Loading...
HomeMy WebLinkAbout#21 - Classification and Compensation StudySTAFF REPORT DATE: October 18, 2022 REGULAR TO: Mayor and City Council FROM: Kristina Handt, City Administrator AGENDA ITEM: Job Classification and Compensation Study Results BACKGROUND: At the January 4, 2022 meeting, Council approved issuing a Request for Proposals for a Job Classification and Compensation Study. At the February 15, 2022 meeting Council authorized the Mayor and Clerk to execute a contract with Baker Tilly for a Job Classification and Compensation Study. Jada Kent, from Baker Tilly will be at the meeting to present the results and recommendations of the classification and compensation study. ISSUE BEFORE COUNCIL: Does the Council have any questions on the presentation material? Should the Council adopt the new pay plan? What implementation option should be selected? (These may be decided in December for implementation January 1, 2023 as previously discussed) PROPOSAL DETAILS/ANALYSIS: A copy of the final report is included in your packet. It covers the data collection and methodology approach, the results of the market study and Systematic Analysis and Factor Evaluation (SAFE®) tool, new proposed pay plan and pay grades, and implementation options. All city staff were invited to a meeting this spring to learn more about the process, submit position analysis questionnaires for their job and have been invited to a meeting to hear the results prior to the council meeting. In order to meet state pay equity laws, the SAFE program was used to evaluate the jobs based upon 9 factors- Education, Human interaction, Independence of actions, Experience, Working conditions, Impact on the organization, Level of work, Physical demands, and Supervision exercised. The following factors were not considered when evaluating positions with the SAFE methodology: employee performance, length of service with the organization, amount of time in the position, education or experience more than what is required by the position, current salary, or market rates. The regression analysis shows an almost 95% correlation between the market and proposed pay plan. The proposed pay plan, is a grade and step plan aligned to the market at the midpoint. There are 15 grades with range spreads with 34.4% range spreads, 11 steps with 3% between steps, and a 10% midpoint differential. The report includes four possible implementation strategies along with each one’s fiscal impact. 1. Move to Minimum. Employees move to the minimum of their new pay range if their current salary is below that amount. All other employees retain their existing salary. $14,700 2. Next closest step. Employees move to the minimum of their new pay range if their current salary is below that amount. All other employees move to the step closest to their current salary without a decrease. $37,724 3. Years in title as a step. Employees move to the minimum of their new pay range if their current salary is below that amount. Next employees move to the step corresponding with their years in title. For example, an employee in their position for 5 years would move to step 5. If their current salary is greater than that step, they would remain on the step established in Option 2. Union positions were excluded from this calculation. $43,661 4. Step if Option 2 is less than 2% increase. Employees move to the minimum of their new pay range if their current salary is below that amount. All other employees move to the step closest to their current salary without a decrease. If either of these adjustments result in less than a 2% increase, they would move up 1 step. $71,192. While the scope of this report did not include any recommended changes to the city’s compensation policy (copy attached), it essentially replaces Appendix I and Appendix II, I would recommend some updates before implementation in January. At a minimum the reference to July 1st should be changed to January 1st. The language about implementation each year should be cleared up to provide Council discretion on making annual changes to the range and step plan based upon the market (COLA is an outdated term) while allowing for implementation by the City Administrator. Lastly, Council may want to discuss removing the performance bonus section. This system has not been very effective over the last four years. It is challenging to implement and creates conflict amongst employees that outweighs any perceived benefits. Also, given that the city is taking an aggressive market approach (setting the pay plan at the market average of cities larger than Lake Elmo), it may not be fiscally responsible to add another layer of compensation above that. I’d also recommend any benefit changes be further reviewed by the Administrative Services Director for any recommended changes at a later date. FISCAL IMPACT: The fiscal impact of the options are noted above. The proposed 2023 budget would allow for all employees to receive a step increase of at least 2% and move those longer term employees to the step reflective of their years in title. OPTIONS: 1) Take no action tonight 2) Adopt the new pay plan 3) Direct Staff to implement one of the options or another one not described above. RECOMMENDATION: “Motion to adopt the new position grades and range and step plan effective January 1, 2023.” AND “Direct staff to bring back an updated Compensation Policy and implementation recommendation in December.” ATTACHMENTS: • Final Report • Lake Elmo Compensation Policy September 26, 2022 Kristina Handt City Administrator City of Lake Elmo 3800 Laverne Avenue North Lake Elmo, MN 55042 Dear Ms. Handt: Baker Tilly US, LLP (“Baker Tilly”) is pleased to provide the City of Lake Elmo, Minnesota (“Lake Elmo” or “the City”) with results from the completed Classification and Compensation Study. This report documents the approach, findings, and recommendations resulting from the study. We would like to thank you, as well as other City staff that aided us in bringing this study to its successful completion. We understand that your employees are your greatest asset and without a competitive pay program the City of Lake Elmo may