HomeMy WebLinkAboutRES 19-093 APPROVING CONTRACT FOR PRIVATE REDEVELOPMENT WITH DORAN SLV, LLC.CITY OF ST. ANTHONY VILLAGE
RESOLUTION 19-093
RESOLUTION APPROVING CONTRACT FOR PRIVATE
REDEVELOPMENT WITH DORAN SLV, LLC.
WHEREAS, the City of St. Anthony Village (the "City") and the Housing and
Redevelopment Authority of St. Anthony, Minnesota (the "Authority") have heretofore approved the
establishment of Tax Increment Financing District No. 3-5 (the "TIF District") within Redevelopment
Project No. 3 ("Project"), and have adopted a tax increment financing plan for the purpose of financing
certain improvements within the Project; and
WHEREAS, to facilitate the redevelopment of certain property within the Project and TIF
District, the City, the Authority, and Doran SLV, LLC (the "Redeveloper") have negotiated a
Contract for Private Redevelopment (the "Agreement") which provides for the construction by the
Redeveloper of a rental housing facility and associated parking on the Redevelopment Property,
and the issuance by the Authority of its Tax Increment Revenue Note (Silver Lake Village Project)
to the Redeveloper.
NOW, THEREFORE, BE IT RESOLVED BY the City Council of the City of St. Anthony
Village as follows:
1. The Agreement is hereby in all respects approved, subject to approval of the
Agreement by the Authority and further subject to modifications that do not alter the substance of the
transaction and that are approved by the Mayor and City Clerk, provided that execution of the
Agreement by such officials shall be conclusive evidence of approval.
2. City staff and officials are authorized to take all actions necessary to perform the
City's obligations under the Agreement as a whole, including without limitation execution of any
documents to which the City is a party referenced in or attached to the Agreement, all as described in
the Agreement.
3. This resolution shall be effective upon approval.
Adopted by the City of St. Anthony Village this 10 • ay of ecember, 2019.
J - rome O. Faust, Mayor
ATTEST:
-e 9/ze--1
Nicole Miller, City Clerk
Reviewed for Administration: 444a/A /*----
Ma a
Mark Casey, City ger
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Third draft, December 5, 2019
CONTRACT FOR PRIVATE REDEVELOPMENT
By and Between
HOUSING AND REDEVELOPMENT AUTHORITY OF ST. ANTHONY, MINNESOTA
And
CITY OF ST. ANTHONY VILLAGE
and
DORAN SLV, LLC
Dated as of: , 2019
This document was drafted by:
KENNEDY & GRAVEN, Chartered (MNI)
470 U.S. Bank Plaza
Minneapolis, Minnesota 55402
(612) 337-9300
http://www.kertnedy-graven.corn
623340v3SA730-2
TABLE OF CONTENTS
Page
PREAMBLE 1
ARTICLE I
Definitions
Section 1.1. Definitions 2
ARTICLE II
Representations and Warranties
Section 2.1. Representations by the Authority and City 5
Section 2.2. Representations and Warranties by the Redeveloper 5
ARTICLE III
Property Acquisition; Public Redevelopment Costs
Section 3.1. Status of Redevelopment Property 7
Section 3.7. Environmental Undertakings 7
Section 3.8. Issuance of Note; Other Assistance 7
Section 3.9. No Business Subsidy 8
Section 3.10. Payment of Authority Costs 9
ARTICLE IV
Construction of Minimum Improvements
Section 4.1. Construction of Improvements 10
Section 4.2. Construction Plans 10
Section 4.3. Commencement and Completion of Construction 11
Section 4.4. Certificate of Completion 11
Section 4.5. Records 12
Section 4.6. Management 12
Section 4.7. Conformity to Development Agreement 12
ARTICLE V
Insurance
Section 5.1. Insurance 13
Section 5.2. Subordination 14
ARTICLE VI
Tax Increment; Taxes
Section 6.1. Right to Collect Delinquent Taxes 16
Section 6.2. Review of Taxes 16
Section 6.3. Assessment Agreement 16
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1
ARTICLE VII
Other Financing
Section 7.1. Generally 18
Section 7.2. Authority's Option to Cure Default on Mortgage 18
Section 7.3. Modification; Subordination 18
ARTICLE VIII
Prohibitions Against Assignment and Transfer; Indemnification
Section 8.1. Representation as to Development 19
Section 8.2. Prohibition Against Redeveloper's Transfer of Property and
Assignment of Agreement 19
Section 8.3. Release and Indemnification Covenants 20
ARTICLE IX
Events of Default
Section 9.1. Events of Default Defined 22
Section 9.2. Remedies on Default 22
Section 9.5. No Remedy Exclusive 23
Section 9.6. No Additional Waiver Implied by One Waiver 23
Section 9.7. Attorney Fees 23
ARTICLE X
Additional Provisions
Section 10.1. Conflict of Interests; Representatives Not Individually Liable 24
Section 10.2. Equal Employment Opportunity 24
Section 10.3. Restrictions on Use 24
Section 10.4. Provisions Not Merged With Deed 24
Section 10.5. Titles of Articles and Sections 24
Section 10.6. Notices and Demands 24
Section 10.7. Counterparts 25
Section 10.8. Recording 25
Section 10.9. Amendment 25
Section 10.10. Authority Approvals 25
TESTIMONIUM 26
SIGNATURES 26
SCHEDULE A
SCHEDULE B
SCHEDULE C
Redevelopment Property
Authorizing Resolution
Form of Subordination Agreement
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CONTRACT FOR PRIVATE REDEVELOPMENT
THIS AGREEMENT, made as of the _ day of , 2019, by and between the
Housing and Redevelopment Authority of St. Anthony, Minnesota, a public body corporate and
politic under the laws of Minnesota (the "Authority"), the City of St. Anthony Village, a Minnesota
municipal corporation (the "City"), and Doran SLV, LLC, a Minnesota limited liability company
(the "Redeveloper").
WITNESSETH:
WHEREAS, the Authority was created pursuant to Minnesota Statutes Sections 469.001 to
469.047 (the "Act") and was authorized to transact business and exercise its powers by a resolution
of the City Council of the City; and
WHEREAS, the Authority has undertaken a program to promote the development and
redevelopment of land identified as the Northwest Quadrant which is underutilized within the City,
and in this connection created its Redevelopment Project Area No. 3 (hereinafter referred to as the
"Project") in an area (hereinafter referred to as the "Project Area") located in the City pursuant to
the Act; and
WHEREAS, pursuant to the Act, the Authority is authorized to undertake certain
activities to facilitate the redevelopment of real property by private enterprise; and
WHEREAS, the Redeveloper intends to construct certain improvements described herein
on certain property located in the Project Area (the "Redevelopment Property"), and has
represented to the City and Authority that but for financial assistance in connection with
redevelopment of the Redevelopment Property, the Redeveloper could not proceed with such
activities; and
WHEREAS, the Authority and City have previously established Tax Increment Financing
District No. 3-5 (the "TIF District") a redevelopment TIF district, pursuant to Minnesota Statutes,
Sections 469.174 to 469.1794, as amended (the "TIF Act"), made up of property in the Project Area
including the Redevelopment Property, and are willing to provide assistance to the Redeveloper
through tax increment from the TIF District; and
WHEREAS, the Authority believes that the redevelopment of the Redevelopment
Property pursuant to this Agreement, and fulfillment generally of this Agreement, are in the vital
and best interests of the City and the health, safety, morals, and welfare of its residents, and in
accord with the public purposes and provisions of the applicable State and local laws and
requirements under which the Project has been undertaken and is being assisted.
NOW, THEREFORE, in consideration of the premises and the mutual obligations of the
parties hereto, each of them does hereby covenant and agree with the other as follows:
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ARTICLE I
Definitions
Section 1.1. Definitions. In this Agreement, unless a different meaning clearly appears
from the context:
"Act" means Minnesota Statutes, Sections 469.001 to 469.047, as amended.
"Affiliate" means with respect to any entity (a) any corporation, partnership, limited
liability company or other business entity or person controlling, controlled by or under common
control with the entity, and (b) any successor to such party by merger, acquisition, reorganization
or similar transaction involving all or substantially all of the assets of such party (or such
Affiliate). For the purpose hereof the words "controlling", "controlled by" and "under common
control with" shall mean, with respect to any corporation, partnership, limited liability company
or other business entity, the ownership of fifty percent or more of the voting interests in such
entity or possession, directly or indirectly, of the power to direct or cause the direction of
management policies of such entity, whether through ownership of voting securities or by
contract or otherwise.
