,627 706,944 1,080,953 816,998 2,130,519 1,278,202 703,141 4,400,635 2,283,974 744,633 717,300 731,640 696,501 1,293,556 1,327,781 155,956 119,079 149,653 127,803 251,653 613,593 202,825 (53,466)265,794 112,915 210,142 207,792 414,088 384,749 767,477 766,072 417,448 410,640 16,481,582 12,706,012 13,035,483 12,587,768 17,545,049 17,145,045 1,619,215 1,569,722 1,692,175 1,643,966 1,845,667 1,952,669 3,861,265 3,744,957 3,845,732 11,895,482 4,333,080 4,360,517 4,396,406 3,956,766 4,156,497 4,779,696 3,203,837 3,414,412 176,318 134,127 149,292 191,038 201,635 183,392 435,154 418,533 402,750 422,935 425,402 433,144 616,931 291,135 674,488 1,566,057 3,044,615 2,152,848 2,145,000 2,214,000 3,664,000 2,802,511 2,769,525 8,058,525 831,875 774,172 696,780 542,166 816,362 640,029 47,054 17,137 - 62,831 98,906 - 14,129,218 13,120,549 15,281,714 23,906,682 16,739,029 21,195,536 2,352,364 (414,537) (2,246,231) (11,318,914)806,020 (4,050,491) 4,175 16,727 1,727 54,522 72,182 103,328 2,165,000 808,000 3,140,000 8,606,250 5,464,000 311,000 - 6,558 - 114,960 41,497 - - (435,000) - - - - - - - - - - 1,979,457 1,722,541 2,608,534 3,392,971 3,521,180 6,984,443 (1,910,435) (1,650,817) (2,539,240) (3,336,137) (3,241,959) (7,122,927) 2,238,197 468,009 3,211,021 8,832,566 5,856,900 275,844 - - - - 1,111,834 - $4,590,561 $53,472 $964,790 ($2,486,348) $7,774,754 ($3,774,647) 22.0%23.3%29.9%15.0%26.2%45.4% 21.1%22.8%28.5%14.0%21.4%41.0% 143 CITY OF LINO LAKES, MINNESOTA ASSESSED AND ACTUAL VALUE OF TAXABLE PROPERTY Table 5 Last Ten Fiscal Years Estimated Commercial/Total Taxable Taxable Payable Residential Industrial Personal Assessed Total Direct Market Year Property Property Property Value Tax Rate Value 2008 $18,382,645 $3,431,107 $279,102 $22,092,854 38.97 $2,021,961,000 2009 18,919,087 4,002,349 275,496 23,196,932 38.73 2,102,473,000 2010 17,978,917 3,800,004 291,904 22,070,825 37.91 2,001,889,600 2011 16,214,698 3,223,901 303,964 19,742,563 42.04 1,804,121,500 2012 14,743,557 2,945,026 310,870 17,999,453 42.89 1,640,455,854 2013 13,693,905 2,571,769 336,047 16,601,721 46.77 1,519,857,242 2014 13,646,798 2,450,473 341,974 16,439,245 46.68 1,509,921,169 2015 15,455,516 2,536,783 347,316 18,339,615 43.77 1,694,366,064 2016 15,472,329 2,609,482 359,006 18,440,817 46.02 1,699,288,883 2017 16,480,328 2,767,099 396,378 19,643,805 45.14 1,808,417,118 The tax capacity (assessed taxable value) of the property is calculated by applying a statutory formula to the estimated market value of the property. Source: Anoka County, Minnesota Assessors' Office 144 CITY OF LINO LAKES, MINNESOTA DIRECT AND OVERLAPPING PROPERTY TAX CAPACITY RATES Table 6 Last Ten Fiscal Years (rate per $100 of Tax Capacity) General Centennial Other Total Direct and Fiscal Basic Obligation Total School District Anoka Taxing Total Overlapping Year Rate Debt Service Direct ISD # 12 County Districts Overlapping Tax Rate 2008 34.560 4.407 38.967 35.258 31.078 6.956 73.292 112.259 2009 34.716 4.017 38.733 34.593 32.078 5.611 72.282 111.015 2010 34.086 3.819 37.905 37.285 35.189 5.879 78.353 116.258 2011 37.425 4.616 42.041 43.695 39.952 6.278 89.925 131.966 2012 37.501 5.393 42.894 40.010 41.146 6.691 87.847 130.741 2013 40.964 5.810 46.774 43.681 44.411 6.940 95.032 141.806 2014 39.784 6.899 46.683 46.186 43.239 6.712 96.137 142.820 2015 37.819 5.951 43.770 36.562 38.123 6.021 80.706 124.476 2016 35.025 10.994 46.019 36.426 38.894 6.405 81.725 127.744 2017 35.105 10.035 45.140 29.097 36.841 5.810 71.748 116.888 The majority of the City is serviced by School District 12. Rates for debt service are based on each year's requirements. Source: Anoka County Property Records and Tax Division City Direct Rate Overlapping Rates 145 - This page intentionally left blank - 146 CITY OF LINO LAKES, MINNESOTA PRINCIPAL PROPERTY TAXPAYERS Table 7 Current Year and Nine Years Ago Percentage Percentage of Total City of Total City Taxable Taxable Taxable Taxable Net Tax Net Tax Net Tax Net Tax Taxpayer Capacity Rank Capacity Capacity Rank Capacity Target Corporation $214,636 1 1.09% $278,554 1 1.26% Northern States Power Co 200,922 2 1.02% 143,459 3 0.65% WI MN AB BIYNAH LLC 196,198 3 1.00% - - - Moline Concrete Products 113,360 4 0.58% 131,936 5 0.60% Gargaro Properties LLC 111,084 5 0.57% 100,390 8 0.45% Taylor Corporation 94,804 6 0.48% 129,568 6 0.59% Kohl's Department Store 87,250 7 0.44% 140,306 4 0.64% Minnegasco Inc 81,806 8 0.42% - - - Marmon/Keystone Corp 78,202 9 0.40% - - - Lino Lakes Assisted Living LLC 73,803 10 0.38% - - - Lino Lakes Realty LLC - - 265,694 2 1.20% Legacy Holdings LLC - - 122,134 7 0.55% Lino Lakes Business Center LLC - - 96,204 9 0.44% F&G Incorporated - - 94,476 10 0.43% Total $1,252,065 6.38% $1,502,721 6.81% Source: Anoka County 2017 2008 147 CITY OF LINO LAKES, MINNESOTA PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Collected within the Taxes Levied for the Fiscal Year Fiscal Year of Levy Percentage Fiscal Operating Debt Total Tax of Year Tax Levy Tax Levy Levy Amount Levy 2008 $7,973,236 $893,720 $8,866,956 $8,581,974 96.8% 2009 8,295,172 949,166 9,244,338 8,982,756 97.2% 2010 7,816,232 879,182 8,695,414 8,400,439 96.6% 2011 7,719,240 940,760 8,660,000 8,486,845 98.0% 2012 7,192,818 1,034,441 8,227,259 8,095,502 98.4% 2013 7,190,538 1,025,090 8,215,628 8,094,911 98.5% 2014 7,098,922 1,197,122 8,296,044 8,229,986 99.2% 2015 7,490,578 1,195,494 8,686,072 8,630,830 99.4% 2016 7,018,572 2,039,856 9,058,428 9,022,964 99.6% 2017 7,360,431 2,131,424 9,491,855 9,439,688 99.5% Current year levies and collections include State levy related credits, but do not include tax increment levies and collections. 148 Table 8 Total Collections to Date Collections in Percentage Outstanding Percentage Subsequent of Delinquent of Levy Years Amount Levy Taxes Outstanding $129,219 $8,711,193 98.2%$155,763 1.8% 194,540 9,177,296 99.3%67,042 0.7% 182,890 8,583,329 98.7%112,085 1.3% 126,993 8,613,838 99.5%46,162 0.5% 77,752 8,173,254 99.3%54,005 0.7% 68,948 8,163,859 99.4%51,769 0.6% 40,447 8,270,433 99.7%25,611 0.3% 25,712 8,656,542 99.7%29,530 0.3% 9,770 9,032,734 99.7%25,694 0.3% - 9,439,688 99.5%52,167 0.5% 149 CITY OF LINO LAKES, MINNESOTA RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Business-Type Governmental Activities Activities General General Special Other Obligation Fiscal Obligation Assessments Long-Term Revenue Year Bonds Payable Debt Bonds 2008 $11,184,000 $11,365,000 $ - $1,530,000 2009 10,712,000 10,265,000 4,260,000 1,170,000 2010 10,141,000 9,175,000 4,260,000 795,000 2011 9,421,000 7,985,000 3,695,000 405,000 2012 10,331,000 7,095,000 3,695,000 - 2013 9,610,000 5,975,000 3,695,000 - 2014 9,036,000 7,640,000 2,080,000 - 2015 16,377,291 6,620,000 1,720,000 - 2016 18,337,081 7,795,000 1,609,000 - 2017 14,837,768 4,905,000 233,475 - Details regarding the City's outstanding debt can be found in the notes to the financial statements. See the Demographic and Economic Statistics schedule for personal income and population data. (1) Personal income information is not yet available for 2017 from the Bureau of Economic Analysis Report 150 Table 9 Total Percentage Percentage Primary of Assessed of Personal Per Government Market Value Income Capita $24,079,000 1.19%3.08%$1,205 26,407,000 1.24%3.44%1,301 24,371,000 1.22%3.13%1,206 21,506,000 1.19%2.59%1,049 21,121,000 1.29%2.46%1,024 19,280,000 1.27%2.19%925 18,756,000 1.24%2.04%888 24,717,291 1.46%2.64%1,205 27,741,081 1.63%2.84%1,334 19,976,243 1.10%(1)946 151 CITY OF LINO LAKES, MINNESOTA RATIOS OF NET GENERAL BONDED DEBT Last Ten Fiscal Years General Special Total Fiscal