struggle to attract qualified candidates and retain/reward experienced employees. We have created a classification and compensation system that, if implemented, will ensure that the City’s positions are externally competitive and internally equitable. It has been a pleasure working with the City of Lake Elmo and we hope to provide you with professional assistance in the future. Further, we would be happy to answer any questions or points of clarity to the findings and recommendations of this study. Sincerely, Jada Kent Jada Kent, CCP Senior Manager Baker Tilly US, LLP 2500 Dallas Pkwy, Suite 300 Plano, TX 75093 T: +1 (972) 748 0514 bakertilly.com Project Methodology Baker Tilly approached the classification and compensation study for the City of Lake Elmo by completing each of the following phases or milestones: − Data Collection - Baker Tilly initiated the study by conducting a planning meeting with the City’s project team to discuss the current classification and compensation system, goals for conducting the study, and to walk through each phase of the process. Next, Baker Tilly collected documentation from the City, to include job descriptions, organization charts, pay structure, personnel policies, and any other documentation describing how work is performed or compensated. Finally, Baker Tilly facilitated communication meetings with department heads and employees to inform them about the study, answer questions, and review the position analysis questionnaire (PAQ) they were asked to complete. Once PAQ responses were compiled, the City’s leadership was tasked with reviewing and providing feedback on employee PAQ responses, as necessary, to ensure accurate and complete responses were provided. − Position review – Employee completed PAQs were the basis for a classification review in which Baker Tilly reviewed position titles and made recommendations, as necessary, to ensure titles appropriately reflected the nature and level of work performed. Next, Baker Tilly conducted job evaluation using our point factor evaluation tool, called SAFE, resulting in a hierarchy of jobs reflective of City’s internal equity. FLSA designations were also reviewed. − Market Assessment - Baker Tilly assisted the City in identifying appropriate and relevant peer organizations to collect market competitive values (base pay salaries) for benchmark positions from. The results were analyzed and reviewed with the City’s project team to determine the organizations desired position within the market. Fringe benefits information was also collected and compared to the City’s offerings. In addition to base pay information, pay practices and benefits information was also collected from peer organizations. A comparison to the City’s offerings was prepared. − Pay Plan Development – Baker Tilly establish a new pay plan for the City and established grade assignments with consideration to internal and external equity. After grade assignments were finalized, implementation costs were calculated and reviewed with the City’s project team. − Project Completion - At the conclusion of the study, Baker Tilly prepared this final report documenting the methodology used throughout the classification and compensation study, findings and results of the study, as well as our recommendations based on those results. Going forward, Baker Tilly will provide training to Lake Elmo’s human resources team responsible for the maintenance and administration of the new classification and compensation system. This includes instructions for utilizing our SAFE Job Evaluation system going forward. Position Review Job Evaluation Job evaluation is the process of comparing a job against other jobs within the organization as a means for determining the relative value of each job. In other words, job evaluation is a tool for identifying the internal value within the organization. The Systematic Analysis and Factor Evaluation (SAFE®) is a point factor evaluation process comprised of nine (9) compensable factors and was developed specifically for the measurement of local government positions. Job evaluation is often the preferred method for reviewing jobs internally because, as an approach, it tends to be systematic, objective, and – therefore - defensible. For that reason, job evaluation is often a tool used to comply with federal, state, local regulations related to the Equal Pay Act. All positions were evaluated against the following compensable factors: Education Human interaction Independence of actions Experience Working conditions Impact on the organization Level of work Physical demands Supervision exercised In using a point factor job evaluation system, the result is a total score for each position which represents the internal value of that position. Collectively, these total scores establish a hierarchy across the organization. It's important to emphasize that job evaluation is a measurement of the position and not the person in the position. Baker Tilly established preliminary job evaluation designations based on employee completed PAQs. The City’s project team reviewed and revised SAFE designations, as necessary, and worked with Baker Tilly to establish final scores for each position included in the study. The following factors were not considered when evaluating positions with the SAFE methodology: employee performance, length of service with the organization, amount of time in the position, education or experience more than what is required by the position, current salary, or market rates. Market Assessment Public Peer Organizations Understanding your labor market is key to selecting relevant peer organizations for a market study. Factors to consider include industry, organization size, geographic location, competition for talent, and published data available. Lake Elmo identified 16 public peer organizations to be included in the study and base pay information was collected from the 14 bold organizations, listed below. 