"Agreement" means this Agreement, as the same may be from time to time modified,
amended, or supplemented.
"Authority" means the Housing and Redevelopment Authority of St. Anthony, Minnesota.
"Authority Representative" means the Executive Director of the Authority, or any person
designated by the Executive Director to act as the Authority Representative for the purposes of this
Agreement.
"Authorizing Resolution" means the resolution of the Authority, substantially in the form of
attached Schedule B to be adopted by the Authority to authorize the issuance of the Note.
"Available Tax Increment" has the meaning provided in the Authorizing Resolution.
"Business Day" means any day except a Saturday, Sunday, legal holiday, a day on which
the City is closed for business, or a day on which banking institutions in the City are authorized by
law or executive order to close.
"Business Subsidy Act" means Minnesota Statutes, Sections 1163.993 to 1163.995, as
amended.
"Certificate of Occupancy" means the certification provided to the Redeveloper in
connection with any Phase of the Minimum Improvements, pursuant to Section 4.4 of this
Agreement.
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"City" means the City of St. Anthony Village, Minnesota.
"City Representative" means the City Manager of the City, or any person designated by the
City Manager to act as the City Representative for the purposes of this Agreement.
"Construction Plans" means the plans, specifications, drawings and related documents on
the construction work to be performed by the Redeveloper on the Redevelopment Property which
(a) shall be as detailed as the plans, specifications, drawings and related documents which are
submitted to the appropriate building officials of the City, and (b) shall include at least the following
for each building: (1) site plan; (2) foundation plan; (3) underground parking plans; (4) floor plan
for each floor; (5) cross sections of each (length and width); (6) elevations (all sides); (7) landscape
plan; and (8) such other plans or supplements to the foregoing plans as the Authority may
reasonably request to allow it to ascertain the nature and quality of the proposed construction work
and to allow the issuance of a construction permit.
"County" means the County of Ramsey, Minnesota.
"Development Agreement" means the Planned Unit Development Agreement between the
City and Redeveloper, dated as of the date of this Agreement.
"Event of Default" means an action by the Redeveloper listed in Article IX of this
Agreement.
"Holder" means the owner of a Mortgage.
"Maturity Date" means the date that the Note has been paid in full or terminated in
accordance with its terms, whichever is earlier.
"Minimum Improvements" means construction on the Redevelopment Property of an
approximately 492-unit multifamily rental housing facility comprising Phase I, consisting of
approximately 254 housing units, and Phase II, consisting of approximately 238 housing units,
along with associated parking.
"Mortgage" means any mortgage made by the Redeveloper that is secured, in whole or in
part, with the Redevelopment Property and that is a permitted encumbrance pursuant to the
provisions of Article VIII of this Agreement.
"Note" means either of the Tax Increment Revenue Notes, substantially in the form
contained in the Authorizing Resolution, to be delivered by the Authority to the Redeveloper in
accordance with Section 3.3 hereof.
"Project" means the Authority's Redevelopment Project Area No. 3.
"Public Redevelopment Costs" has the meaning provided in Section 3.8(a) hereof.
"Project Area" means the geographic area within the boundaries of the Project.
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"Redeveloper" means Doran SLV, LLC, a Minnesota limited liability company, or its
permitted successors and assigns.
"Redevelopment Plan" means the Redevelopment Plan for the Project.
"Redevelopment Property" means the real property described in Schedule A of this
Agreement.
"State" means the state of Minnesota.
"Tax Increment" means that portion of the real property taxes that is paid with respect to the
Redevelopment Property and that is remitted to the Authority as tax increment pursuant to the Tax
Increment Act.
"Tax Increment Act" or "TIF Act" means the Tax Increment Financing Act, Minnesota
Statutes Sections 469.174 to 469.1794, as amended.
"Tax Increment District" or "TIF District" means Tax Increment Financing District No. 3-5,
a redevelopment TIF district created by the City and the Authority.
"Tax Increment Plan" or "TIF Plan" means the Tax Increment Financing Plan for the TIF
District as approved by the City Council, and as it may be amended.
"Tax Official" means any County assessor, County auditor, County or State board of
equalization, the commissioner of revenue of the State, or any State or federal district court, the tax
court of the State, or the State Supreme Court.
"Transfer" has the meaning set forth in Section 8.2(a) hereof.
"Unavoidable Delays" means delays beyond the reasonable control of the party seeking to
be excused as a result thereof which are the direct result of strikes, other labor troubles or shortages,
frozen ground or other adverse winter conditions, prolonged adverse or unforeseen weather or acts
of God or conditions resulting therefrom, fire or other casualty to the Minimum Improvements,
epidemics, quarantines, unavailability of power, unavailability of materials, economic recession
(defined as two consecutive quarters in which there is a drop in the gross domestic product,
discovery of hazardous materials or other concealed site conditions or delays of contractors due to
such discovery, termination and/or eviction of existing tenants, litigation commenced by third
parties which, by injunction or other similar judicial action, directly results in delays, or acts of any
federal, state or local governmental unit (other than the Authority or City in exercising their rights
under this Agreement), including without limitation condemnation or threat of condemnation of any
portion of the Redevelopment Property, which directly result in delays. Unavoidable Delays shall
not include reasonable and customary delays experienced by the Redeveloper in obtaining permits
or governmental approvals necessary to enable construction of the Minimum Improvements by the
dates such construction is required under Section 4.3 of this Agreement, so long as the Construction
Plans have been approved in accordance with Section 4.2 hereof.
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ARTICLE II
Representations and Warranties
Section 2.1. Representations by the Authority and City.
(a) The Authority is a housing and redevelopment authority duly organized and
existing under the laws of the State. Under the provisions of the Act, the Authority has the
power to enter into this Agreement and carry out its obligations hereunder.
(b) The City is a municipal corporation duly incorporated and existing under the laws
of the State. Under the provisions of State law, the City has the power to enter into this
Agreement and carry out its obligations hereunder.
(c) The Authority and City will use their best efforts to facilitate development of the
Minimum Improvements, including but not limited to cooperating with the Redeveloper in
obtaining necessary administrative and land use approvals and construction financing pursuant to
Section 7.1 hereof.
(d) The Authority will issue the Note, subject to all the terms and conditions of this
Agreement.
(e) The activities of the Authority and City are undertaken for the purpose of fostering
the redevelopment of certain real property previously occupied by substandard and obsolete
buildings, which will revitalize this portion of the Project Area, increase tax base, and increase
housing opportunities for City residents.
Section 2.2. Representations and Warranties by the Redeveloper. As of the date of this
Agreement, the Redeveloper represents and warrants that:
(a) The Redeveloper is a limited liability company, duly organized and in good standing
under the laws of the State, is not in violation of any provisions of its articles of organization or
bylaws, is duly qualified as a domestic limited liability company and authorized to transact
business within the State, has power to enter into this Agreement and has duly authorized the
execution, delivery, and performance of this Agreement by proper action of its members.
(b) The Redeveloper will construct, operate and maintain the Minimum
Improvements in accordance with the terms of this Agreement, the Redevelopment Plan and all
local, state and federal laws and regulations (including, but not limited to, environmental, zoning,
building code, energy -conservation and public health laws and regulations) in effect at the time
of such construction, operation, or maintenance, except for any variances necessary to construct
the Minimum Improvements and approved by the City.
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(c) The Redeveloper will use reasonable efforts to secure all permits, licenses and
approvals necessary for construction of the Minimum Improvements.
(d) To the Redeveloper's actual knowledge, the Redeveloper has received no written
notice or other written communication from any local, state or federal official that the activities of
the Redeveloper or the Authority in the Project Area may be or will be in violation of any
environmental law or regulation (other than those notices or communications of which the
Authority is aware) in effect as of the date of this Agreement. The Redeveloper is aware of no facts
the existence of which would cause it to be in violation of or give any person a valid claim under
any local, state or federal environmental law, regulation or review procedure in effect as of the date
of this Agreement.
(e) To the Redeveloper's actual knowledge, neither the execution and delivery of this
Agreement, the consummation of the transactions contemplated hereby, nor the fulfillment of or
compliance with the terms and conditions of this Agreement is prevented, limited by or conflicts
with or results in a breach of, the terms, conditions or provisions of any corporate restriction or any
evidences of indebtedness, agreement or instrument of whatever nature to which the Redeveloper is
now a party or by which it is bound, or constitutes a default under any of the foregoing.
(f) The proposed development by the Redeveloper hereunder would not occur but for
the tax increment financing assistance being provided by the Authority hereunder.