Obligation Assessments Primary Year Bonds Payable Government 2008 $11,184,000 $11,365,000 $22,549,000 2009 10,712,000 10,265,000 20,977,000 2010 10,141,000 9,175,000 19,316,000 2011 9,421,000 7,985,000 17,406,000 2012 10,331,000 7,095,000 17,426,000 2013 9,610,000 5,975,000 15,585,000 2014 9,036,000 7,640,000 16,676,000 2015 16,377,291 6,620,000 22,997,291 2016 18,337,081 7,795,000 26,132,081 2017 14,837,768 4,905,000 19,742,768 Details regarding the City's outstanding debt can be found in the notes to the financial statements. See the Demographic and Economic Statistics schedule for population data. Governmental Activities 152 Table 10 Less: Amounts Percentage Per Available in Debt Net of Assessed Per Capita (Total)Service Funds Bonded Debt Market Value Capita (Net) $1,128 $3,405,272 $19,143,728 0.95%$958 1,033 3,457,349 17,519,651 0.82%863 955 2,986,102 16,329,898 0.82%808 849 2,638,129 14,767,871 0.82%720 845 3,035,557 14,390,443 0.88%698 748 3,357,196 12,227,804 0.80%587 789 2,501,738 14,174,262 0.94%671 1,121 2,813,226 20,184,065 1.19%984 1,256 8,420,263 17,711,818 1.04%851 935 5,171,905 14,570,863 0.86%690 153 CITY OF LINO LAKES, MINNESOTA DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT Table 11 As of December 31, 2017 Estimated Estimated Share of Debt Percentage Overlapping Outstanding Applicable*Debt Overlapping debt: Anoka County $110,265,000 6.2%$6,816,325 ISD 12 95,953,685 44.2%42,382,122 ISD 624 88,915,000 3.2%2,808,741 ISD 831 159,565,000 7.2%11,467,589 Metropolitan Council 1,484,038,432 0.6%8,469,233 Rice Creek Watershed District 343,818 33.2%114,215 Anoka County Railroad Authority 24,310,000 6.2% 1,502,787 Total overlapping 73,561,012 City of Lino Lakes direct debt $19,976,243 100%19,976,243 Total direct and overlapping debt $93,537,255 *For debt repaid with property taxes, the percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of another governmental unit's taxable assessed value that is within the City's boundaries and dividing it by each unit's total taxable assessed value. Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. Sources: taxable value data used to estimate applicable percentages provided by the County Property Appraiser. Debt outstanding data provided by each governmental unit. 154 CITY OF LINO LAKES, MINNESOTA LEGAL DEBT MARGIN INFORMATION Table 12 Last Ten Fiscal Years Legal Debt Margin Calculation for Fiscal Year 2017 Market value $1,808,417,118 Applicable percentage 3% Debt limit 54,252,514 Debt applicable to limit: Total bonded debt 19,976,243 Less: Special assessment bonds (4,905,000) Tax abatement bonds (1,600,000) Tax increment bonds (1,625,000) Utility revenue bonds (1,420,000) 10,426,243 Legal debt margin $43,826,271 Net Debt Net Debt Legal Amount of Debt Applicable Fiscal Debt Applicable to Debt Applicable to to Limit Year Population Limit Limit Margin Debt Limit Per Capita 2008 19,987 $60,658,830 $3,804,000 $56,854,830 6.27% $190 2009 20,305 64,036,746 3,642,000 60,394,746 5.69% 179 2010 20,216 60,622,086 3,386,000 57,236,086 5.59% 167 2011 20,505 54,123,645 2,961,000 51,162,645 5.47% 144 2012 20,625 49,213,676 4,591,000 44,622,676 9.33% 223 2013 20,833 45,595,717 4,280,000 41,315,717 9.39% 205 2014 21,129 45,297,635 4,191,000 41,106,635 9.25% 198 2015 20,519 50,830,982 11,941,250 38,889,732 23.49% 582 2016 20,803 50,978,666 10,122,081 40,856,585 19.86% 487 2017 21,117 54,252,514 10,426,243 43,826,271 19.22% 494 Legal Debt Margin Calculation for Fiscal Years 2008 Through 2017 155 CITY OF LINO LAKES, MINNESOTA DEMOGRAPHIC AND ECONOMIC STATISTICS Table 13 Last Ten Fiscal Years (2) (2) Personal Per Income Capita (3) (4) Fiscal (1)(thousands Personal School Unemployment Year Population of dollars)Income Enrollment Rate 2008 19,987 $781,132 $39,082 6,768 6.9% 2009 20,305 768,341 37,840 6,725 7.8% 2010 20,216 777,912 38,480 6,523 7.1% 2011 20,505 831,170 40,535 6,426 5.9% 2012 20,625 857,753 41,588 6,421 5.6% 2013 20,833 879,903 42,236 6,392 4.5% 2014 21,129 917,252 43,412 6,410 3.4% 2015 20,519 934,764 45,556 6,371 3.3% 2016 20,803 975,682 46,901 6,473 3.9% 2017 21,117 Not available Not available 6,500 3.1% Sources: (1) Estimates from Metropolitan Council, except for 2010 which is per the U.S. Census and 2016 which is a city estimate. (2) Information from Bureau of Economic Analysis Report. Anoka County statistics used as local information is unavailable. (3) Information from ISD # 12 website (audit report). (4) Information from MN Department of Employment and Economic Development. Anoka County statistics used as local information is unavailable. 156 CITY OF LINO LAKES, MINNESOTA PRINCIPAL EMPLOYERS Table 14 Current Year and Nine Years Ago Percentage Percentage of Total City of Total City Employer Employees Rank Employment(1)Employees Rank Employment(1) State of Minnesota Corrections 460 1 23.2% 600 1 33.1% ISD 12 - Centennial Schools 391 2 19.7% - - - Target Corporation 260 3 13.1% 240 3 13.2% Curtis 1000 (AdGraphics/Taylor Corp 200 4 10.1% 260 2 - Kohls 123 5 6.2% 160 5 8.8% Molin Concrete Products 120 6 6.1% 135 6 7.4% YMCA 120 7 6.1% 130 7 7.2% Distribution Alternatives 120 8 6.1% - - - Rehbein Transit, Inc.100 9 5.1% - - - Anoka County Juvenile Center 86 10 4.3% - - - Customer Manufacturing - - - 160 4 8.8% Synovis Interventional Systems - - - 70 8 3.9% Summit Fire Protection - - - 60 9 3.3% Total 1,980 1,815 (1)The statistic for total City employment is not available, therefore the percentage represents the percentage of the top ten listed. Information about the 10th largest employer of 2008 is not available. Source: City of Lino Lakes Official Statements and employer surveys 2017 2008 157 CITY OF LINO LAKES, MINNESOTA FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years 2008 2009 2010 2011 General Government: Administration 5.00 5.00 4.00 3.50 Seniors 0.63 0.63 0.63 - Finance 3.50 3.50 3.00 3.00 Economic Development 1.00 1.00 1.00 1.00 Planning 2.00 2.00 2.00 1.00 Community Development 2.75 2.75 2.25 2.00 Building 1.00 1.00 1.00 - Other 1.40 1.40 1.40 0.70 Total General Government 17.28 17.28 15.28 11.20 Public Safety: Sworn Officers 27.00 27.00 27.00 25.00 Civilians 4.75 4.75 4.25 4.00 Fire - - - - Building Inspection 4.25 4.25 2.75 2.50 Total Public Safety 36.00 36.00 34.00 31.50 Public Works: Streets 7.35 7.35 6.85 7.00 Other 1.15 1.15 1.15 1.00 Total Public Works 8.50 8.50 8.00 8.00 Parks, Recreation and Forestry 9.80 9.80 9.30 9.00 Water 2.15 2.15 2.15 2.15 Sewer 2.15 2.15 2.15 2.15 Total 75.88 75.88 70.88 64.00 Source: City Finance Office Full-Time-Equivalent Employees as of December 31, 158 Table 15 2012 2013 2014 2015 2016 2017 3.50 3.50 3.50 3.50 4.00 4.00 - - - - - - 3.00 3.00 3.00 3.00 3.50 3.50 1.00 - - - - - 1.00 1.00 1.00 1.00 1.00 1.00 2.00 2.00 2.00 2.00 2.00 2.00 - - - - - - 0.70 0.70 0.70 0.70 0.65 0.65 11.20 10.20 10.20 10.20 11.15 11.15 25.00 25.00 25.00 26.00 27.00 27.00 3.00 3.00 4.00 4.00 4.50 4.50 - - 1.00 1.00 1.50 1.50 2.50 2.50 2.00 2.00 2.50 2.50 30.50 30.50 32.00 33.00 35.50 35.50 7.00 7.00 7.00 7.00 6.50 6.65 1.00 1.00 1.00 1.00 1.50 1.50 8.00 8.00 8.00 8.00 8.00 8.15 9.00 8.70 8.70 8.70 7.75 7.90 2.15 2.30 2.30 2.30 2.30 2.70 2.15 2.30 2.30 2.30 2.30 2.70 63.00 62.00 63.50 64.50 67.00 68.10 Full-Time-Equivalent Employees as of December 31, 159 CITY OF LINO LAKES, MINNESOTA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years 2008 2009 2010 2011 General Government: Elections 2 1 2 1 Registered voters 12,723 11,805 12,284 11,705 Number of votes cast 11,051 4,354 8,545 4,314 Voter participation (registered)86.9%36.9%69.6%36.9% Public Safety: Police: Calls for Service 6,871 6,353 