1. Anoka 2. East Bethel 3. Forest Lake 4. Ham Lake 5. Hopkins 6. Hugo 7. Mendota Heights 8. Mounds View 9. North St. Paul 10. Otsego 11. Robbinsdale 12. Rogers 13. St. Michael 14. Stillwater 15. Vadnais Heights 16. Waconia Published Sources Published salary data was used as a private sector benchmark in this assessment with data from the following sources included in the study: − Economic Research Institute (ERI) is a salary data resource reporting market data for more than 11,000 jobs in more than 9,000 different locations across more than 1,100 industry sectors. ERI data is updated quarterly. ERI data used in this survey was pulled at the 10th and 90th percentile to represent the minimum and maximum thresholds of a salary range Data Adjustments The market data obtained was adjusted, as necessary, to account for the following: − Differences in work week. For example, reported salaries for a 37.5-hour work week was adjusted to reflect that wage for a 40-hour work week. − If the market data obtained did not reflect the year in which this study was conducted, the data was aged using World at Work's Annual Salary Budget Survey results. Quality Control Baker Tilly prepared a summary of each benchmark position which included minimum education and experience requirements. Peer organizations were asked to match the position within their organization with at least a 75% overlap in duties and responsibilities. Baker Tilly reviewed peer responses and removed or replaced data that appeared to be an inappropriate match. Some organizations returned base pay information for Baker Tilly to match on their behalf. Because market results are established by a calculation (such as an average of all midpoints), a bigger sample size tends to yield greater confidence in those results. Therefore, Baker Tilly required at least three matches per benchmark position to determine a market value. Positions that had insufficient data (less than four matches) are identified as such in the market results. Market Results Of Lake Elmo’s 25 positions, 22 were included in the survey as benchmark positions (88%). Baker Tilly requested pay ranges (minimum to maximum) and calculated for the midpoint of each collected range. Of the 22 benchmark positions, 2 received insufficient data and a market value was not calculated. Overall, market values were established for 80% of Lake Elmo’s positions. Average minimum, midpoint, and maximum data results can be found in Attachment 1. The market average midpoint is commonly observed to reflect “the market” value for a given position. A calculated comparison of Lake Elmo’s control point against the market average midpoint for each benchmark position can be found in Attachment 2. Benefits Comparison Peer information on pay plans, pay policies, paid time off programs, health insurance, and retirement was also collected during the market study. A comparison to the City’s offerings can be found in Attachment 3. Pay Plan Development Upon reviewing the market survey results with the City’s project team, Baker Tilly led a discussion with the organization regarding desired position within market, pay plan design preferences, and an approach for classifying positions to the pay plan. Proposed Pay Plan The proposed pay plan, shown below, is a grade and step plan aligned to the market at the midpoint. There are 15 grades with range spreads with 34.4% range spreads, 11 steps with 3% between steps, and a 10% midpoint differential. Pay Plan Pay Grades Per Local Government Pay Equity requirements in Minnesota, positions were assigned to a grade in the new pay plan based on job evaluation results. Grade 1 2 3 4 5 6 7 8 9 10 11 1 $36,661 $37,761 $38,894 $40,060 $41,262 $42,500 $43,775 $45,088 $46,441 $47,834 $49,269 2 $40,325 $41,535 $42,782 $44,065 $45,388 $46,750 $48,153 $49,598 $51,086 $52,619 $54,1983$44,359 $45,690 $47,060 $48,473 $49,927 $51,425 $52,968 $54,557 $56,194 $57,880 $59,616 4 $48,796 $50,260 $51,768 $53,321 $54,920 $56,568 $58,265 $60,013 $61,813 $63,667 $65,577 5 $53,675 $55,285 $56,944 $58,653 $60,412 $62,225 $64,092 $66,015 $67,995 $70,035 $72,136 6 $59,046 $60,817 $62,641 $64,520 $66,455 $68,448 $70,501 $72,616 $74,794 $77,038 $79,349 7 $64,948 $66,896 $68,903 $70,970 $73,100 $75,293 $77,552 $79,879 $82,275 $84,743 $87,2858$71,442 $73,585 $75,793 $78,067 $80,409 $82,822 $85,307 $87,866 $90,502 $93,217 $96,014 9 $78,588 $80,945 $83,373 $85,874 $88,451 $91,104 $93,837 $96,652 $99,552 $102,539 $105,615 10 $86,447 $89,040 $91,711 $94,462 $97,296 $100,214 $103,220 $106,317 $109,507 $112,792 $116,176 11 $95,090 $97,943 $100,881 $103,907 $107,024 $110,235 $113,542 $116,948 $120,456 $124,070 $127,792 12 $104,598 $107,736 $110,969 $114,298 $117,727 $121,259 $124,897 $128,644 $132,503 $136,478 $140,57213$115,057 $118,509 $122,065 $125,727 $129,500 $133,385 $137,387 $141,509 $145,754 $150,127 $154,631 14 $126,564 $130,361 $134,272 $138,301 $142,450 $146,724 $151,126 $155,660 $160,330 $165,140 $170,094 15 $139,221 $143,398 $147,700 $152,131 $156,695 $161,396 $166,238 $171,225 $176,362 $181,653 $187,103 Regression Analysis In statistical modeling, a regression analysis is used to measure the relationships between data sets and even predict one variable based on another. Here, Baker Tilly used a regression analysis to compare internal data to external data. More specifically, SAFE scores were compared against market average midpoints. On the chart below, each dot represents a benchmark position placed where the SAFE score and market value intersects. The blue line is the regression line influences by the placement of all dots (benchmark positions). Ultimately, there is an 94.92% correlation between the internal and external values. Further, this chart depicts the proposed pay plan as it lays across the natural distribution of jobs. The orange dotted line representing the maximum, the solid green line representing the midpoint, and the gray dotted line representing the minimum. Due to the high correlation in internal and external values, the City would be able to maintain the new classification and compensation system using our SAFE job evaluation process as a means for reclassifying positions that have changed over time, adding new positions, consolidating positions, etc. into the future. Department Proposed Title SAFE Points Grade Minimum Step 1 Midpoint Step 