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CITY OF LINO LAKES, MINNESOTA <br />NOTES TO FINANCIAL STATEMENTS <br />December 31, 2006 <br />Note 2 DEPOSITS AND INVESTMENTS (CONTINUED) <br />At December 31, 2006, the City's investment balances were as follows: <br />Cash Investments Held by Trustee — <br />Type Amount <br />Mutual Funds $ 118,583 <br />The above mutual funds invest in U.S. Treasury Securities. These investments are held by an <br />escrow agent in accordance with escrow agreements established with the sale of the Lease Revenue <br />Bonds Series 1998A, the Public Project Revenue Refunding Bonds Series 1999C, and CIP <br />Refunding bonds 2006E. The proceeds of these issues were used to finance the construction of the <br />Civic Complex, to refund the 2000 through 2010 maturities of the City's 1990A Public Project <br />Revenue Bonds, and to partially refund the 1998A Civic Complex Lease Revenue Bonds. <br />Investments Held with Broker — <br />Interest Rate Risk <br />Interest rate risk is the risk that changes in interest rates will adversely affect the fair value of an <br />investment. Generally, the longer the maturity of an investment, the greater the sensitivity of its fair <br />value to changes in market interest rates. The City's policy to minimize interest rate risk includes <br />investing primarily in short-term securities and structuring the investment portfolio so that <br />securities mature to meet cash requirements for ongoing operations. Information about the <br />sensitivity of the fair values of the City's investments to market interest rate risk fluctuations is <br />provided by the following table that shows the distribution of the City's investments by maturity: <br />Type <br />Minnesota Municipal Money <br />Market Trust Fund <br />Commercial Paper <br />Government Agencies <br />Mutual Fund <br />Total <br />Credit Risk <br />Total <br />$ 737,598 <br />12,660,093 <br />9,579,318 <br />252,572 <br />$ 23,229,581 <br />12 Months <br />or Less <br />13 to 24 <br />Months <br />$ 737,598 $ <br />12,660,093 <br />5,731,449 <br />252,572 <br />$ 19,381,712 <br />2,867,461 <br />$ 2,867,461 <br />25 to 60 More than <br />Months 60 Months <br />$ $ <br />588,782 391,626 <br />$ 588,782 $ 391,626 <br />Generally, credit risk is the risk that an issuer of an investment will not fulfill its obligation to the <br />holder of the investment. The City's policy to minimize credit risk includes limiting investing <br />funds to those allowable under Minnesota Statute 118A, annually appointing all financial <br />institutions where investments are held, and diversifying the investment portfolio. This is measured <br />by the assignment of a rating by a nationally recognized statistical rating organization. The <br />following chart summarizes year -end ratings for the City's investments as rated by Moody's <br />Investors Service: <br />Type <br />Minnesota Municipal Money Market Trust Fund <br />Commercial Paper <br />Commercial Paper <br />Government Agencies <br />Mutual Fund <br />Total <br />43 <br />Credit <br />Quality Rating <br />Aa2 <br />P -1 <br />Not Rated <br />Aaa <br />Not Rated <br />Amount <br />$ 737,598 <br />9,904,020 <br />2,756,073 <br />9,579,318 <br />252,572 <br />$ 23,229,581 <br />1 <br />1 <br />