6,398 6,384 Traffic Citations & Warnings 3,252 3,187 2,743 2,604 Part I Crime Rate 1,461 1,075 982 1,117 Part II Crime Rate 3,767 3,151 2,911 2,911 Police: Case Numbers Generated Avg Response Time (Emergency & Non-Emergency) Part I Crime Offenses Part II Crime Offenses Clearance Rate Fire: Fire Call Load Fire Property Loss Fire Property Saved Fire Inspections Inspections: Building Permits (1) (2)5,041 1,535 509 452 Value of Building Permits $15,852,780 $9,586,160 $11,295,493 $11,192,264 Public Works: General Maintenance (hours)6,129 5,870 4,945 7,416 Street Mantenance (hours)3,851 3,267 3,099 4,352 Fleet Maintenance (hours)5,043 4,782 4,850 4,214 Snow Plowing/Sanding (hours)1,353 950 1,638 1,534 Culture and Recreation: Parks Park Maintenance (hours)11,136 12,406 9,257 9,813 Utilities: Water Maintenance (hours)5,716 5,041 3,560 3,568 Sanitary Sewer Maintenance (hours)3,760 3,486 3,531 3,557 (1) 4,337 and 581 repair permits issued in 2008 - 2009, respectively, due to storm damage. (2) Increase in permits issued - June 2017 storm damage. (3) The Public Safety Department modified the metrics maintained for business purposes in 2016. Those changes are reflected in the 2016 and 2017 Operating Indicators. Source: Various City Departments 160 Table 16 2012 2013 2014 2015 2016 2017 212121 13,478 12,020 12,610 12,143 13,636 12,624 11,546 1,575 7,854 4,085 11,562 2,165 85.7% 13.1% 62.3% 33.6% 84.8% 17.1% 6,344 6,210 6,281 6,210 6,210 (3) 2,694 2,597 2,296 2,199 2,199 (3) 983 918 631 1,226 1,091 (3) 2,396 2,144 1,836 2,395 3,635 (3) 16,321 18,199 5:26 minutes 4:42 minutes 224 176 746 808 73% 82% 269 316 $694,000 $325,100 $10,511,300 $6,342,100 53 117 459 490 431 654 761 5,422 $10,751,626 $17,683,665 $13,535,514 $26,570,593 $53,390,619 $50,984,047 6,939 3,994 5,200 7,839 5,534 6,313 5,926 5,740 3,840 3,347 4,053 3,765 3,945 4,548 4,746 4,322 4,437 3,986 594 1,639 2,141 754 960 928 9,739 8,480 8,537 8,332 9,698 8,576 3,585 3,119 3,189 3,240 3,539 3,278 3,517 3,109 3,178 3,240 3,539 3,278 161 CITY OF LINO LAKES, MINNESOTA CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM Table 17 Last Ten Fiscal Years 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 Public Safety: Police: Stations 1111111111 Patrol Units 12 12 12 12 12 12 12 12 12 12 Fire: Stations 1111111222 Fire Trucks 5555555778 Public Works: Lights 673 673 673 673 673 673 673 673 815 838 Vehicles 29 29 29 29 29 29 29 29 39 39 City Streets (miles)100.7 100.7 100.7 100.7 100.7 100.7 100.7 100.7 100.7 100.7 Culture & Recreation: Parks: Parks 18 18 18 18 18 18 18 18 17 18 Park Acres 141 141 141 141 141 141 141 141 139.6 147 Trails (miles)26 26 26 26 26 26 26 26 29.75 30 Park Shelters 7776666666 Basketball Courts 6666666666 Fishing Pier 111111111- Skating Rinks 4444444443 Soccer Fields 8888888864 Baseball/Softball Fields 20 20 20 20 20 20 20 20 8 8 Tennis Courts 222222222- Playgrounds 16 16 16 16 16 16 16 16 15 16 Water: Distribution System (miles)74.7 74.7 74.7 74.7 74.7 74.7 74.7 74.7 85.6 99.4 Water Connections 4,247 4,340 4,382 4,424 4,452 4,484 4,520 4,542 4,649 4,738 Gallons Pumped (millions)590 589 498 492 609 536 536 449 452 494 Number of Fire Hydrants 538 538 538 538 538 538 538 1024 1024 1028 Water Tower Capacity (millions gallons)2222222222 Sanitary Sewer: Collection System (miles)69.8 69.8 69.8 69.8 69.8 69.8 69.8 77.9 77.9 87.0 Sewer Connections 4,447 4,486 4,530 4,567 4,567 4,624 4,685 4,685 4,817 4,976 Storm Sewer: Pipe (miles)41.4 41.4 41.4 41.4 41.4 41.4 41.4 41.4 53.7 54.1 Source: Various City Departments 162 OTHER INFORMATION (UNAUDITED) 163 CITY OF LINO LAKES, MINNESOTA SCHEDULE OF LONG-TERM DEBT December 31, 2017 Final Interest Issue Maturity Rates Date Date Long-term debt: General Obligation Bonds: 2014A Certificates of Indebtedness 1.00%2/1/14 12/31/17 2015A Certificates of Indebtedness 1.00%2/1/15 12/31/18 2015B Certificates of Indebtedness 1.50% 8/25/15 12/31/20 2016A Certificates of Indebtedness 1.00%2/1/16 12/31/19 2017A Certificates of Indebtedness 1.00%3/1/17 12/31/20 G.O. Tax Abatement Bonds, Series 2006C 4.00% - 4.30% 8/15/06 2/1/17 G.O. Utility Revenue Bonds, Series 2006D 4.00% - 4.15% 8/15/06 2/1/17 G.O. CIP Refunding Bonds, Series 2006E 4.00% 11/1/06 2/1/18 G.O. TIF Bonds, Series 2007A 4.00% - 4.125% 7/15/17 2/1/24 G.O. Refunding Bonds, Series 2012A 1.00% - 2.00% 11/15/12 2/1/24 G.O. Bonds 2015A 2.00% - 3.00% 8/1/15 2/1/31 EDA Lease Revenue Bonds 2015B 2.00% - 3.00% 10/1/15 4/1/36 G.O. Utility Revenue Bonds, Series 2016A 2.00% 11/23/16 2/1/27 G.O. Tax Abatement Refunding Bonds 2016C 1.00% - 1.50% 11/23/16 2/1/23 Total General Obligation Bonds Special Assessment Bonds: G.O. Improvement Bonds, Series 2005A 4.35% - 5.15% 11/1/05 2/1/17 G.O. Imp & Utility Revenue Bonds, Series 2010A 2.00% - 3.00% 7/9/10 2/1/20 G.O. Improvement Bonds, Series, 2013A 1.25% - 4.00% 7/15/13 2/1/24 G.O. Improvement Bonds, Series 2014A 0.40% - 2.30% 11/20/14 2/1/26 G.O. Improvement Refunding Bonds, Series 2016B 0.875% - 1.50% 11/23/16 2/1/21 Total Special Assessment Bonds G.O. Improvement Note, Series 2009A 3.70% - 4.00% 8/1/09 8/1/20 G.O. Capital Note, Series 2016A 2.00% 4/14/16 2/1/26 Total long-term debt 164 Exhibit 1 Payable Payable Principal Original Prior January 1, December 31, Due in Issue Payments 2017 Issued Payments 2017 2018 $495,000 $327,000 $168,000 $ - $168,000 $ - $ - 198,250 65,000 133,250 - 67,000 66,250 66,250 963,000 177,000 786,000 - 193,000 593,000 195,000 469,000 - 469,000 - 155,000 314,000 156,000 311,000 - - 311,000 - 311,000 102,000 2,460,000 705,000 1,755,000 - 1,755,000 - - 570,000 500,000 70,000 - 70,000 - - 2,990,000 2,160,000 830,000 - 405,000 425,000 425,000 4,215,000 2,190,000 2,025,000 - 400,000 1,625,000 190,000 2,015,000 520,000 1,495,000 - 225,000 1,270,000 230,000 3,095,000 - 3,095,000 - 190,000 2,905,000 195,000 4,350,000 - 4,350,000 - 165,000 4,185,000 170,000 1,420,000 - 1,420,000 - - 1,420,000 130,000 1,600,000 - 1,600,000 - - 1,600,000 225,000 25,151,250 6,644,000 18,196,250 311,000 3,793,000 14,714,250 2,084,250 5,550,000 3,190,000 2,360,000 - 2,360,000 - - 1,000,000 575,000 425,000 - 100,000 325,000 105,000 615,000 120,000 495,000 - 60,000 435,000 60,000 2,645,000 105,000 2,540,000 - 370,000 2,170,000 370,000 1,975,000 - 1,975,000 - - 1,975,000 480,000 11,785,000 3,990,000 7,795,000 0 2,890,000 4,905,000 1,015,000 4,260,000 2,915,000 1,345,000 - 1,345,000 - - 294,525 30,525 264,000 - 30,525 233,475 31,350 $41,490,775 $13,579,525 $27,600,250 $311,000 $8,058,525 $19,852,725 $3,130,600 2017 165 CITY OF LINO LAKES, MINNESOTA SCHEDULE OF DEFERRED TAX LEVIES December 31, 2017 Year of Certificates of Certificates of Certificates of Levy/Indebtedness Indebtedness Indebtedness Collection 2015A 2015B 2016A 2017/2018 $70,258 $214,090 $167,097 2018/2019 - 213,119 167,559 2019/2020 - 214,216 - 2020/2021 - - - 2021/2022 - - - 2022/2023 - - - 2023/2024 - - - 2024/2025 - - - 2025/2026 - - - 2026/2027 - - - 2027/2028 - - - 2028/2029 - - - 2029/2030 - - - 2030/2031 - - - 2031/2032 - - - 2032/2033 - - - 2033/2034 - - - 2034/2035 - - - $70,258 $641,425 $334,656 166 Exhibit 2 G.O. G.O. EDA Lease Tax Abatement Certificates of Refunding G.O.Revenue Refunding Indebtedness Bonds Bonds Bonds Bonds 2017A 2012A 2015A 2015B 2016C Total $113,087 $176,390 $274,378 $319,397 $276,176 $1,610,873 111,395 180,012 270,178 315,722 289,097 1,547,082 111,353 178,080 271,228 317,297 301,570 1,393,744 - 175,896 266,923 316,877 313,567 1,073,263 - 178,794 267,868 316,299 325,054 1,088,015 - 176,109 273,958 320,814 - 770,881 - - 274,588 319,764 - 594,352 - - 269,863 318,557 - 588,420 - - 269,798 317,192 - 586,990 - - 222,364 