6 Maximum Step 11 Administration City Administrator 840 14 $126,564 $146,724 $170,094 Fire Fire Chief 675 13 $115,057 $133,385 $154,631 Public Works Public Works Director 670 13 $115,057 $133,385 $154,631 Administration Director of Administrative Services 575 12 $104,598 $121,259 $140,572 Finance Finance Director 575 12 $104,598 $121,259 $140,572 Planning Planning Director 513 11 $95,090 $110,235 $127,792 Fire Assistant Fire Chief/Fire Inspector 380 10 $86,447 $100,214 $116,176 Public Works Assistant Public Works Director 368 10 $86,447 $100,214 $116,176 Building Building Official 423 10 $86,447 $100,214 $116,176 Administration City Clerk 275 8 $71,442 $82,822 $96,014 Finance Financial Coordinator 280 8 $71,442 $82,822 $96,014 Building Building Inspector 200 7 $64,948 $75,293 $87,285 Public Works Lead Worker 198 7 $64,948 $75,293 $87,285 Planning Planner 240 7 $64,948 $75,293 $87,285 Fire Firefighter 135 5 $53,675 $62,225 $72,136 Administration Deputy City Clerk 135 5 $53,675 $62,225 $72,136 Finance Payroll Clerk 150 5 $53,675 $62,225 $72,136 Public Works Operator I 158 5 $53,675 $62,225 $72,136 Planning Code Enforcement Official 120 4 $48,796 $56,568 $65,577 Public Works Operator II 120 4 $48,796 $56,568 $65,577 Building Permit Technician 115 4 $48,796 $56,568 $65,577 Finance Utility Billing Clerk 110 4 $48,796 $56,568 $65,577 Public Works Operator III 100 3 $44,359 $51,425 $59,616 Implementation Analysis Baker Tilly developed 4 implementation scenarios for the City to consider. Implementation calculations represent base pay only. 1. Move to Minimum. Employees move to the minimum of their new pay range if their current salary is below that amount. All other employees retain their existing salary. 2. Next closest step. Employees move to the minimum of their new pay range if their current salary is below that amount. All other employees move to the step closest to their current salary without a decrease. 3. Years in title as a step. Employees move to the minimum of their new pay range if their current salary is below that amount. Next employees move to the step corresponding with their years in title. For example, an employee in their position for 5 years would # of Staff Current Salary Proposed Salary Difference % Increase Totals 29 $2,218,821.04 $2,233,521.44 $14,700.39 0.7% Employees Below Minimum 4 $294,153.60 $308,853.99 $14,700.39 5.0% Employees Within Range 25 $1,924,667.44 $1,924,667.44 $0.00 0.0% Employees Above Maximum 0 $0.00 $0.00 $0.00 0.0% Option 1 - Move to Min # of Staff Current Salary Proposed Salary Difference % Increase Totals 29 $2,218,821.04 2,256,545.02$ 37,723.98$ 1.7% Employees Below Minimum 4 $294,153.60 308,853.99$ 14,700.39$ 5.0% Employees Within Range 24 $1,924,667.44 1,947,691.03$ 23,023.59$ 1.2% Employees Above Maximum 0 $0.00 -$ -$ 0.0% Option 2 - Next Closest Step Maximum Regression Midpoint Minimum move to step 5. If their current salary is greater than that step, they would remain on the step established in Option 2. Union positions were excluded from this calculation. 4. Step if Option 2 is less than 2% increase. Employees move to the minimum of their new pay range if their current salary is below that amount. All other employees move to the step closest to their current salary without a decrease. If either of these adjustments result in less than a 2% increase, they would move up 1 step. Recommendations The City of Lake Elmo is a service-oriented organization. The organization delivers services through its employees who are a major investment in the organization’s infrastructure. This report contains information which has been gathered from a variety of sources, objectively analyzed, and structured in a way that will provide a fair, defensible, and competitive system for the City to compensate its employees. It is our independent judgment that has resulted in the following recommendations. We urge the City of Lake Elmo to: − Approve the recommended position title and classification adjustments. − Approve the proposed pay plan and position grade assignments. − Approve an implementation scenario that addresses the City’s compensation philosophy and/or business goals, and that is fiscally attainable and sustainable. − Adopt recommended changes and/or additions to the City’s pay policies to ensure the new classification and compensation system is administered in a way that achieves the City’s compensation philosophy. # of Staff Current Salary Proposed Salary Difference % Increase Totals 29 $2,218,821.04 2,262,482.13$ 43,661.08$ 2.0% Employees Below Minimum 4 $294,153.60 312,306.10$ 18,152.50$ 6.2% Employees Within Range 24 $1,924,667.44 1,950,176.03$ 25,508.59$ 1.3% Employees Above Maximum 0 $0.00 -$ -$ 0.0% Option 3 - Years in title as a Step # of Staff Current Salary Proposed Salary Difference % Increase Totals 29 $2,218,821.04 2,290,012.70$ 71,191.66$ 3.2% Employees Below Minimum 4 $294,153.60 308,853.99$ 14,700.39$ 5.0% Employees Within Range 24 $1,924,667.44 1,981,158.71$ 56,491.26$ 2.9% Employees Above Maximum 0 $0.00 -$ -$ 0.0% Option 4 - Step if Option 2 < 2% − Continue efforts to maintain the classification and compensation system by routinely reviewing positions, descriptions, and market rates. This includes adjustments to the pay structure annual to keep pace with the market as well as adoption of merit increases to reward employees and keep them moving through their pay ranges. Attachment 1 City of Lake Elmo, MN Market Survey Results # Department Benchmark Position Matches Avg Minimum Average Midpoint Avg Maximum % Range Spread 1 Administration City Administrator 13 $128,364.77 $144,443.35 $160,521.92 25% 2 Administration Assistant City Administrator 4 $74,696.37 $85,253.06 $95,809.75 28% 3 Administration City Clerk 7 $74,121.76 $85,120.50 $96,119.25 30% 4 Administration Deputy City Clerk 3 $56,285.84 $62,695.24 $69,104.65 23% 5 Building Building Official 9 $84,392.62 $97,292.40 $110,192.18 31% 6 Building Building Inspector 7 $65,045.29 $74,920.87 $84,796.46 30% 7 Building Permit Technician 6 $48,276.62 $55,448.77 $62,620.92 30% 8 Finance Finance Director 13 $107,804.72 $123,578.92 $139,353.12 29% 9 Finance