As used in this Agreement, "actual knowledge" shall mean the actual knowledge of the Chief
Manager of the Redeveloper without inquiry or investigation beyond such person's actual
knowledge. Such person is named solely for the purpose of defining and narrowing the scope of
Redeveloper's knowledge and not for the purpose of imposing any additional liabilities on or
creating any additional duties running from such person to Redeveloper.
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ARTICLE III
Property Acquisition; Public Redevelopment Costs
Section 3.1. Status of Redevelopment Property. The Redevelopment Property consists
of the parcel legally described in Schedule A hereof. As of the date of this Agreement, the
Redeveloper is under contract to acquire fee title to the Redevelopment Property. The Redeveloper
acknowledges that the Authority has no obligation to acquire any of the Redevelopment Property.
Section 3.2. Environmental Undertakings.
(a) The Redeveloper acknowledges that the Authority makes no representations or
warranties as to soil and environmental condition on the Redevelopment Property or the fitness of
the Redevelopment Property for construction of the Minimum Improvements or any other purpose
for which the Redeveloper may make use of such property, and that the assistance provided to the
Redeveloper under this Agreement neither implies any responsibility by the Authority for any
contamination of the Redevelopment Property or poor soil conditions nor imposes any obligation on
the Authority to participate in any cleanup of the Redevelopment Property and/or correction of any
soil problems (other than the financing described in this agreement).
(b) Without limiting its obligations under Section 8.3 of this Agreement the
Redeveloper further agrees that it will indemnify, defend, and hold harmless the Authority, the City,
and their governing body members, officers, and employees, from any claims or actions arising out
of the presence, if any, of hazardous wastes or pollutants existing on or in the Redevelopment
Property unless and to the extent that such hazardous wastes or pollutants are present as a result of
the actions or omissions of the indemnitees. Nothing in this section will be construed to limit or
affect any limitations on liability of the City or Authority under State or federal law, including
without limitation Minnesota Statutes Sections 466.04 and 604.02.
Section 3.3. Issuance of Note; Other Assistance.
(a) Generally. The Authority and City have determined that, in order to make
development of the Minimum Improvements financially feasible, it is necessary to reimburse
Redeveloper for a portion of the cost of demolition, site preparation, retaining wall construction,
utilities, and underground structured parking (the "Public Redevelopment Costs"), subject to the
terms of this Section.
(b) Upfront Assistance. To reimburse the demolition portion of the Public
Redevelopment Costs incurred by Redeveloper, the Authority shall provide the Redeveloper with a
single payment of $600,000 (the "Demolition Payment") upon Redeveloper having delivered to the
Authority one or more certificates signed by the Redeveloper's duly authorized representative,
together with reasonable evidence that at least $600,000 in costs for demolition have been paid
or incurred by or on behalf of the Redeveloper. The Authority may, if not satisfied with the
evidence provided by Redeveloper, return such evidence with a statement of the reasons why it is
not acceptable and requesting such further documentation or clarification as the Authority may
reasonably require. Promptly upon delivery by the Redeveloper to the Authority of such further
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documentation, and if such further documentation is found reasonably sufficient, the Authority
will deliver the Demolition Payment to the Redeveloper.
(c) Notes; Terms. To reimburse the remainder of the Public Redevelopment Costs
incurred by the Redeveloper, the Authority shall issue and the Redeveloper shall purchase one or
two Notes in the maximum aggregate principal amount of $3,300,000. The maximum principal
amount of the Note issued in connection with construction of Phase I of the Minimum
Improvements shall be $1,950,000, and the maximum amount of the Note issued in connection with
construction of Phase II of the Minimum Improvements shall be $1,350,000. The Authority shall
issue and deliver each Note upon Redeveloper having:
(i) delivered to the Authority one or more certificates signed by the
Redeveloper's duly authorized representative, containing the following: (i) a statement
that each cost identified in the certificate is a Public Redevelopment Cost as defined in
this Agreement and that no part of such cost has been included in any previous
certification; (ii) evidence that each identified Public Redevelopment Cost has been paid
or incurred by or on behalf of the Redeveloper; and (iii) a statement that no uncured
Event of Default by the Redeveloper has occurred and is continuing under the
Agreement. The Authority may, if not satisfied that the conditions described herein have
been met, return any certificate with a statement of the reasons why it is not acceptable
and requesting such further documentation or clarification as the Authority may
reasonably require;
(ii) submitted and obtained Authority approval of financing in accordance with
Section 7.1; and
(iii) delivered to the Authority an investment letter in a form reasonably
satisfactory to the Authority.
The terms of the Notes will be substantially those set forth in the form of the Note shown in
Schedule B, and the Notes will be subject to all terms of the Authorizing Resolution, which are
incorporated herein by reference.
(d) Single Note. Notwithstanding the foregoing, the Authority shall issue and the
Redeveloper shall purchase a single Note in the maximum principal amount of $3,300,000 if the
following conditions are met:
(i) The Redeveloper provides evidence of Public Redevelopment Costs in the
full aggregate principal amount of $3,300,000 in accordance with Section
3.3(c)(i) hereof;
(ii) The Redeveloper submits and obtains Authority approval of financing for
Phase II of the Minimum Improvements in accordance with Section 7.1; and
(iii) The Authority has not previously issued any Note to the Redeveloper in
accordance with this Agreement.
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(e) Assignment of Notes. The Authority acknowledges that the Redeveloper may assign
one or both Notes to a third party. The Authority consents to such an assignment, conditioned upon
receipt of an investment letter from such third party in a form reasonably acceptable to the
Authority; provided that an investment letter shall not be required in connection with a collateral
assignment of either Note to a lender providing mortgage financing for acquisition of the
Redevelopment Property or construction of the Minimum Improvements.
(I) Qualifications. The Redeveloper understands and acknowledges that the
Authority makes no representations or warranties regarding the amount of Tax Increment, or that
revenues pledged to the Notes will be sufficient to pay the principal and interest on the Notes.
Any estimates of Tax Increment prepared by the Authority or its municipal advisor in connection
with the TIF District or this Agreement are for the benefit of the Authority, and are not intended
as representations on which the Redeveloper may rely. Public Redevelopment Costs exceeding
the principal amount of either Note are the sole responsibility of Redeveloper.
Section 3.4. Business Subsidy. The parties agree and understand that the financial
assistance described in this Agreement does not constitute a business subsidy within the meaning
of the Business Subsidy Act, because the assistance is for housing, an enumerated exception
under Section 116J.993, subd. 3(7) of the Business Subsidy Act. The Redeveloper releases and
waives any claim against the Authority and its governing body members, officers, agents,
servants and employees thereof arising from application of the Business Subsidy Act to this
Agreement, including without limitation any claim that the Authority failed to comply with the
Business Subsidy Act with respect to this Agreement.
Section 3.5. Payment of Authority Costs. The Redeveloper agrees that it will pay, within
30 days after written notice from the Authority, the reasonable costs of consultants and attorneys
retained by the Authority in connection with the establishment of the TIF District, any necessary
modification of the TIF Plan for the TIF District, and the negotiation and preparation of this
Agreement and other incidental agreements and documents contemplated hereunder, including
without limitation agreements and documents related to land conveyance, development and
financing assistance. The Authority will provide written reports describing the costs accrued under
this Section upon request from the Redeveloper, but not more often than intervals of 45 days. The
Authority acknowledges receipt of Redeveloper's initial deposit of $17,500, which will be credited
to the Redeveloper's obligations under this Section. Upon termination of this Agreement in
accordance with its terms, the Redeveloper remains obligated under this section for costs incurred
through the effective date of termination.
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ARTICLE IV
Construction of Minimum Improvements
Section 4.1. Construction of Improvements. Subject to the terms of this Agreement, the
Redeveloper agrees that it will construct or cause construction of the Minimum Improvements on
the Redevelopment Property in accordance with the approved Construction Plans and that it will,
during any period while the Redeveloper retains ownership of any portion of the Minimum
Improvements, operate and maintain, preserve and keep the Minimum Improvements or cause the
Minimum Improvements to be maintained, preserved and kept with the appurtenances and every
part and parcel thereof, in good repair and condition.
Section 4.2. Construction Plans.