315,669 - 538,033 - - 222,626 319,239 - 541,865 - - 222,758 317,244 - 540,002 - - 221,708 320,342 - 542,050 - - - 317,231 - 317,231 - - - 319,200 - 319,200 - - - 318,780 - 318,780 - - - 317,940 - 317,940 - - - 316,680 - 316,680 $335,835 $1,065,281 $3,328,238 $5,724,244 $1,505,464 $13,005,401 167 CITY OF LINO LAKES, MINNESOTA DEBT SERVICE PAYMENTS TO MATURITY December 31, 2017 Certificates of Certificates of Certificates of Indebtedness Indebtedness Indebtedness 2015A 2015B 2016A Bonds payable $66,250 $593,000 $314,000 Future interest payable 663 17,880 4,720 $66,913 $610,880 $318,720 Payments to maturity: 2018 $66,913 $203,895 $159,140 2019 - 202,970 159,580 2020 - 204,015 - 2021 - - - 2022 - - - 2023 - - - 2024 - - - 2025 - - - 2026 - - - 2027 - - - 2028 - - - 2029 - - - 2030 - - - 2031 - - - 2032 - - - 2033 - - - 2034 - - - 2035 - - - 2036 - - - $66,913 $610,880 $318,720 168 Exhibit 3 Page 1 of 2 G.O. CIP G.O. Certificates of Refunding G.O. TIF Refunding G.O. Indebtedness Bonds Bonds Bonds Bonds 2017A 2006E 2007A 2012A 2015A $311,000 $425,000 $1,625,000 $1,270,000 $2,905,000 8,842 8,500 249,899 58,092 492,355 $319,842 $433,500 $1,874,899 $1,328,092 $3,397,355 $107,702 $433,500 $252,126 $244,660 $258,262 106,090 - 254,326 242,590 259,312 106,050 - 261,026 170,520 255,312 - - 267,126 168,560 256,263 - - 272,504 166,400 252,163 - - 282,016 169,001 253,013 - - 285,775 166,361 258,712 - - - - 259,263 - - - - 254,481 - - - - 254,362 - - - - 209,400 - - - - 209,587 - - - - 209,150 - - - - 208,075 - - - - - - - - - - - - - - - - - - - - - - - - - $319,842 $433,500 $1,874,899 $1,328,092 $3,397,355 169 CITY OF LINO LAKES, MINNESOTA DEBT SERVICE PAYMENTS TO MATURITY December 31, 2017 G.O. Tax EDA Lease G.O. Utility Abatement Revenue Revenue Refunding Bonds Bonds Bonds 2015B 2016A 2016C Bonds payable $4,185,000 $1,420,000 $1,600,000 Future interest payable 1,502,956 145,300 68,913 $5,687,956 $1,565,300 $1,668,913 Payments to maturity: 2018 $300,888 $157,100 $244,150 2019 302,437 159,450 261,678 2020 298,937 161,700 273,770 2021 299,488 158,900 285,422 2022 299,012 156,100 296,605 2023 298,388 158,250 307,288 2024 302,538 155,350 - 2025 301,462 152,450 - 2026 300,237 154,500 - 2027 298,863 151,500 - 2028 297,338 - - 2029 300,587 - - 2030 298,613 - - 2031 301,106 - - 2032 298,062 - - 2033 298,800 - - 2034 298,200 - - 2035 297,200 - - 2036 295,800 - - $5,687,956 $1,565,300 $1,668,913 170 Exhibit 3 Page 2 of 2 G.O. G.O. Imp & G.O. G.O. Improvement Utility Revenue Improvement Improvement Refunding G.O. Capital Bonds Bonds Bonds Bonds Note 2010A 2013A 2014A 2016B 2016A Total $325,000 $435,000 $2,170,000 $1,975,000 $233,475 $19,852,725 14,925 59,160 124,502 53,048 19,041 2,828,796 $339,925 $494,160 $2,294,502 $2,028,048 $252,516 $22,681,521 $113,175 $74,460 $399,633 $501,575 $36,020 $3,553,199 110,025 72,900 406,158 506,780 36,217 3,080,513 116,725 71,100 401,788 505,868 36,399 2,863,210 - 69,000 406,390 513,825 35,739 2,460,713 - 71,500 162,055 - 35,904 1,712,243 - 68,900 159,280 - 36,053 1,732,189 - 66,300 161,151 - 36,184 1,432,371 - - 162,645 - - 875,820 - - 35,402 - - 744,620 - - - - - 704,725 - - - - - 506,738 - - - - - 510,174 - - - - - 507,763 - - - - - 509,181 - - - - - 298,062 - - - - - 298,800 - - - - - 298,200 - - - - - 297,200 - - - - - 295,800 $339,925 $494,160 $2,294,502 $2,028,048 $252,516 $22,681,521 171 CITY OF LINO LAKES, MINNESOTA INSURANCE IN FORCE Exhibit 4 December 31, 2017 Amount General Liability: Bodily Injury/Property Damage $2,000,000 Personal Injury/Police Professional Liability 2,000,000 Medical Expense Occurrence Limit 2,500 Medical Expense Aggregate 10,000 Property Damage ($1,000 Deductible) Property: Buildings and Contents (including Mobile and EDP - Electronic Equipment & Valuable Papers)37,927,418 Faithful Performance Blanket Bond 500,000 Storage Tank Liability 250,000 Rented/Leased Equipment ($1,000 Deductible)500,000 Public Official and Employee Liability ($1,000 Deductible each occurrence)1,500,000 Automotive: Bodily Injury and Property Damage 2,000,000 Comprehensive and Collision Actual Cash Value Uninsured Motorists 200,000 Worker's Compensation Statutory Employer Liability 1,500,000 Umbrella Liability 1,000,000 Crime - Theft Disappearance and Destruction ($1,000 Deductible)250,000 Coverage 172 CITY OF LINO LAKES, MINNESOTA TAXABLE VALUATIONS, TAX LEVIES AND TAX RATES Exhibit 5 Tax Capacity Tax Capacity Values Values 2016/2017 2015/2016 Taxable valuations: Total $19,643,805 $18,440,817 Fiscal disparities: Distribution 2,792,112 2,755,743 Contribution (1,168,180) (1,115,822) Less: Captured Tax Increment Value (293,970) (261,525) $20,973,767 $19,819,213 Tax Tax Certified Capacity Certified Capacity Levy Rate Levy Rate Taxes Levied: Revenue $7,360,431 35.105 $7,018,572 35.025 Bond and Interest 2,131,424 10.035 2,039,856 10.994 Totals $9,491,855 45.140 $9,058,428 46.019 The tax capacity rate is based on the total certified levy net of the fiscal disparity distribution. 173 - This page intentionally left blank - 174 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com MINNESOTA LEGAL COMPLIANCE REPORT To the Honorable Mayor and Members of the City Council City of Lino Lakes, Minnesota We have audited, in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Lino Lakes, Minnesota as of and for the year ended December 31, 2017, and the related notes to the financial statements, which collectively comprise the City of Lino Lakes, Minnesota’s basic financial statements and have issued our report thereon dated May 29, 2018. The Minnesota Legal Compliance Audit Guide for Cities, promulgated by the State Auditor pursuant to Minn. Stat. § 6.65, contains seven categories of compliance to be tested: contracting and bidding, deposits and investments, conflicts of interest, public indebtedness, claims and disbursements, miscellaneous provisions, and tax increment financing. Our audit considered all of the listed categories. In connection with our audit, nothing came to our attention that caused us to believe that City of Lino Lakes, Minnesota failed to comply with the provisions of the Minnesota Legal Compliance Audit Guide for Cities. However, our audit was not directed primarily toward obtaining knowledge of such noncompliance. Accordingly, had we performed additional procedures, other matters may have come to our attention regarding the City of Lino Lakes, Minnesota’s noncompliance with the above referenced provisions. The purpose of this report is solely to describe the scope of our testing of compliance and the results of that testing, and not to provide an opinion on compliance. Accordingly, this communication is not suitable for any other purpose. REDPATH AND COMPANY, LTD. St. Paul, Minnesota May 29, 2018 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and Members of the City Council City of Lino Lakes, Minnesota We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Lino Lakes, Minnesota as of and for the year ended December 31, 2017, and the related notes to the financial statements, which collectively comprise the City of Lino Lakes, Minnesota’s basic financial statements and have issued our report thereon dated May 29, 2018. Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the City of Lino Lakes, Minnesota’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City of Lino Lakes, Minnesota’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City of Lino Lakes, Minnesota’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit the attention of those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. Independent Auditor’s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards Page 2 Compliance and Other Matters As part of obtaining reasonable assurance about whether the City of Lino Lakes, Minnesota’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City of Lino Lakes, Minnesota’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Lino Lakes, Minnesota’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. REDPATH AND COMPANY, LTD. St. Paul, Minnesota May 29, 2018 4810 White Bear Parkway, St. Paul, MN, 55110 651.426.7000 www.redpathcpas.com COMMUNICATION WITH THOSE CHARGED WITH GOVERNANCE To the Honorable Mayor and Members of the City Council City of Lino Lakes, Minnesota We have audited the financial statements of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the City of Lino Lakes, Minnesota (the City) for the year ended December 31, 2017. Professional standards require that we provide you with information about our responsibilities under generally accepted auditing standards and Government Auditing Standards, as well as certain information related to the planned scope and timing of our audit. We have communicated such information in our letter to you dated April 16, 2018. Professional standards also require that we communicate to you the following information related to our audit. Qualitative Aspects of Accounting Practices Management is responsible for the selection and use of appropriate accounting policies. The significant accounting policies used by the City are described in Note 1 to the financial statements. As described in Notes 10 and 20 to the financial statements, the City implemented GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions for the year ended December 31, 2017. As a result, the liability reported for OPEB on the City’s full-accrual financial statements significantly increased. Beginning net position of governmental activities has also been restated to account for this change. We noted no transactions entered into by the City during the year for which there is a lack of authoritative guidance or consensus. All significant transactions have been recognized in the financial statements in the proper period. Accounting estimates are an integral part of the financial statements prepared by management and are based on management’s knowledge and experience about past and current events and assumptions about future events. Certain accounting estimates are particularly sensitive because of their significance to the financial statements and because of the possibility that future events affecting them may differ significantly from those expected. We believe the most sensitive estimate affecting the City’s financial statements was the discount rate used to measure the net pension liability. This rate is based on actuarial studies. We evaluated the key factors and assumptions used to develop this estimate in determining that it is reasonable in relation to the financial statements taken as a whole. City of Lino Lakes, Minnesota Communication With Those Charged With Governance Page 2 Certain financial statement disclosures are particularly sensitive because of their significance to financial statement users. Determining sensitivity is subjective, however, we believe the disclosures most likely to be considered sensitive are Note 8 – Defined Benefit Pension Plans – PERA and Note 20 – Change in Accounting Principle. The financial statement disclosures are neutral, consistent and clear. Difficulties Encountered in Performing the Audit We encountered no difficulties in dealing with management in performing and completing our audit. Corrected and Uncorrected Misstatements Professional standards require us to accumulate all known and likely misstatements identified during the audit, other than those that are clearly trivial, and communicate them to the appropriate level of management. There were no uncorrected misstatements that have an effect on our opinion on the financial statements. In addition, none of the misstatements detected as a result of audit procedures and corrected by management were material, either individually or in the aggregate, to each opinion unit’s financial statements taken as a whole. Disagreements with Management For purposes of this letter, a disagreement with management is a financial accounting, reporting, or auditing matter, whether or not resolved to our satisfaction, that could be significant to the financial statements or the auditor’s report. We are pleased to report that no such disagreements arose during the course of our audit. Management Representations We have requested certain representations from management that are included in the management representation letter dated May 29, 2018. Management Consultations with Other Independent Accountants In some cases, management may decide to consult with other accountants about auditing and accounting matters, similar to obtaining a “second opinion” on certain situations. If a consultation involves application of an accounting principle to the City’s financial statements or a determination of the type of auditor’s opinion that may be expressed on those statements, our professional standards require the consulting accountant to check with us to determine that the consultant has all the relevant facts. To our knowledge, there were no such consultations with other accountants. City of Lino Lakes, Minnesota Communication With Those Charged With Governance Page 3 Other Audit Findings or Issues We generally discuss a variety of matters, including the application of accounting principles and auditing standards, with management each year prior to retention as the City’s auditors. However, these discussions occurred in the normal course of our professional relationship and our responses were not a condition to our retention. Receivables related to the Legacy at Woods Edge Development At December 31, 2017, the balance of receivables related to the Legacy at Woods Edge Development was $6,646,176. The receivables are presented in the financial statements as special assessments receivable ($2,994,379) and interfund loans receivable ($3,651,797). Collection of these amounts is dependent upon receiving sufficient proceeds from land sales and tax increment. Management believes all amounts are collectible. Other Matters We applied certain limited procedures to the management’s discussion and analysis, the budgetary comparison information, and the schedules of OPEB and pension information, which are required supplementary information (RSI) that supplements the basic financial statements. Our procedures consisted of inquiries of management regarding the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We did not audit the RSI and do not express an opinion or provide any assurance on the RSI. We were engaged to report on the combining and individual nonmajor fund financial statements and schedules which accompany the financial statements but are not RSI. With respect to this supplementary information, we made certain inquiries of management and evaluated the form, content, and methods of preparing the information to determine that the information complies with accounting principles generally accepted in the United States of America, the method of preparing it has not changed from the prior period, and the information is appropriate and complete in relation to our audit of the financial statements. We compared and reconciled the supplementary information to the underlying accounting records used to prepare the financial statements or to the financial statements themselves. We were not engaged to report on the introductory section, the statistical section or the other information which accompany the financial statements but are not RSI. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on it. City of Lino Lakes, Minnesota Communication With Those Charged With Governance Page 4 Restrictions on Use This information is intended solely for the use of the City Council and management of the City of Lino Lakes, Minnesota and is not intended to be, and should not be, used by anyone other than these specified parties. REDPATH AND COMPANY, LTD. St. Paul, Minnesota May 29, 2018 City of Lino Lakes, Minnesota 2017 Audit Review June 4, 2018 Andy Hering, CPA Phone: 651-407-5877 Email: ahering@redpathcpas.com 1 Excellence in Financial Reporting 2 Follow Up On 2016 Findings Internal Controls •Financial Statement Corrections finding which was triggered by an adjustment to the allocation of the net pension liability •Item Corrected Minnesota Legal Compliance •The City held two fixed income mutual funds which did not appear to be allowable investments under Statute 118A.04 •Item Corrected by selling the mutual funds on 5/24/17 3 Reports Issued by Auditor Opinion on the Fair Presentation of the Financial Statements Report on Internal Controls Report on Minnesota Legal Compliance Communication to Those Charged with Governance 4 Opinion on Financial Statements What did we do? •Audited the financial statements, which are the responsibility of management. How did we do it? •Audit Standards –GAAS (AICPA) –GAGAS (GAO) •Plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. What is the result? •An unmodified opinion was issued on the 2017 financial statements. 5 Report on Internal Controls What did we do? •We gained an understanding of internal controls in place and their effectiveness in order to design our audit procedures for expressing an opinion on the financial statements. How did we do it? •Obtain understanding of controls on each major class of transaction and account balance. •Select a sample of transactions and perform detailed tests to determine adherence to controls in place and effectiveness. What is the result? •No internal control findings. 6 Report on Minnesota Legal Compliance What did we do? •Followed the audit guide published by the Office of the State Auditor. The guide consists of seven sections: –Depositories of public funds and investments –Conflicts of interest –Public indebtedness –Contracting bid laws –Claims and disbursements –Tax increment –Miscellaneous provisions How did we do it? •Select sample of transactions to test for compliance with statutory provisions. What is the result? •No legal compliance findings. 7 Communication to Those Charged with Governance Accounting policies used and/or changed •No significant accounting policies were changed during 2017 •One new accounting standard was implemented during 2017 –GASB 75 Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions The liability for such benefits is now calculated differently Implementing the standard resulted in a restatement to beginning equity in the amount of $692,000 Accounting estimates in the financial statements. •The discount rate used to measure the net pension liability ($6,113,000) No difficulties encountered in performing the audit. No disagreements with management. Other Matters •Legacy at Woods Edge receivables •Property tax collection rate –99.5% for 2017. 8 Pensions 9 General Police Employees and Fire Plan Plan Total 1 Change in net pension liability: 2 Change in actuarial assumptions (1)($265,000)($4,926,000)($5,191,000) 3 Change in proportion (2)165,000 (67,000)98,000 4 Experience difference (3)87,000 80,000 167,000 5 Earnings difference (4)(449,000)(1,101,000)(1,550,000) 6 Lino Lakes' share of 2017 pension expense 163,000 (459,000)(296,000) 7 Contributions to the plan by City of Lino Lakes (200,000)(428,000)(628,000) 8 Contributions to the plan by State of Minnesota - (23,000)(23,000) 9 Decrease in net pension liability (499,000)(6,924,000)(7,423,000) 10 Beginning net pension liability 3,142,000 10,394,000 13,536,000 11 Ending net pension liability $2,643,000 $3,470,000 $6,113,000 1. The discount rate was increased from 5.6% to 7.5% for the Police and Fire Plan. The change occurred because funds are now expected to be available to make all future benefit payments of current plan members. 2. The City's proportion is based upon its contributions to the plan in comparison to all participants. 3. This is the change between expected and actual experience in the measurement of the pension liability. 4. This is the difference between projected and actual earnings on plan investments. Summary of Financial Activity 10 Notes: •Debt service funds –approximately $3.5M of cash on hand at 12/31/16 was used to refund two bonds on 2/1/17 •$1.1M of MSA funds were used to pay off the Note Payable to Anoka Co •Enterprise funds –unrestricted fund balance increased 983,000 to $14.8M Change Fund Cash Debt Interfund in Fund Balance Balance Fund Type Revenue Expenditures Issued Transfers Balance 12/31/2017 12/31/2017 General Fund $10,245,000 $9,244,000 $ - ($440,000)$561,000 $6,817,000 $6,648,000 Special Revenue Funds 678,000 387,000 - (33,000)258,000 740,000 623,000 Debt Service Funds 2,840,000 8,693,000 - 2,406,000 (3,447,000)2,291,000 5,165,000 Capital Project Funds 3,476,000 2,872,000 311,000 (2,071,000)(1,156,000)14,085,000 12,376,000 Permanent Funds 9,000 - - - 9,000 123,000 123,000 Enterprise Funds 3,963,000 3,147,000 - 138,000 954,000 46,678,000 13,922,000 Total $21,211,000 $24,343,000 $311,000 $ - ($2,821,000)$70,734,000 $38,857,000 General Fund Summary 11 Favorable Final (Unfavorable) Budget Actual Variance Revenues $10,239,000 $10,245,000 $6,000 Expenditures 9,555,000 9,244,000 311,000 Revenues over expenditures 684,000 1,001,000 317,000 Other financing sources (uses): Transfers in 439,000 439,000 - Transfers out (879,000)(879,000) - Total other financing sources (uses)(440,000)(440,000)0 Net change in fund balance $244,000 $561,000 $317,000 General Fund 5 Year History 12 Fund Balance Interfund Ending as a Percent of Transfers Increase Fund Expenditures & Revenues Expenditures (Net)(Decrease)Balance Transfers Out 2013 $8,696,000 $7,988,000 ($556,000)$152,000 $5,386,000 63% 2014 8,729,000 8,253,000 (555,000)(79,000)5,307,000 60% 2015 9,350,000 8,601,000 (110,000)639,000 5,946,000 65% 2016 9,417,000 8,904,000 (203,000)310,000 6,256,000 65% 2017 10,245,000 9,244,000 (440,000)561,000 6,817,000 67% General Fund Monthly Cash Balances 13 Special Revenue Funds 14 Change Fund Interfund in Fund Balance Fund Revenue Expenditures Transfers Balance 12/31/2017 Comments Program Recreation $109,300 $142,700 $ - ($33,400)$4,700 Fund balance has decreased by $109,000 over the past three years. Economic Development Authority 100 600 89,000 88,500 313,300 Transfer in from American Legion land sale; EDA has a $225,000 note receivable due in 2037. Cable TV Fund 67,600 117,800 - (50,200)83,900 Expenditures for Council Chambers upgrade. Blue Heron Days 22,800 27,300 - (4,500)7,200 Expenditures are supported by contributions and donations. Federal Narcotics 436,100 82,000 (121,700)232,400 262,300 City's share from a 2010 federal narcotics case - settled in 2017. State Narcotics 16,500 6,100 - 10,400 23,600 Routine activity for 2017. DUI Forfeitures 25,900 10,800 - 15,100 45,000 Routine activity for 2017. Totals $678,300 $387,300 ($32,700)$258,300 $740,000 Debt Service Funds 15 Final Future Maturity Delinquent Scheduled Principal &Final Fund Taxes and Deferred Interest Maturity Balance Future Assmts Tax Levies Total Payments Date Special Assessment Debt: Imp and Utility Bonds of 2010A $600 $400 $ - $1,000 $340,000 2/1/20 Improvement Bonds of 2013A 287,000 452,000 - 739,000 494,000 2/1/24 Improvement Bonds of 2014A 1,036,000 382,000 - 1,418,000 2,295,000 2/1/26 Improvement Bonds of 2016B (1,932,000)2,994,000 - 1,062,000 2,028,000 2/1/21 Other Debt Supported by Taxes and User Fees: Certificates of Indebtedness 186,000 4,000 1,382,000 1,572,000 1,316,000 12/31/18-20 CIP Bonds of 2006E 971,000 3,000 - 974,000 434,000 2/1/18 TIF Bonds of 2007A 150,000 - - 150,000 1,875,000 2/1/24 Bonds of 2012A 318,000 18,000 1,065,000 1,401,000 1,328,000 2/1/24 Bonds of 2015A 451,000 1,000 3,328,000 3,780,000 3,397,000 2/1/31 Lease Revenue Bonds of 2015B 258,000 2,000 5,724,000 5,984,000 5,688,000 4/1/36 Capital Note of 2016A 300 - - 300 253,000 2/1/26 Utility Revenue Bonds of 2016A 254,000 - - 254,000 1,565,000 2/1/27 Tax Abatement Bonds of 2016C 312,000 2,000 1,505,000 1,819,000 1,669,000 2/1/23 Total special assessment debt $2,291,900 $3,858,400 $13,004,000 $19,154,300 $22,682,000 Fund Description December 31, 2017 16 Capital Project Funds Revenue Change Fund and Debt Interfund in Fund Balance Fund Proceeds Expenditures Transfers Balance 12/31/2017 Comments Closed Bond Fund $20,000 $6,000 ($281,000)($267,000)$612,000 317k transfer to the General Fund Building and Facilities 188,000 219,000 - (31,000)2,507,000 Expenditures include AC upgrade, Police Dept furniture Capital Equipment Revolving 438,000 1,111,000 - (673,000)425,000 2 pumpers and a ladder truck purchased in 2017 from Centennial FD proceeds Office Equipment Revolving 1,000 16,000 25,000 10,000 44,000 Variety of smaller purchases funded by a General Fund transfer Dedicated Parks 366,000 345,000 36,000 57,000 309,000 Park Dedication fees spent on NorthPointe Park improvements Area and Unit Charge 1,652,000 25,000 (237,000)1,390,000 7,656,000 $1,325,000 of assmt revenue, transfers to fund debt service and capital projects Tax Increment Financing 1-5 42,000 1,000 - 41,000 290,000 TIF 1-5 has no current obligations Tax Increment Financing 1-10 153,000 1,000 (152,000) - 190,000 TIF revenue transferred to Improvement Bonds of 2016B fund Tax Increment Financing 1-11 121,000 3,000 (121,000)(3,000)(778,000)TIF revenue transferred to Improvement Bonds of 2016B fund Tax Increment Financing 1-12 - 1,000 - (1,000)(1,000)Clearwater Creek TIF District - new MSA Construction 433,000 - (1,602,000)(1,169,000)843,000 Transfers to TIF Bonds of 2007A & to pay off the 2009A Note to Anoka Co Street Maintenance 48,000 512,000 541,000 77,000 260,000 Rec'd transfer from General Fund to finance 2017 street maint projects Surface Water Management 280,000 72,000 37,000 245,000 980,000 $273,000 of assmt revenue Street Reconstruction 20,000 - - 20,000 706,000 No 2017 projects Surface Water Maintenance 1,000 107,000 125,000 19,000 101,000 Rec'd transfer from General Fund to finance 2017 projects 21st Avenue Extension - 2,000 201,000 199,000 - Project completed, fund closed Fire House # 2 Construction 1,000 4,000 6,000 3,000 - Project completed, fund closed Well # 6 Construction - 14,000 (9,000)(23,000) - Project completed, fund closed NorthPointe Improvements 3,000 - (325,000)(322,000) - Project completed, fund closed Birch St / Centerville Rd Improvements 1,000 1,000 - - 134,000 Project nearly complete @ 12/31/17 2015 Street Reconstruction 1,000 1,000 (196,000)(196,000) - Project completed, fund closed Blackduck / Aqua Lane Watermain Imp 3,000 67,000 (274,000)(338,000) - Project completed, fund closed 2040 Comp Plan Update 16,000 166,000 154,000 4,000 4,000 Received transfers from General Fund and Area and Unit Charge Fund 2018 Street Reconstruction - 198,000 - (198,000)(198,000)West Shadow Lake Drive and LaMotte neighborhood projects Totals $3,788,000 $2,872,000 ($2,072,000)($1,156,000)$14,084,000 Enterprise Funds –Change in Net Position 17 2017 2016 2017 2016 Water Water Sewer Sewer Fund Fund Fund Fund Operating revenue $1,151,000 $1,095,000 $1,699,000 $1,659,000 Operating expenses 1,245,000 1,331,000 1,902,000 1,718,000 Operating loss (94,000)(236,000)(203,000)(59,000) Non-operating revenue (expense)39,000 3,000 67,000 (66,000) Capital contributions 588,000 1,974,000 418,000 765,000 Transfers in (out)69,000 (35,000)69,000 (245,000) Change in net position $602,000 $1,706,000 $351,000 $395,000 Cash $5,477,000 $4,948,000 $8,444,000 $8,523,000 Unrestricted net position $5,455,000 $4,883,000 $9,391,000 $8,980,000 Enterprise Funds –Cash Flow 18 2017 2016 2017 2016 Water Water Sewer Sewer Fund Fund Fund Fund Cash flows from: Operating activities $444,000 $261,000 $141,000 $559,000 Investment income 39,000 40,000 67,000 67,000 Transfers / Interfund loans 69,000 (35,000)(287,000)(245,000) Acquisition of capital assets (23,000)(1,056,000) - - Increase (decrease) in cash 529,000 (790,000)(79,000)381,000 Cash - January 1 4,948,000 5,738,000 8,523,000 8,142,000 Cash - December 31 $5,477,000 $4,948,000 $8,444,000 $8,523,000 WS – Item 4 WORK SESSION STAFF REPORT Work Session Item No. 4 Date: June 4, 2018 To: City Council From: Michael Grochala Re: Watermark Project Status Background In June of 2016, the City Council passed Resolution No. 16-51 approving the PUD Development Stage Plan/Preliminary Plat for Watermark. On December 11, 2017 the City Council approved Resolution No. 17-133, amending the Watermark PUD Development Stage Plan. Since the approvals in December staff has been working with Lennar to revise the preliminary development plans based on the conditions of approval. The following actions will be brought forward over the next few months: 1. Rice Creek Watershed District (RCWD) Comprehensive Stormwater Management Plan (CSMP). The CSMP defines the trunk drainage plan and stormwater management requirements for approximately 1,400 acres between Peltier Lake and the municipal border with Hugo. RCWD will be considering approval of the plan at their June 6, 2018 meeting. Once approved the City can move forward with design on the Peltier Lake Outlet improvements. 2. Grading and Trunk Utility improvements. Lennar is proposing to commence grading and trunk utility improvements. Staff is reviewing the construction plans and preparing the Grading and Trunk Utility Improvement agreement. Staff is anticipating consideration by the City Council at the June 29, 2018 meeting. 3. Final Stage Plan/Final Plat. Lennar is preparing submittal on the Final Stage Plan and Final Plat for it’s first phase. Staff expects Planning and Zoning Board review in July. City Council action is expected in August. Approvals will also include consideration of the Master Development Agreement. Phase 1 includes approximately 193 lots. 4. Peltier Lake Outlet Improvements. WSB is continuing to work on the land appraisals. Staff is preparing a funding plan for review by City Council. The primary funding source is Surface Water Management Trunk funds. The project will include an assessment agreement with Mattamy/Lennar. Requested Council Direction None. Update only. Attachments 1. None WS – Item 5 WORK SESSION STAFF REPORT Work Session Item No. 5 Date: June 4, 2018 To: City Council From: Jeff Karlson, City Administrator Re: City Website Redesign Background At the May 7th work session, the City Council requested additional information about the Responsive Website Design upgrade proposed by GovOffice. Mike Chaloupka of GovOffice prepared the information below to address the Council’s questions. He also provided links to three city webpages that were upgraded to the Responsive Website Design. Why Responsive Website Design (RWD)? The number of U.S. residents using