Accountant 7 $64,000.60 $72,313.44 $80,626.29 26% 10 Finance Utility Billing Clerk 5 $50,833.44 $57,266.94 $63,700.44 25% 11 Fire Fire Chief 7 $104,046.37 $118,531.33 $133,016.29 28% 12 Fire Fire Inspector 3 $64,667.20 $72,442.93 $80,218.67 24% 13 Fire Firefighter 2 Insufficient Data 14 Planning Planning Director 3 $99,525.20 $118,432.40 $137,339.60 38% 15 Planning City Planner 4 $75,183.95 $87,402.40 $99,620.85 33% 16 Planning Code Enforcement Official 2 Insufficient Data 17 Public Works Public Works Director 13 $101,571.26 $115,779.65 $129,988.05 28% 18 Public Works Assistant Public Works Director 5 $87,718.44 $100,847.84 $113,977.24 30% 19 Public Works Lead Worker 4 $65,371.33 $72,165.91 $77,553.24 19% 20 Public Works Operator I 4 $58,921.50 $68,251.04 $77,580.59 32% 21 Public Works Operator II 4 $51,819.50 $60,506.13 $69,192.75 34% 22 Public Works Operator III 4 $48,350.40 $56,530.78 $64,711.15 34% Page 1 Attachment 2 City of Lake Elmo, MN Market Comparison Department Position Title Current Midpoint 95% of Mkt + / (-) Mkt Avg. Midpoint + / (-) Mkt 105% of Mkt + / (-) Mkt Administration City Administrator $125,871.20 $137,221.18 ▲9.0%$144,443.35 ▲14.8%$151,665.51 ▲20.5% Administration Assistant City Administrator $71,926.40 $80,990.40 ▲12.6%$85,253.06 ▲18.5%$89,515.71 ▲24.5% Administration City Clerk $71,926.40 $80,864.48 ▲12.4%$85,120.50 ▲18.3%$89,376.53 ▲24.3% Administration Deputy City Clerk $55,380.00 $59,560.48 ▲7.5%$62,695.24 ▲13.2%$65,830.00 ▲18.9% Building Building Official $99,694.40 $92,427.78 ▼(7.3%)$97,292.40 ▼(2.4%)$102,157.02 ▲2.5% Building Building Inspector $71,926.40 $71,174.83 ▼(1.0%)$74,920.87 ▲4.2%$78,666.92 ▲9.4% Building Permit Technician $55,380.00 $52,676.33 ▼(4.9%)$55,448.77 ▲0.1%$58,221.21 ▲5.1% Finance Finance Director $99,694.40 $117,399.98 ▲17.8%$123,578.92 ▲24.0%$129,757.87 ▲30.2% Finance Accountant $63,128.00 $68,697.77 ▲8.8%$72,313.44 ▲14.6%$75,929.12 ▲20.3% Finance Utility Billing Clerk $55,380.00 $54,403.59 ▼(1.8%)$57,266.94 ▲3.4%$60,130.29 ▲8.6% Fire Fire Chief $99,694.40 $112,604.76 ▲12.9%$118,531.33 ▲18.9%$124,457.90 ▲24.8% Fire Fire Inspector $81,952.00 $68,820.79 ▼(16.0%)$72,442.93 ▼(11.6%)$76,065.08 ▼(7.2%) Fire Firefighter $59,134.40 Insufficient data Planning Planning Director $99,694.40 $112,510.78 ▲12.9%$118,432.40 ▲18.8%$124,354.02 ▲24.7% Planning City Planner $71,926.40 $83,032.28 ▲15.4%$87,402.40 ▲21.5%$91,772.52 ▲27.6% Planning Code Enforcement Official $55,380.00 Insufficient data Public Works Public Works Director $105,674.40 $109,990.67 ▲4.1%$115,779.65 ▲9.6%$121,568.64 ▲15.0% Public Works Assistant Public Works Director $87,484.80 $95,805.45 ▲9.5%$100,847.84 ▲15.3%$105,890.23 ▲21.0% Public Works Lead Worker $71,593.60 $68,557.62 ▼(4.2%)$72,165.91 ▲0.8%$75,774.21 ▲5.8% Public Works Operator I $63,336.00 $64,838.49 ▲2.4%$68,251.04 ▲7.8%$71,663.60 ▲13.1% Public Works Operator II $59,696.00 $57,480.82 ▼(3.7%)$60,506.13 ▲1.4%$63,531.43 ▲6.4% Public Works Operator III $56,201.60 $53,704.24 ▼(4.4%)$56,530.78 ▲0.6%$59,357.31 ▲5.6% Average Actuals Page 1 Attachment 2 City of Lake Elmo, MN Market Comparison Department Position Title Current Midpoint 95% of Mkt + / (-) Mkt Avg. Midpoint + / (-) Mkt 105% of Mkt + / (-) Mkt Page 2 Attachment 4City of Lake Elmo, MNDepartmentProposed TitleGradeMinimumStep 1MidpointStep 6MaximumStep 11AdministrationCity Administrator14 $126,564 $146,724 $170,094FireFire Chief13 $115,057 $133,385 $154,631Public WorksPublic Works Director13 $115,057 $133,385 $154,631AdministrationDirector of Administrative Services12 $104,598 $121,259 $140,572FinanceFinance Director12 $104,598 $121,259 $140,572PlanningPlanning Director11 $95,090 $110,235 $127,792FireAssistant Fire Chief/Fire Inspector10 $86,447 $100,214 $116,176Public WorksAssistant Public Works Director10 $86,447 $100,214 $116,176BuildingBuilding Official10 $86,447 $100,214 $116,176AdministrationCity Clerk8 $71,442 $82,822 $96,014FinanceFinancial Coordinator8 $71,442 $82,822 $96,014BuildingBuilding Inspector7 $64,948 $75,293 $87,285Public WorksLead Worker7 $64,948 $75,293 $87,285PlanningPlanner7 $64,948 $75,293 $87,285FireFirefighter5 $53,675 $62,225 $72,136AdministrationDeputy City Clerk5 $53,675 $62,225 $72,136FinancePayroll Clerk5 $53,675 $62,225 $72,136Public WorksOperator I5 $53,675 $62,225 $72,136PlanningCode Enforcement Official4 $48,796 $56,568 $65,577Public WorksOperator II4 $48,796 $56,568 $65,577BuildingPermit Technician4 $48,796 $56,568 $65,577FinanceUtility Billing Clerk4 $48,796 $56,568 $65,577Public WorksOperator III3 $44,359 $51,425 $59,616 Page | 1 Appendix – Benefits Practices Participating organizations include: • City of Forest Lake • City of Otsego • City of Hopkins • City of Rogers • City of Hugo • City of St. Michael • City of Mendota Heights • City of Vadnais Heights • City of North St. Paul • City of Waconia Time off Vacation / Sick, Paid Time-Off (PTO) or other Number of Responses Responses 10 Vacation - Sick (5), Paid Time Off (PTO) (3), Other (please explain) (2) Time Off Five (5) of the peers use a Vacation/Sick accrual model; however, three (3) use a Paid Time Off (PTO) model, and two (2) use a hybrid or flex plan, including grandfathering employees hired prior to 2016 to keep a Vacation/Sick accrual plan while employees hired in 2016 or after have a PTO plan. Page | 2 Appendix – Benefits Practices Vacation or Paid Time Off (PTO) days by years of service (10 responses) City of Lake Elmo Least Reported Most Reported * Average of all Reported Average of Vacation Average of PTO Years of Service 0 to 1 year 10 10 31 14 10 16 1 year 10 10 31 16 11 19 2 years 10 10 32 16 11 19 3 years 10 10 33 16 11 20 4 years 10 10 34 17 11 20 5 years 10 10 35 17 11 20 6 years 13 15 35 21 17 25 7 years 13 15 36 22 17 25 8 years 13 15 36 22 17 25 9 years 13 15 37 22 17 25 10 years 13 15 37 22 17 26 11 years 16 20 38 25 21 27 12 years 16 20 38 25 21 27 13 years 16 20 39 26 21 28 14 years 16 20 40 26 21 28 15 years 16 20 41 27 22 29 16 years 19 21 41 28 24 30 17 years 19 22 41 28 24 30 18 years 19 22 41 28 24 30 19 years 19 22 41 28 24 30 20 years 19 22 41 28 24 30 21 years 19 25 41 30 25 32 22 years 19 25 41 30 25 32 23 years 19 25 41 