(a) Before commencing construction of the Minimum Improvements, the Redeveloper
shall submit to the Authority Construction Plans for the Minimum Improvements. The
Construction Plans shall provide for the construction of the Minimum Improvements and shall be in
conformity with this Agreement, the Redevelopment Plan and all applicable State and local laws
and regulations in effect at the time of such submittal. The Authority will approve the Construction
Plans in writing if (i) the Construction Plans conform to all material terms and conditions of this
Agreement; (ii) the Construction Plans conform to the goals and objectives of the Redevelopment
Plan; (iii) the Construction Plans conform to all applicable federal, state and local laws, ordinances,
rules and regulations in effect at the time of such submittal; (iv) the Construction Plans are adequate
to provide for construction of the Minimum Improvements; (v) the Construction Plans do not
provide for expenditures in excess of the funds available to the Redeveloper for construction of the
Minimum Improvements; and (vi) no Event of Default has occurred has occurred and is continuing.
No approval by the Authority shall relieve the Redeveloper of the obligation to comply with the
terms of this Agreement, applicable federal, state and local laws, ordinances, rules and regulations,
or to construct the Minimum Improvements in accordance therewith. No approval by the Authority
shall constitute a waiver of an Event of Default. If approval of the Construction Plans is requested
by the Redeveloper in writing at the time of submission, such Construction Plans shall be deemed
approved unless rejected in writing by the Authority, in whole or in part. Such rejections shall set
forth in detail the reasons therefor based upon the criteria set forth in (i) through (vi) above, and
shall be made within 20 days after the date of receipt of final plans from the Redeveloper. If the
Authority rejects any Construction Plans in whole or in part, the Redeveloper shall submit new or
corrected Construction Plans within twenty (20) days after receipt by the Redeveloper of the
Authority's written notification of the rejection. The provisions of this Section relating to approval,
rejection and resubmission of corrected Construction Plans shall continue to apply until the
Construction Plans have been approved by the Authority. The Authority's approval shall not be
unreasonably withheld, conditioned, or delayed. Said approval shall constitute a conclusive
determination that the Construction Plans (and the Minimum Improvements, constructed in
accordance with said plans) comply to the Authority's satisfaction with the provisions of this
Agreement relating thereto.
The Redeveloper hereby waives any and all claims and causes of action whatsoever
resulting from the review of the Construction Plans by the Authority and/or any changes in the
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Construction Plans requested by the Authority. Neither the Authority, the City, nor any employee
or official of the Authority or City shall be responsible in any manner whatsoever for any defect in
the Construction Plans or in any work done pursuant to the Construction Plans, including changes
requested by the Authority.
(b) If the Redeveloper desires to make any material change in the Construction Plans or
any component thereof after their approval by the Authority, the Redeveloper shall submit the
proposed change to the Authority for its approval. For the purpose of this section, the term
"material" means changes that increase or decrease construction costs by $500,000 or more. If the
Construction Plans, as modified by the proposed change, conform to the requirements of this
Section 4.2 of this Agreement, the Authority shall approve the proposed change and promptly notify
the Redeveloper in writing of its approval. Such change in the Construction Plans shall, in any
event, be deemed approved by the Authority unless rejected, in whole or in part, by written notice
by the Authority to the Redeveloper, setting forth in detail the reasons therefor. Such rejection shall
be made within 10 days after receipt of the notice of such change. The Authority's approval of any
such change in the Construction Plans will not be unreasonably withheld, conditioned or delayed.
Section 4.3. Commencement and Completion of Construction.
(a) Subject to Unavoidable Delays, the Redeveloper shall commence construction of
Phase I of the Minimum Improvements by December 31, 2020, and subject to Unavoidable Delays,
market conditions and economic feasibility, anticipates commencing construction of Phase II of the
Minimum Improvements by December 31, 2021. Subject to Unavoidable Delays, the Redeveloper
shall complete the construction of Phase I of the Minimum Improvements by June 30, 2022, and
subject to Unavoidable Delays, market conditions and economic feasibility, anticipates completing
the construction of Phase II of the Minimum Improvements by December 31, 2023. All work with
respect to the Minimum Improvements to be constructed or provided by the Redeveloper on the
Redevelopment Property shall be in substantial conformity with the Construction Plans as submitted
by the Redeveloper and approved or deemed approved by the Authority.
(b) The Redeveloper agrees for itself, its successors, and assigns, and every successor in
interest to the Redevelopment Property, or any part thereof, that the Redeveloper, and such
successors and assigns, shall promptly begin and diligently prosecute to completion the
development of the Redevelopment Property through the construction of the Minimum
Improvements thereon, and that such construction shall in any event be commenced and completed
within the periods and subject to the conditions specified in this Section 4.3 of this Agreement.
Section 4.4. Certificate of Occupancy. The construction of each Phase of the Minimum
Improvements shall be deemed to be substantially complete upon issuance of a final certificate of
occupancy or temporary or partial certificate of occupancy with conditions reasonably acceptable to
the Authority for such Phase of the Minimum Improvements.
Section 4.5. Records. Prior to the Maturity Date, the Authority and the City, through
their authorized representatives, shall have the right during normal business hours after reasonable
notice to inspect, and examine all books and records of Redeveloper relating to the development and
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623340v3SA730-2
construction of the Minimum Improvements. Such records shall be kept and maintained by
Redeveloper through the Maturity Date.
Section 4.6. Management. Commencing upon receipt of a Certificate of Occupancy
and continuing until the Maturity Date, the Redeveloper shall at all times engage a property
management company with substantial experience in operating rental housing developments. The
Redeveloper will submit reasonable evidence of such management upon request by the Authority.
Section 4.7. Conformity to Contracts. The Redeveloper shall construct the Minimum
Improvements pursuant to this Agreement and the Development Agreement.
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623340v3SA730-2
ARTICLE V
Insurance
Section 5.1. Insurance.
(a) The Redeveloper will provide and maintain at all times during the process of
constructing the Minimum Improvements an All Risk Broad Form Basis Insurance Policy and, from
time to time during that period, at the request of the Authority, furnish the Authority with proof of
payment of premiums on policies covering the following:
(i) Builder's risk insurance, written on the so-called "Builder's Risk — Total
Insured Value Basis," in an amount equal to 100% of the principal amount of the Note, and
with coverage available in nonreporting form on the so-called "all risk" form of policy. The
interest of the Authority shall be protected in accordance with a clause in form and content
satisfactory to the Authority;
(ii) Comprehensive general liability insurance (including operations, operations
of subcontractors, completed operations, and contractual liability insurance) with limits
against bodily injury and property damage of not less than $1,000,000 for each occurrence
(to accomplish the above -required limits, an umbrella excess liability policy may be used).
The Authority shall be listed as an additional insured on the policy; and
(iii) Workers' compensation insurance, with statutory coverage, provided that the
Redeveloper may be self -insured with respect to all or any part of its liability for workers'
compensation.
(b) Upon completion of construction of the Minimum Improvements and prior to the
Maturity Date, the Redeveloper shall maintain, or cause to be maintained, at its cost and expense,
and from time to time at the request of the Authority shall furnish proof of the insurance as follows:
(i) Insurance against loss and/or damage to the Minimum Improvements under
a policy or policies covering such risks as are ordinarily insured against by similar
businesses.
(ii) Comprehensive general public liability insurance, including personal injury
liability, against liability for injuries to persons and/or property, in the minimum amount for
each occurrence and for each year of $1,000,000, and shall be endorsed to show the
Authority as an additional insured.
(iii) Such other insurance, including workers' compensation insurance respecting
all employees of the Redeveloper, in such amount as is customarily carried by like
organizations engaged in like activities of comparable size and liability exposure; provided
that the Redeveloper may be self -insured with respect to all or any part of its liability for
workers' compensation.
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623340v3SA730-2
(c) All insurance required in Article V of this Agreement shall be taken out and
maintained in insurance companies selected by the Redeveloper that are authorized under the laws
of the State to assume the risks covered thereby. Upon request, the Redeveloper will deposit (no
more than annually) with the Authority evidence of all such insurance, or a certificate or certificates
or binders of the respective insurers stating that such insurance is in force and effect. Unless
otherwise provided in this Article V of this Agreement each policy shall contain a provision that the
insurer shall not cancel nor modify it in such a way as to reduce the coverage provided below the
amounts required herein without giving written notice to the Redeveloper and the Authority at least
30 days before the cancellation or modification becomes effective. In lieu of separate policies, the
Redeveloper may maintain a single policy, blanket or umbrella policies, or a combination thereof,
having the coverage required herein, in which event the Redeveloper shall deposit with the
Authority a certificate or certificates of the respective insurers as to the amount of coverage in force
upon the Minimum Improvements.