smartphones increases each year, and the number of visits to government websites increases annually, too. To extend service to the public whose choice of device is a smartphone—don’t forget about tablets, too—a fully mobile-friendly RWD website is the answer, as it conforms to any device from large desktop monitors to small smartphone screens in either portrait or landscape view. Why Now? RWD is not only the future, it is the present. All professional organizations, including local governments, should be looking at RWD for its next website design/ redesign. Many local governments across the country have already made the switch. Generally, local governments are slow to adopt new Internet technologies, so while RWD itself is not new, it is a new concept to cities. Most cities, including Minnesota cities, do not yet have a Responsive Website Design. Making the switch now to RWD will serve the City of Lino Lakes’ citizens better right away. Lino Lakes would become a model of excellence. Below are links to the RWD of two Minnesota cities and a third to a city in Iowa that has a feature which may appeal to Lino Lakes. http://www.cityofluverne.org/ http://pinecity.govoffice.com/ http://www.cityofforestcity.com/ Luverne and Pine City are excellent examples of cities that have high quality images to showcase on their website. Lino Lakes has images like these on the current website and will have access to the same high quality images for use on the new website. The large homepage images slide on a loop that are self-administered, meaning they may be put up and taken down at any time and at no additional cost. While neither Luverne nor Pine City is doing so at the moment, their images may be captioned and linked to any webpage. Presently, the City of Lino Lakes does have the Image Slider feature, but it appears on a much smaller scale and is not Responsive. The redesign will take care of that. Further, the City’s current design has four Selectable Background Images, which is a nice feature, but those four images are locked in and cannot be swapped for others without a charge. The same goes for the five framed images immediately atop the body of the pages (called “image banners”). Image banners are now considered a dated feature on websites, and the new RWD will not have them. Finally, both Luverne and Pine City do a nice job of having pertinent information on the homepage without going overboard. GovOffice believes in simple, navigable homepages, but clients may decide for themselves how deep they wish to go. Accordingly, GovOffice RWDs are designed to maximize available horizontal space to support a lot of homepage content in the event a client wishes to do that. Because of that capability, even with all of the content on Lino Lakes’ current homepage, the amount of scrolling required to see all homepage content on the new, Responsive Design will be less than it is today on the City’s fixed width display (only 2/3 of screen width supports self-admin. content). The reason for sharing the City of Forest City, Iowa’s RWD is the incorporation of a specific feature: Image Carousel, found immediately above News & Announcements and Meeting Calendar on the homepage. This feature may be substituted for the Filmstrip feature (Filmstrip appears just above Image Carousel). Forest City chose to have both Filmstrip and Image Carousel, but they are somewhat redundant. Both are terrific, self- admin features, but only one is important to have. Again, Lino Lakes may choose either Filmstrip or Image Carousel, and it will be covered by the proposal. Pricing and Payment 1. The Budget Payment Plan ($3925 per year for 3 years) is not required. If the City wishes to upgrade to a Responsive Website Design (RWD), but not spread its upgrade cost evenly over a 3-year period, a one-time purchase of the Progressive RWD package may be made in the amount of $7,995. 2. The $7995 charge, whether paid in a lump sum or rolled into a 3-year Budget Payment Plan, includes more than a Responsive Website Design. Also involved will be the City’s first major, professional rework of its navigation menu since it became a client in December 2004. Also included is additional Content Service, specifically, a Homepage Setup performed by the GovOffice Team. A Homepage Setup ensures that the homepage looks and performs at its very best at launch. 3. If the three-year Budget Payment Plan is selected (the City need not provide us an answer until toward the end of its first three years), there are several benefits: (1) the City may spread the cost of the upgrade evenly over a three-year period, and there is no charge added to enroll in this program; (2) all rates within the Agreement (Service & Maintenance, Graphic Design, Content Services, and SSL SuperForms Module) are locked-in, insulating the City from any rate increase that may take place over the next three years; and (3) if the City renews the Agreement in 2021, GovOffice will repeat all of the services in the 2018 Agreement, and the City’s annual rate will remain the same. Thus, the City is insulated from any rate increase for the next six years and will know what its payment will be, thereby making annual budgeting easier. Requested Council Direction Does the Council wish to move forward with the new design? The three-year budget plan would be paid for out of the Cable TV Fund, which is specifically for expenditures associated with Cable TV programming and communications. WS – Item 6 WORK SESSION STAFF REPORT Work Session Item No. 6 Date: June 4, 2018 To: City Council From: Lisa Hogstad-Osterhues Re: Park Board Opening Background A Park Board member has resigned from the board leaving an open seat. Council recently interviewed five candidates. The incumbent was chosen to fill the seat. The candidates who were not selected are as follows: Andrea Schmidt, Danielle Seraphine, Elizabeth Dobson and Melyssa Mdumuka. Requested Council Direction Council direction on filling the open Park Board position. Attachment None Item #8 Monthly Progress Report June 4, 2018 Item Last Action Taken Staff Status Digital Scanning Project 8/7/17 – City Clerk provided a written report of what has been completed Julie Staff is utilizing a volunteer to augment the process White Bear Lake Restoration Assn. v. Dept. of Natural Resources (DNR) 5/11/18 – The DNR filed an appeal to the Minnesota Court of Appeals regarding the district court’s October 4, 2017 judgment and all related decisions Jeff A legislative bill was signed into law prohibiting the DNR from enforcing the judge’s orders until July 2019 Upgrade of HD Audio/Visual Equipment in Council Chambers and Control Room 4/23/18 – Another project manager was assigned to complete punch list items Jeff Legs will be installed under the dais, caulk will be replaced, and trim work on podium will be finished Culvert Maintenance ACD 10-22-32 7/5/17 – Staff was directed to monitor the culvert and to work with the RCWD on a longer term solution Mike RCWD cleaned the culvert. Staff continues to monitor it. Labor Negotiations Update AFSCME – City gave union “last, best final offer” Local 49 – Final offer was made, but no further action has been taken LELS 299 (Police Officers) – Filed for arbitration LELS 260 (Sergeants) – Filed for mediation Jeff LELS 260 – Mediation scheduled for June 20th LELS 299 – Arbitration scheduled for August 15 Employment Update Staff will make a hiring recommendation at the June 11 Council meeting to fill the vacant police officer position Jeff Selection process is underway for following positions: Police Officer and POC Fire Lieutenant