30 25 32 24 years 19 25 41 30 25 32 25 years 19 25 41 30 25 32 25+ years 20 25 46 30 25 32 Lake Elmo Time Off Lake Elmo has a Paid Time Off (PTO) model. The annual accrual ranges from 10 days to 20 days, based on a years-of-service scale. When comparing to the peers that utilize Paid Time Off (PTO) accruals, Lake Elmo is below market average with the peer average in all years of service accruals. When compared to the least reported peer, Lake Elmo is comparable through service years 0 – 5, but then falls behind years 6 and more with a gap of 2 – 6 days. Page | 3 Appendix – Benefits Practices Maximum accrual of Vacation or PTO days Number of Responses Least Reported Most Reported Average Reported 10 25 65 42.5 Organizations allowing vacation / PTO carryover Number of Responses Least Reported Most Reported 9 No (0) Yes (9) Number of carryover days allowed Organizations allowing cash-out of unused vacation / PTO days Number of Responses Least Reported Most Reported 10 No (2) Yes (8) Number of cash out days allowed Number of Responses Least Reported Most Reported Average Reported Year End 4 0 5 2.5 Termination 6 25 60 38.33 Retirement 4 30 60 45 Sick days provided per year Number of Responses Least Reported Most Reported Average Reported 5 0 12 8.4 Maximum sick day accrual Number of Responses Least Reported Most Reported Average Reported 3 100 180 135 Number of Responses Least Reported Most Reported Average Reported 8 25 65 47.5 Peers allow between 25 and 65 maximum day accrual. Two (2) peers base their allowed annual carryover days on accruals, which is based on years of service. One (1) of those peers allows carryover days to be equivalent to the employee’s annual accrual limit and one (1) of the organizations allows annual carryover days to equate to 2x the annual accrual limit. Lake Elmo allows annual PTO carryover for a maximum of 30 days, which is less than market average of 47.5 days. Eight (8) out of ten (10) peers allow a cash-out upon termination / retirement. Two (2) of the eight (8) peers have cash-out limits based on years of service. Lake Elmo offers cash-out of PTO at termination and retirements, but as a contribution to the employee’s Deferred Compensation Plan. Sick days Five (5) peers offer sick days and accrue on average of 8.4 sick days per year. Page | 4 Appendix – Benefits Practices Organizations allowing carryover of unused sick days Number of Responses Least Reported Most Reported 4 No (1) Yes (3) Number of unused carryover sick days allowed Number of Responses Least Reported Most Reported Average Reported 3 80 125 101.66 Organizations allowing cash out of unused sick days Number of Responses Least Reported Most Reported 5 Yes (1) No (4) One (1) organization allows cash out of 50% of unused sick days upon retirement after 10 years of service Organizations allowing employees to donate sick time Number of Responses Least Reported Most Reported 6 Yes (2) No (4) Maximum number of days employees can donate & receive sick time Number of Responses Least Reported Most Reported Average Reported 6 Yes (2) No (4) No (4) Max # of days can donate 10 16 13 Max # of days can receive 20 20 20 Two (2) peers allow employees to donate sick time to other employees. Based on those two (2) peers, the average number of days an employee can annually donate sick time is 13 days. The average number of days an employee can receive donated sick time is 20 days. One (1) peer did not have a maximum number of days an employee can receive donated sick time. Page | 5 Appendix – Benefits Practices Number of paid holidays per year Number of Responses Least Reported Most Reported Average Reported 10 10 13 10.95 Organizations providing personal or floating holidays Number of Responses Yes No 10 8 2 Number of floating holidays per year Number of Responses Least Reported Most Reported Average Reported 7 1 2 1.29 Holidays Ten (10) peers’ average number of paid annual holidays is 10.95. Eight (8) peers also offer from 1 to 2 floating holidays each year. Lake Elmo provides more paid annual holidays than the market average but does not offer any annual floating holidays. Page | 6 Appendix – Benefits Practices Health Benefits Preferred Provider Organization (PPO) – Insufficient data Health Maintenance Organization (HMO) - No responses High Deductible Health Plan (HDHP) Number of Responses Least Reported Most Reported Average Reported Employee-only monthly premium 7 $0 $769 $484.66 % paid by employer 7 90% 100% 97.7% Employee + family monthly premium 7 $1,405 $2,561 $1,909 % paid by employer 6 46% 74% 63% Participation policies Number of Responses Least Reported Most Reported Organizations requiring 100% participation of all regular full-time employees 8 Yes (1) No (7) Organizations providing compensation to employees not participating 8 No (3) Yes (5) Prescription drug coverage Number of Responses Least Reported Most Reported Organizations providing prescription drug coverage 7 No (2) Yes (5) Coverage separate from health insurance 5 Yes (0) No (5) No responses on prescription drug premiums Dental. Seven (7) peers provide dental insurance; three (3) are separate from the health insurance plans. The peer average monthly premium cost for employee only dental insurance is $30.72. Two (2) do not pay a portion of the monthly premium and one pays 100% of the monthly premium. The peer average monthly premium cost for a family dental insurance is $94.56. Two (2) do not pay a portion of the monthly premium and one pays 100% of the monthly premium. Vision. Six (6) peers provide vision insurance; two (2) are separate from the health insurance plans. The peer average monthly premium cost for employee only vision insurance is $6.33, and neither peer covers any portion of the premium. The peer average monthly premium cost for a family health insurance is $19.40, and neither peer covers any portion the premium. Health Benefits One (1) peer responded to having a PPO plan, no peers responded to having HMO plans and seven (7) peers responded to having HD health plans. One (1) peer offers a monthly contribution to full-time employee benefit costs in the amount of $1,730.00. Employees may use the