(d) The Redeveloper agrees to notify the Authority immediately in the case of damage
exceeding $1,000,000 in amount to, or destruction of, the Minimum Improvements or any portion
thereof resulting from fire or other casualty. In such event the Redeveloper, except as expressly
provided in this Article, will forthwith repair, reconstruct, and restore the Minimum Improvements
to substantially the same or an improved condition or value as it existed prior to the event causing
such damage and, to the extent necessary to accomplish such repair, reconstruction, and restoration,
the Redeveloper will apply the net proceeds of any insurance relating to such damage received by
the Redeveloper to the payment or reimbursement of the costs thereof.
The Redeveloper shall complete the repair, reconstruction and restoration of the Minimum
Improvements, regardless of whether the net proceeds of insurance received by the Redeveloper for
such purposes are sufficient to pay for the same. Any net proceeds remaining after completion of
such repairs, construction, and restoration shall be the property of the Redeveloper.
(e) In lieu of its obligation to reconstruct the Minimum Improvements as set forth in this
Section, the Redeveloper shall have the option of: (i) if Redeveloper has assigned the Note to a
third party, paying to the Authority an amount that, in the reasonable opinion of the Authority and
its fiscal consultant, is sufficient to pay or redeem the outstanding principal and accrued interest on
the Note, or (ii) so long as the Redeveloper is the owner of the Note, waiving its right to receive
subsequent payments under the Note.
(f) The Redeveloper and the Authority agree that all of the insurance provisions set
forth in this Article V shall terminate upon the Maturity Date.
Section 5.2. Subordination. Notwithstanding anything to the contrary herein, the rights of
the Authority with respect to the receipt and application of any insurance proceeds shall, in all
respects, be subordinate and subject to the rights of any Holder under a Mortgage allowed pursuant
to Article VII of this Agreement.
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623340v3SA730-2
ARTICLE VI
Tax Increment; Taxes
Section 6.1. Right to Collect Delinquent Taxes. The Redeveloper acknowledges that the
Authority is providing substantial aid and assistance in furtherance of the development through
reimbursement of Public Redevelopment Costs. The Redeveloper understands that the Tax
Increments pledged to payment on the Note are derived from real estate taxes on the
Redevelopment Property, which taxes must be promptly and timely paid. To that end, the
Redeveloper agrees for itself, its successors and assigns, that in addition to the obligation pursuant
to statute to pay real estate taxes, it is also obligated by reason of this Agreement to pay before
delinquency all real estate taxes assessed against the Redevelopment Property and the Minimum
Improvements. The Redeveloper acknowledges that this obligation creates a contractual right on
behalf of the Authority to sue the Redeveloper or its successors and assigns to collect delinquent
real estate taxes and any penalty or interest thereon and to pay over the same as a tax payment to the
county auditor. In any such suit, the Authority shall also be entitled to recover its costs, expenses
and reasonable attorney fees.
Section 6.2. Review of Taxes. The Redeveloper agrees that prior to the Maturity Date, it
will not cause a reduction in the real property taxes paid in respect of the Redevelopment Property
through: (A) willful destruction of the Redevelopment Property or any part thereof (except for
demolition required for construction of the Minimum Improvements); or (B) willful refusal to
reconstruct damaged or destroyed property pursuant to Section 5.1 of this Agreement, except as
provided in Section 5.1(c). The Redeveloper also agrees that it will not, prior to the Maturity Date,
seek exemption from property tax for the Redevelopment Property or any portion thereof or transfer
or permit the transfer of the Redevelopment Property to any entity that is exempt from real property
taxes and state law (other than any portion thereof dedicated or conveyed to the City in accordance
with platting of the Redevelopment Property or pursuant to the City Hall Contract), or apply for a
deferral of property tax on the Redevelopment Property pursuant to any law.
Section 6.3. Nothing in this Agreement shall limit the right of the Redeveloper, or its
successors and assigns, to bring a tax petition challenging a market value determination for any
Phase of the Minimum Improvements on the Redevelopment Property; provided that if the
Redeveloper brings such a challenge, the Redeveloper must inform the Authority of such tax
petition in writing. During the pendency of such challenge, the Authority will withhold all
payments of principal and interest on the applicable Note or Notes until the Redeveloper's challenge
is resolved. Upon resolution of Redeveloper's tax petition, any Available Tax Increment deferred
and withheld under this Section shall be paid, without interest thereon, to the extent payable
under the assessor's final determination of Market Value for the Minimum Improvements. The
Authority's suspension of payments on any Note pursuant to this Section 6.3 shall not constitute
an Event of Default under Article IX hereof.
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623340v3SA730-2
ARTICLE VII
Other Financing
Section 7.1. Generally. Prior to commencement of construction of each Phase of the
Minimum Improvements, the Redeveloper shall submit to the Authority or provide access thereto
for review by Authority staff, consultants and agents, evidence reasonably satisfactory to the
Authority that Redeveloper has available funds, or commitments to obtain funds, whether in the
nature of mortgage financing, equity, grants, loans, or other sources sufficient for paying the cost of
developing such Phase of the Minimum Improvements.
Section 7.2. Authority's Option to Cure Default on Mortgage. In the event that any portion
of the Redeveloper's construction costs for either Phase of the Minimum Improvements is provided
through mortgage financing authorized pursuant to this Article VII of this Agreement, and there
occurs a default under such Mortgage, the Redeveloper shall cause the Authority to receive copies
of any notice of default received by the Redeveloper from the Holder of such Mortgage. Thereafter,
the Authority shall have the right, but not the obligation, to cure any such default on behalf of the
Redeveloper within the cure period(s) afforded to the Redeveloper under such Mortgage or any loan
documents relating thereto, subject to the terms of such Mortgage or loan documents.
Section 7.3. Subordination; Assignment. The Authority and City each agree to subordinate
their respective rights under this Agreement to the Holder of any Mortgage securing construction or
permanent financing, in accordance with the terms of a subordination agreement substantially in the
form attached as Schedule E, or such other form as the Authority and City reasonably approve. The
Authority and City further agree to consent to a collateral assignment of this Agreement to the
Holder of any Mortgage securing construction or permanent financing, under terms and conditions
reasonably acceptable to the Authority and City.
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623340v3SA730-2
ARTICLE VIII
Prohibitions Against Assignment and Transfer; Indemnification
Section 8.1. Representation as to Development. The Redeveloper represents and agrees
that, subject to the terms of this Agreement, its purchase of the Redevelopment Property, and its
other undertakings pursuant to the Agreement, are, and will be used, for the purpose of development
of the Redevelopment Property and not for speculation in land holding.
Section 8.2. Prohibition Against Redeveloper's Transfer of Property and Assignment of
Agreement. The Redeveloper represents and agrees that prior to issuance of a Certificate of
Occupancy for all Phases of the Minimum Improvements:
(a) Except only by way of security for, and only for, the purpose of obtaining financing
necessary to enable the Redeveloper or any successor in interest to the Redevelopment Property, or
any part thereof, to perform its obligations with respect to undertaking the redevelopment
contemplated under this Agreement, and any other purpose authorized by this Agreement, the
Redeveloper has not made or created and will not make or create or suffer to be made or created any
total or partial sale, assignment, conveyance, or lease (other than existing leases and leases to
residential tenants), or any trust or power, or transfer in any other mode or form of or with respect to
this Agreement or the Redevelopment Property or any part thereof or any interest therein, or any
contract or agreement to do any of the same, to any person or entity whether or not related in any
way to the Redeveloper (collectively, a "Transfer"), without the prior written approval of the
Authority (whose approval will not be unreasonably withheld, conditioned, or delayed, subject to
the standards described in paragraph (b) of this Section) unless the Redeveloper remains liable and
bound by this Redevelopment Agreement in which event the Authority's approval is not required.
Any such Transfer shall be subject to the provisions of this Agreement. For the purposes of this
Agreement, the term Transfer does not include (i) acquisition of a controlling interest in
Redeveloper by another entity or merger of Redeveloper with another entity; or (ii) any sale,
conveyance, or transfer in any form to any Affiliate.
(b) In the event the Redeveloper, upon Transfer of the Redevelopment Property or any
portion thereof before issuance of the Certificate of Occupancy for both Phases of the Minimum
Improvements, seeks to be released from its obligations under this Redevelopment Agreement as to
the portion of the Redevelopment Property that is transferred, the Authority and City shall be
entitled to require, except as otherwise provided in the Agreement, as conditions to any such release
that:
(i) Any proposed transferee shall have the qualifications and financial
responsibility, in the reasonable judgment of the Authority and City, necessary and adequate
to fulfill the obligations undertaken in this Agreement by the Redeveloper as to the portion
of the Redevelopment Property to be transferred.