monthly contribution toward any premium costs (medical, dental, vision, HSA, etc.) and any remainder is cashed out to the employee. HDHP: The peer average monthly premium cost for employee only is $484.66, and on average, cover 97.7% of the total monthly premium cost. The peer average monthly premium cost for family is $1,909, and on average, cover 63% of the total monthly premium cost. Lake Elmo offers 3 plans, in which the City pays 100% of the single HD health plan and 95% of the family HD health plan. The Minimum Plan is $559.60/single coverage and $1384.12 for family. Prescription Drugs Five (5) peers responded they provide prescription drug coverage that is included in the health insurance plan. Page | 7 Appendix – Benefits Practices Dental insurance coverage Vision Insurance Number of Responses Least Reported Most Reported Average Reported Organizations providing vision insurance coverage 8 Yes (4) / No (4) Coverage separate from health insurance 5 No (1) Yes (4) Employee-only monthly premium 2 $5.85 $8.51 $7.18 % paid by employer (excl 0%) 2 Neither peer contributes to the premium Employee + family monthly premium 2 $15.18 $22.40 $18.79 % paid by employer (excl 0%) 2 Neither peer contributes to the premium Number of Responses Least Reported Most Reported Average Reported Organizations providing dental insurance coverage 9 All nine (9) peers offer dental insurance and it is offered separately from health insurance Coverage is separate from health insurance 9 Employee-only monthly premium 8 $31.47 $45.00 $41.62 % paid by employer (excl 0%) 6 Three (3) peers pay 100% of the monthly premium; One (1) peer pays 90% of the monthly premium; Two (2) peers do not contribute to the premium. Employee + family monthly premium 8 $84.95 $147.00 $112.74 % paid by employer (excl 0%) 6 69% 100% 83% Three (3) peers pay between 69 - 100% of the monthly premium; One (1) peer pays employees a lump sum health contribution and it can be used toward the premium; Two (2) peers do not pay a portion of the premium. Dental Coverage Lake Elmo pays 100% of dental monthly premiums for employee and family coverage, which is above peer market average. Vision Coverage Lake Elmo offers vision insurance. Like most reported peers, four, (4) vision insurance is separate from the health insurance plan. The city does not contribute towards premiums. Peers that do offer vision insurance do not contribute to the monthly premiums. Page | 8 Appendix – Benefits Practices Other Health Benefits Life Insurance Number of Responses Least Reported Most Reported Average Reported Organizations providing life insurance 8 All eight (8) peers offer life insurance Organizations providing 1x, 2x or other multiple of annual base salary 7 All (7) peers provide a flat amount policy ranging from $10,000 - $50,000 regardless of salary. Accidental Death & Dismemberment (AD&D) and Disability Insurance Number of Responses Least Reported Most Reported Average Reported Organizations providing AD&D insurance? 6 All six (6) peers offer AD&D insurance. % paid by employer 6 Five (5) peers pay 100% of the premium; one (1) peer does not contribute toward the premium. Organizations providing short-term disability insurance 8 No (2) Yes (6) % of the employee base pay is provided under short-term disability 3 60% 100% 73.3% % paid by employer 4 Three (3) do not contribute; One (1) pays 100% Organizations providing long-term disability insurance 8 All eight (8) peers offer long-term disability insurance. % of the employee base pay is provided under long-term disability 6 Response range is 60% - 100% of base pay % paid by employer 6 Three (3) pay 100% of the premium; Three (3) do not contribute. Page | 9 Appendix – Benefits Practices Retirement Organizations contributing to Social Security Number of Responses 8 All eight (8) peers contribute to Social Security. Defined Benefit Plans Number of Responses Least Reported Most Reported Average Reported Plan Name 7 All seven (7) peers offer the Minnesota Public Employees Retirement Association (PERA) Plans Organizations requiring employee contributions 6 All six (6) peers require employee contributions Employee contribution required amount (% of base salary) 5 Employee contribution amounts vary by position (i.e. Coordinated, Police & Fire, Correctional, etc.) Maximum employer match of employee contributions 5 Employer contribution amounts vary by position (i.e. Coordinated, Police & Fire, Correctional, etc.) Employee groups plan is available to 5 Public Safety Only (0),Public Works Only (0), Covered Employees Only (0), All Employees (3), None (0), Other (please explain) (2) One (1) organization offers to all full-time employees, one (1) offers to regular employees with salary threshold Defined Contribution Plans – 401(k) Insufficient responses Page | 10 Appendix – Benefits Practices Deferred Compensation Plans – 457 Number of Responses Least Reported Most Reported Average Reported Plan Name 7 1) Mission Square (3) 2) Voya (2) 3) MSRS (1) 4) Valic (1) 5) Nationwide (1) Amount of required employee contributions 5 $25 $20,500 or IRS max $13,675 Maximum employer match of employee contributions 3 $0 $25 $12.50 Employee groups eligible 7 All full-time employees (3), All employees (3), Public Safety Only (0), Unionized employees only (0), None (0), Other (please explain) (2) One (1) peer has an employer match to Police Union members only Retiree group health Number of Responses 7 All seven (7) peers have group health insurance available to retirees. One (1) peer pays 60% of the premium based on years of service; One (1) peer pays 100% of the premium; five (5) peers do not contribute to the premium costs. City of Lake Elmo Compensation Policy _____________________________________________________________ Purpose: The City of Lake Elmo intends to establish, administer, maintain and regularly update an internal job evaluation hierarchy that is consistent with the Local Government Pay Equity Act. The city also intends to establish, administer, maintain and regularly update a pay structure that is appropriate to the breadth and depth of services being offered to and provided for the City and is also affordable within available resources. Finally, the city intends to maintain supplemental benefits (insurance, holiday/paid time off schedules, etc) that are competitive and also affordable within available resources. This policy establishes the guidelines for all non-represented city positions with the exception of elected officials, temporary or seasonal positions and paid on call firefighters. Compensation for seasonal or temporary employees and paid on call firefighters will be set by the City Council at the time of hire, or on an annual basis. This policy is directed at three primary goals:  To attract and retain qualified and responsible personnel for the positions covered under this policy;  To create and maintain internal equity between positions compliant with the Minnesota Local Government Pay Equity Act and all other applicable local, State and Federal laws and regulations; and  To do so efficiently and effectively thereby being fiscally responsible to the interests of the taxpayer. Compensation Structure: Compensation is largely based on wage/salary grades and steps within the salary grade, with an additional performance-based compensation element. For any position subject to this policy, compensation must be assigned using a ten-step grid within each salary grade, with an increase of 30% from the minimum to the maximum step. In determining or evaluating compensation levels, the City Administrator must maintain a schedule of comparative compensation amounts for all positions covered under the policy. The City Council will determine the appropriate market to be used in developing this schedule and in supplemental compensation reviews. A new employee must be hired at the pay grade minimum whenever possible. The City Administrator or appropriate department head may recommend the new employee be hired at a rate above the minimum of the pay grade for his/her classification based upon qualifications and experience, subject to approval by the City Council. A probationary employee may advance to the next pay step after satisfactorily completing six months of employment which meets performance expectations, subject to approval of the City Council. Subject to Council approval, every year thereafter, on or about July 1st, an employee may advance to the next pay step after satisfactorily completing another year of employment which meets the performance expectations until he or she reaches the grade maximum. Determination of satisfactory performance must be recommended by the immediate supervisor on forms prescribed by the City Administrator. Employees who are at or above the grade maximum will receive the predetermined cost-of-living-adjustment (COLA) based on a satisfactory performance review. Actions Taken to Review, Update and Maintain the Plan: Elements of the plan will be reviewed annually to determine the degree to which it remains consistent with the city’s total compensation philosophy. Actions to be taken may include: 1. Review, verification, and any required updating of job descriptions for all positions covered by this policy. 2. Review, verification and any required updating of job evaluations on all positions covered by this policy, following established reclassification policies and procedures. 3. Review, verification and consideration of current market survey data collected from the cities selected for comparison, ensuring that there are no questionable data that may give an incorrect pattern of pay for one or more positions. 4. Review and consideration of appropriate changes to the established base pay structure based on patterns of current market survey data, ensuring that there will be continuing integrity in administration of the current or revised pay structure. 5. Review and consideration of changes to the city’s supplemental benefits covering paid time off. 6. Review and consideration of required and/or appropriate changes to the written description of the plan. The pay grades and rates established by this policy must be annually confirmed by the City Council through adoption of the budget and resolution establishing the grades and steps for each job classification. General Provisions: Nothing within this policy is a guarantee of employment and compensation, and nothing is to be construed as a commitment to continue the City of Lake Elmo Compensation Policy for more than one calendar year at a time. All components of this policy are set forth as guidelines to assist in establishing appropriate compensation. The provisions of this policy supersede all other compensation considerations. Compensation schedules will be maintained and updated as appendices to this policy in accordance with policy provisions. Performance-based Compensation: In addition to the step-and-grade system, employees who are subject to this compensation policy are eligible for additional performance-based compensation. Performance bonuses will be based on the employee’s annual review. Employees are evaluated annually based on essential job functions, and knowledge, skills, and abilities based on his or her job description. He or she receives a score between one and five for each of these areas. Scores will be averaged and rounded to the nearest whole number. Average scores of a four or five will be eligible for a bonus. Employees must also satisfactorily complete each of their three annual goals as determined by their supervisor during the prior year’s review. If the employee receives an average overall score of four, they will receive a one-time lump sum payment of .5% of their annual salary (based on 2080 hours for non-exempt full-time employees, and prorated for part-time employees) or two additional days of PTO based on the his or her preference. If the employee receives an average overall score of five, he or she will receive a one-time lump sum payment of 1.5% of their annual salary (based on 2080 hours for non-exempt employees) or four additional days of PTO. Bonuses will be subject to Council approval, and will be presented with the annual step increases as recommended by the City Administrator. Appendix I: Position Grades Appendix II: Range and Step Plan