(ii) Any proposed transferee, by instrument in writing reasonably satisfactory to
the Authority and City and in form recordable in the public land records of Ramsey County,
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623340v3SA730-2
Minnesota, shall, for itself and its successors and assigns, and expressly for the benefit of the
Authority and City, have expressly assumed all of the obligations of the Redeveloper under
this Agreement as to the portion of the Redevelopment Property to be transferred and agreed
to be subject to all the conditions and restrictions to which the Redeveloper is subject as to
such portion; provided, however, that the fact that any transferee of, or any other successor
in interest whatsoever to, the Redevelopment Property, or any part thereof, shall not, for
whatever reason, have assumed such obligations or so agreed, and shall not (unless and only
to the extent otherwise specifically provided in this Agreement or agreed to in writing by the
Authority) deprive the Authority or City of any rights or remedies or controls with respect to
the Redevelopment Property, the Minimum Improvements or any part thereof or the
construction of the Minimum Improvements; it being the intent of the parties as expressed in
this Agreement that (to the fullest extent permitted at law and in equity and excepting only
in the manner and to the extent specifically provided otherwise in this Agreement) no
Transfer of, or change with respect to, ownership in the Redevelopment Property or any part
thereof, or any interest therein, however consummated or occurring, and whether voluntary
or involuntary, shall operate, legally, or practically, to deprive or limit the Authority or City
of or with respect to any rights or remedies on controls provided in or resulting from this
Agreement with respect to the Redevelopment Property that the Authority or City would
have had, had there been no such Transfer or change. In the absence of specific written
agreement by the Authority and City to the contrary, no such Transfer or approval by the
Authority and City thereof shall be deemed to relieve the Redeveloper, or any other party
bound in any way by this Agreement or otherwise with respect to the Redevelopment
Property, from any of its obligations with respect thereto.
(iii) Any and all instruments and other legal documents involved in effecting the
Transfer of any interest in this Agreement or the Redevelopment Property governed by this
Article VIII, shall be in a form reasonably satisfactory to the Authority and City.
(iv) At the written request of Redeveloper, the Authority and City shall execute
and deliver to Redeveloper and the proposed transferee an estoppel certificate containing
commercially customary and reasonable certifications.
In the event the foregoing conditions are satisfied then the Redeveloper shall be released from its
obligation under this Agreement, as to the portion of the Redevelopment Property that is transferred,
assigned, or otherwise conveyed.
(c) After issuance of a Certificate of Occupancy for the final Phase of the Minimum
Improvements, the Redeveloper may transfer or assign the Redevelopment Property or the
Redeveloper's interest in this Agreement without the prior written consent of the Authority or City.
The Redeveloper shall provide to the Authority and City notice of any such Transfer. Any
transferee or assignee shall be bound by all of the Redeveloper's obligations hereunder. The
Redeveloper shall submit to the City and Authority written evidence of such Transfer, including the
transferee' s or assignee' s express assumption of the Redeveloper' s obligations under this
Agreement. If the Redeveloper fails to provide such evidence of Transfer and assumption, the
Redeveloper shall remain bound by all of its obligations under this Agreement.
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Section 8.3. Release and Indemnification Covenants. (a) Except for any willful
misrepresentation or any willful or wanton misconduct or negligence of the Indemnified Parties
as hereinafter defined, and except for any breach by any of the Indemnified Parties of their
obligations under this Agreement, the Redeveloper releases from and covenants and agrees that the
Authority, the City, and the governing body members, officers, agents, servants, and employees
thereof (the "Indemnified Parties") shall not be liable for and agrees to indemnify and hold harmless
the Indemnified Parties against any loss or damage to property or any injury to or death of any
person occurring at or about or resulting from any defect in the Redevelopment Property or the
Minimum Improvements.
(b) Except for any willful misrepresentation or any willful or wanton misconduct or
negligence of the Indemnified Parties, and except for any breach by any of the Indemnified Parties
of their obligations under this Agreement, the Redeveloper agrees to protect and defend the
Indemnified Parties, now and forever, and further agrees to hold the aforesaid harmless from any
claim, demand, suit, action, or other proceeding whatsoever by any person or entity whatsoever
arising or purportedly arising from this Agreement, or the transactions contemplated hereby or the
acquisition, construction, installation, ownership, maintenance, and operation of the Redevelopment
Property.
(c) Except for any willful misrepresentation or any willful or wanton misconduct or
negligence of the Indemnified Parties, and except for any breach by any of the Indemnified
Parties of their obligations under this Agreement, the Indemnified Parties shall not be liable for
any damage or injury to the persons or property of the Redeveloper or its officers, agents, servants,
or employees or any other person who may be about the Redevelopment Property or Minimum
Improvements.
(d) All covenants, stipulations, promises, agreements and obligations of the Authority
contained herein shall be deemed to be the covenants, stipulations, promises, agreements, and
obligations of such entity and not of any governing body member, officer, agent, servant, or
employee of such entities in the individual capacity thereof.
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623340v3SA730-2
ARTICLE IX
Events of Default
Section 9.1. Events of Default Defined. The following shall be "Events of Default" under
this Agreement and the term "Event of Default" shall mean, whenever it is used in this Agreement,
any one or more of the following events, after the non -defaulting party provides thirty (30) days
written notice to the defaulting party of the event, but only if the event has not been cured within
said thirty (30) days or, if the event is by its nature incurable within thirty (30) days, the defaulting
party does not, within such thirty- (30-) day period, provide assurances reasonably satisfactory to
the party providing notice of default that the event will be cured and will be cured as soon as
reasonably possible:
(a) Failure by the Redeveloper, the Authority, or the City to observe or perform any
covenant, condition, obligation, or agreement on its part to be observed or performed under this
Agreement.
(b) If, before issuance of the Certificate of Occupancy for all Phases of the Minimum
Improvements for which the Redeveloper has commenced construction, the Redeveloper shall:
(i) file any petition in bankruptcy or for any reorganization, arrangement,
composition, readjustment, liquidation, dissolution, or similar relief under the United States
Bankruptcy Act or under any similar federal or State law, which action is not dismissed
within sixty (60) days after filing; or
(ii) make an assignment for benefit of its creditors; or
(iii) admit in writing its inability to pay its debts generally as they become due; or
(iv) be adjudicated as bankrupt or insolvent.
Section 9.2. Remedies on Default. Whenever any Event of Default referred to in Section
9.1 of this Agreement occurs and is continuing, the non -defaulting party may:
(a) Suspend its performance under this Agreement until it receives assurances that the
defaulting parry will cure its default and continue its performance under the Agreement.
(b) Upon the occurrence and during the continuation of an Event of Default by the
Redeveloper under this Agreement, the Authority may terminate the Note and this Agreement.
(c) Take whatever action, including legal, equitable, or administrative action, which
may appear necessary or desirable to collect any payments due under this Agreement, or to enforce
performance and observance of any obligation, agreement, or covenant under this Agreement,
provided that nothing contained herein shall give the Authority the right to seek specific
performance by Redeveloper of the construction of the Minimum Improvements.
20
623340v3SA730-2
Section 9.3. No Remedy Exclusive. No remedy herein conferred upon or reserved to any
party is intended to be exclusive of any other available remedy or remedies, but each and every such
remedy shall be cumulative and shall be in addition to every other remedy given under this
Agreement or now or hereafter existing at law or in equity or by statute. No delay or omission to
exercise any right or power accruing upon any default shall impair any such right or power or shall
be construed to be a waiver thereof, but any such right and power may be exercised from time to
time and as often as may be deemed expedient. To entitle the Authority to exercise any remedy
reserved to it, it shall not be necessary to give notice, other than such notice as may be required in
this Article IX.
Section 9.4. No Additional Waiver Implied by One Waiver. In the event any agreement
contained in this Agreement should be breached by either party and thereafter waived by the other
party, such waiver shall be limited to the particular breach so waived and shall not be deemed to
waive any other concurrent, previous or subsequent breach hereunder.
Section 9.5. Attorney Fees. Whenever any Event of Default occurs and if the non -
defaulting party employs attorneys or incurs other expenses for the collection of payments due or to
become due or for the enforcement of performance or observance of any obligation or agreement on
the part of the defaulting party under this Agreement, and the non -defaulting party prevails in this
action, the defaulting party shall, within ten (10) days of written demand by the non -defaulting
party, pay to the non -defaulting party the reasonable fees of such attorneys and such other expenses
so incurred by the non -defaulting party.
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21
623340v3SA730-2
ARTICLE X
Additional Provisions
Section 10.1. Conflict of Interests; Representatives Not Individually Liable. The Authority,
the City, and the Redeveloper, to the best of their respective knowledge, represent and agree that no
member, official, or employee of the Authority or City shall have any personal interest, direct or
indirect, in the Agreement, nor shall any such member, official, or employee participate in any
decision relating to the Agreement that affects his personal interests or the interests of any
corporation, partnership, or association in which he, directly or indirectly, is interested. No
member, official, or employee of the City or Authority shall be personally liable to the Redeveloper,
or any successor in interest, in the event of any default or breach by the Authority or for any amount
that may become due to the Redeveloper or successor or on any obligations under the terms of the
Agreement.
Section 10.2. Equal Employment Opportunity. The Redeveloper, for itself and its
successors and assigns, agrees that during the construction of the Minimum Improvements provided
for in the Agreement it will comply with all applicable federal, state, and local equal employment
and non-discrimination laws and regulations.
Section 10.3. Restrictions on Use. The Redeveloper agrees, subject to the terms of this
Agreement, that until the Maturity Date, the Redeveloper, and such successors and assigns, shall
devote the Redevelopment Property to the operation of the Minimum Improvements as described in
Section 4.1 hereof, and shall not discriminate upon the basis of race, color, creed, sex or national
origin in the sale, lease, or rental or in the construction or maintenance of the Minimum
Improvements or in the use or occupancy of the Redevelopment Property or any improvements
erected or to be erected thereon, or any part thereof.
Section 10.4. Provisions Not Merged With Deed. None of the provisions of this Agreement
are intended to or shall be merged by reason of any deed transferring any interest in the
Redevelopment Property and any such deed shall not be deemed to affect or impair the provisions
and covenants of this Agreement.
Section 10.5. Titles of Articles and Sections. Any titles of the several parts, Articles, and
Sections of the Agreement are inserted for convenience of reference only and shall be disregarded in
construing or interpreting any of its provisions.
Section 10.6. Notices and Demands. Except as otherwise expressly provided in this
Agreement, a notice, demand, or other communication under the Agreement by either party to the
other shall be sufficiently given or delivered if it is dispatched by registered or certified mail,
postage prepaid, return receipt requested, or delivered personally, to the following addresses (or to
such other addresses as either party may notify the other):
To Redeveloper: Doran SLV, LLC
Attn: Kelly Doran and Evan Doran
22
623340v3SA730-2
With a copy to:
To Authority:
To City:
7803 Glenroy Road, Suite 200
Bloomington, MN 55439
Doran SLV, LLC
Attn: Legal Department
7803 Glenroy Road, Suite 200
Bloomington, MN 55439
Housing and Redevelopment Authority of St. Anthony,
Minnesota
Attn: Executive Director
3301 Silver Lake Road
St. Anthony Village, MN 55418
City of St. Anthony Village
Attn: City Manager
3301 Silver Lake Road
St. Anthony Village, MN 55418
Section 10.7. Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall constitute one and the same instrument.
Section 10.8. Recording. The Authority may record this Agreement and any amendments
thereto with the Ramsey County recorder. The Redeveloper shall pay all costs for recording. The
Redeveloper's obligations under this Agreement are covenants running with the land for the term of
this Agreement, enforceable by the Authority against the Redeveloper, its successor and assigns,
and every successor in interest to the Redevelopment Property, or any part thereof or any interest
therein.
Section 10.9. Amendment. This Agreement may be amended only by written agreement
approved by the Authority and the Redeveloper.
Section 10.10. Authority and City Approvals. Unless otherwise specified, any approval
required by the Authority or City under this Agreement may be given by the Authority
Representative or City Representative, as applicable, except that final approval of issuance of the
Note shall be made by the Authority's board of commissioners and any action requested pursuant to
Section 7.3 hereof shall by made by formal action of the Authority and City.
Section 10.11. Termination. This Agreement terminates on the Maturity Date.
Section 10.12. Dates. If the final day of a period or a date of performance under this
Agreement falls on a Saturday, Sunday, or legal holiday, then the final day of such period or date of
performance shall be deemed to fall on the next succeeding day which is not a Saturday, Sunday, or
legal holiday.
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623340v3SA730-2
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24
623340v3SA730-2
IN WITNESS WHEREOF, the Authority, the City, and the Redeveloper have caused this
Agreement to be duly executed by their duly authorized representatives as of the date first above
written.
HOUSING AND REDEVELOPMENT
AUTHORITY OF ST. ANTHONY, MINNESOTA
By
STATE OF MINNESOTA )
) SS.
COUNTY OF RAMSEY )
(11(4V---
Its Executive Direct()
The foregoing instrument was acknowledged before me this 1 0 day of &'e , 2019
by j Qand VIA (cat i the Chair and Executive Director of the
Housing and Redevelopment Authority of St. Anthony, Minnesota, a public body corporate and
politic and political subdivision of the State of Minnesota, on behalf of the Authority.
Notary public
25
623340v3SA730-2
p u . NICOLE L. MILLER
'; ._ NOTARY PUBLIC • MINNESOTA
rJ My Commission Expires Jan. 31. 2022
CITY OF ST. ANTHONY VILLAGE
By
By
STATE OF MINNESOTA )
) SS.
COUNTY OF RAMSEY )
,e/(411' 7141//v.
is ity Clerk
e foregoing instrument was acowlediged before me this It day of In 2019
by - bl'!'}(, 7/11UY and N1nCe, VIVI2the Mayor and City Clerk of the City of St.
Anth y Village, a Minnesota municipal corporation, on behalf of the City.
Notary Public
26
• --' PHUONGMA1 DANG
NOTARY PCIIi IC- MIN NESOTA
MYCOMMISSION EXPIRES 0il31120
623340v3SA730-2
•
DORAN SLV, LLC
...a._� BY
Its
STATE OF MINNESOTA )
SS.
COUNTY OF RAMSEY )
The foregoing instrument was acknowledged before me this day of , 2019,
by , the of Doran SLV, LLC, a Minnesota
limited liability company, on behalf of the company.
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Notary Public
SCHEDULE A
REDEVELOPMENT PROPERTY
Lot 2, Block 1, Silver Lake Village, according to the recorded plat thereof and situate in Ramsey
County, Minnesota
Outlot B, Silver Lake Village, according to the recorded plat thereof and situate in Ramsey County,
Minnesota.
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SCHEDULE B
AUTHORIZING RESOLUTION
HOUSING AND REDEVELOPMENT AUTHORITY OF ST. ANTHONY, MINNESOTA
RESOLUTION NO.
RESOLUTION APPROVING CONTRACT FOR PRIVATE
REDEVELOPMENT AND AWARDING THE SALE OF, AND
PROVIDING THE FORM, TERMS, COVENANTS AND
DIRECTIONS FOR THE ISSUANCE OF ITS TAX
INCREMENT REVENUE NOTES TO DORAN SLV, LLC.
BE IT RESOLVED BY the Board of Commissioners ("Board") of the Housing and
Redevelopment Authority of St. Anthony, Minnesota (the "Authority") as follows:
Section 1. Recitals. Approval and Authorization; Award of Sale.
1.01. Recitals. (a) The Authority and the City of St. Anthony Village (the "City") have
heretofore approved the establishment of Tax Increment Financing District No. 3-5 (the "TIF
District") within Redevelopment Project No. 3 ("Project"), and have adopted a tax increment
financing plan for the purpose of financing certain improvements within the Project.
(b) To facilitate the redevelopment of certain property within the Project and TIF
District, the Authority, the City, and Doran SLV, LLC (the "Owner") have negotiated a Contract
for Private Redevelopment (the "Agreement") which provides for the construction by the Owner
of a two-phase rental housing facility and associated parking on the Redevelopment Property,
and the issuance by the Authority of one or two Tax Increment Revenue Notes (Silver Lake
Village Project) (the "Notes") to the Owner.
1.02. Approval of Agreement. (a) The Agreement is hereby in all respects approved,
subject to modifications that do not alter the substance of the transaction and that are approved by
the Chair and Executive Director, provided that execution of the Agreement by such officials shall
be conclusive evidence of approval.
(b) Authority staff and officials are authorized to take all actions necessary to perform
the Authority's obligations under the Agreement as a whole, including without limitation execution
of any documents to which the Authority is a party referenced in or attached to the Agreement, all
as described in the Agreement.
1.03. Issuance, Sale, and Terms of the Notes. (a) The Authority hereby authorizes the
Chair and Executive Director to issue the Notes in accordance with the Agreement. All
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capitalized terms in this resolution have the meaning provided in the Agreement unless the context
requires otherwise.
(b) The Notes shall be issued to the Owner in the maximum aggregate principal amount of
$3,300,000 in consideration of certain eligible costs incurred by the Owner in connection with
construction of the Minimum Improvements under the Agreement. If two Notes are issued, the
Note issued in connection with Phase 1 of the Minimum Improvements shall be issued in the
maximum principal amount of $1,950,000, and the Note issued in connection with Phase II of the
Minimum Improvements shall be issued in the maximum principal amount of $1,350,000, subject to
the terms of the Agreement. The Notes shall be dated the date of delivery thereof and shall bear
interest at the lesser of the rate of 5% per annum or the actual rate of the Owner's mortgage
financing, from the date of issue to the earlier of maturity or prepayment. The Notes will be issued
in the principal amount of Public Redevelopment Costs related to each Phase of the Minimum
Improvements and submitted and approved in accordance with Section 3.3 of the Agreement. The
Notes are secured by Available Tax Increment, as further described in the form of the Note herein.
The Authority hereby delegates to the Executive Director the determination of the date on which the
Notes are to be delivered, in accordance with the Agreement.
Section 2. Form of Note. The Notes shall be in substantially the form of the Note
attached hereto as Exhibit A, with the blanks to be properly filled in and the principal amount
adjusted as of the date of issue.
Section 3. Terms, Execution and Delivery.
3.01. Denomination, Payment. The Notes shall each be issued as a single typewritten note
numbered R-1.
The Notes shall be issuable only in fully registered form. Principal of and interest on the
Notes shall be payable by check or draft issued by the Registrar described herein.
3.02. Dates Interest Payment Dates. Principal of and interest on the Notes shall be
payable by mail to the owner of record thereof as of the close of business on the fifteenth day of the
month preceding the Payment Date, whether or not such day is a business day.
3.03. Registration. The Authority hereby appoints the Finance Director of the City to
perform the functions of registrar, transfer agent and paying agent (the "Registrar"). The effect of
registration and the rights and duties of the Authority and the Registrar with respect thereto shall be
as follows:
(a) Register. The Registrar shall keep at its office a bond register in which the Registrar
shall provide for the registration of ownership of the Notes and the registration of transfers and
exchanges of the Notes.
(b) Transfer of Note. Upon surrender for transfer of any Note duly endorsed by the
registered owner thereof or accompanied by a written instrument of transfer, in form reasonably
satisfactory to the Registrar, duly executed by the registered owner thereof or by an attorney duly
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authorized by the registered owner in writing, the Registrar shall authenticate and deliver, in the
name of the designated transferee or transferees, a new Note of a like aggregate principal amount
and maturity, as requested by the transferor. The Registrar may close the books for registration of
any transfer after the fifteenth day of the month preceding each Payment Date and until such
Payment Date.
(c) Cancellation. Any Note surrendered upon any transfer shall be promptly cancelled
by the Registrar and thereafter disposed of as directed by the Authority.
(d) Improper or Unauthorized Transfer. When any Note is presented to the Registrar for
transfer, the Registrar may refuse to transfer the same until it is satisfied that the endorsement on
such Note or separate instrument of transfer is legally authorized. The Registrar shall incur no
liability for its refusal, in good faith, to make transfers which it, in its judgment, deems improper or
unauthorized.
(e) Persons Deemed Owners. The Authority and the Registrar may treat the person in
whose name any Note is at any time registered in the bond register as the absolute owner of such
Note, whether the Note shall be overdue or not, for the purpose of receiving payment of, or on
account of, the principal of and interest on such Note and for all other purposes, and all such
payments so made to any such registered owner or upon the owner's order shall be valid and
effectual to satisfy and discharge the liability of the Authority upon such Note to the extent of the
sum or sums so paid.
(f) Taxes, Fees and Charges. For every transfer or exchange of any Note, the Registrar
may impose a charge upon the owner thereof sufficient to reimburse the Registrar for any tax, fee,
or other governmental charge required to be paid with respect to such transfer or exchange.
(g) Mutilated, Lost, Stolen or Destroyed Note. In case any Note shall become mutilated
or be lost, stolen, or destroyed, the Registrar shall deliver a new Note of like amount, maturity dates
and tenor in exchange and substitution for and upon cancellation of such mutilated Note or in lieu of
and in substitution for such Note lost, stolen, or destroyed, upon the payment of the reasonable
expenses and charges of the Registrar in connection therewith; and, in the case the Note lost, stolen,
or destroyed, upon filing with the Registrar of evidence satisfactory to it that such Note was lost,
stolen, or destroyed, and of the ownership thereof, and upon famishing to the Registrar of an
appropriate bond or indemnity in form, substance, and amount satisfactory to it, in which both the
Authority and the Registrar shall be named as obligees. The Note so surrendered to the Registrar
shall be cancelled by it and evidence of such cancellation shall be given to the Authority. If the
mutilated, lost, stolen, or destroyed Note has already matured or been called for redemption in
accordance with its terms, it shall not be necessary to issue a new Note prior to payment.
3.04. Preparation and Delivery. The Notes shall be prepared under the direction of the
Finance Director of the City and shall be executed on behalf of the Authority by the signatures of its
President and Executive Director. In case any officer whose signature shall appear on any Note
shall cease to be such officer before the delivery of such Note, such signature shall nevertheless be
valid and sufficient for all purposes, the same as if such officer had remained in office until delivery.
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When the Note has been so executed, it shall be delivered by the Executive Director to the Owner
thereof in accordance with the Agreement.
Section 4. Security Provisions.
4.01. Pledge. The Authority hereby pledges to the payment of the principal of and interest
on the Notes all Available Tax Increment attributable to relevant Phase of the Minimum
Improvements as defined in the Notes. Available Tax Increment shall be applied to payment of the
principal of and interest on the Notes in accordance with the terms of the form of Note set forth in
Exhibit A to this resolution.
4.02. Bond Fund. Until the date the Notes are no longer outstanding and no principal
thereof or interest thereon (to the extent required to be paid pursuant to this resolution) remains
unpaid, the Authority shall maintain separate and special "Bond Funds" to be used for no purpose
other than the payment of the principal of and interest on the Notes. The Authority irrevocably
agrees to appropriate to each Bond Fund on or before each Payment Date the Available Tax
Increment in an amount equal to the Payment then due, or the actual Available Tax Increment,
whichever is less. Any Available Tax Increment remaining in the Bond Funds shall be transferred
to the Authority's account for the TIF District upon the termination of the Notes in accordance with
their terms.
4.03. Additional Obligations. The Authority will issue no other obligations secured in
whole or in part by Available Tax Increment unless such pledge is on a subordinate basis to the
pledge on the Notes.
Section 5. Certification of Proceedings.
5.01. Certification of Proceedings. The officers of the Authority are hereby authorized and
directed to prepare and furnish to the Owner of the Notes certified copies of all proceedings and
records of the Authority, and such other affidavits, certificates, and information as may be required
to show the facts relating to the legality and marketability of the Notes as the same appear from the
books and records under their custody and control or as otherwise known to them, and all such
certified copies, certificates, and affidavits, including any heretofore furnished, shall be deemed
representations of the Authority as to the facts recited therein.
Section 6. Effective Date. This resolution shall be effective upon approval.
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EXHIBIT A TO AUTHORIZING RESOLUTION
Form of Note
UNITED STATE OF AMERICA
STATE OF MINNESOTA
COUNTY OF RAMSEY
HOUSING AND REDEVELOPMENT AUTHORITY OF ST. ANTHONY, MINNESOTA
No. R-1 $
TAX INCREMENT REVENUE NOTE
SERIES 20_
(Silver Lake Village Project)
Rate
Date
of Original Issue
The Housing and Redevelopment Authority of St. Anthony, Minnesota ("Authority") for
value received, certifies that it is indebted and hereby promises to pay to Doran SLV, LLC or
registered assigns (the "Owner"), the principal sum of $ and to pay interest thereon at
the rate of % per annum, solely from the sources and to the extent set forth herein. Capitalized
terms shall have the meanings provided in the Contract for Private Redevelopment between the
Authority, the City of St. Anthony Village, and the Owner, dated as of , 2019
(the "Agreement"), unless the context requires otherwise.
1. Payments. Principal and interest ("Payments") shall be paid on August 1, 20 and
each February 1 and August 1 thereafter to and including February 1, 2031 ("Payment Dates") in the
amounts and from the sources set forth in Section 3 herein. Payments shall be applied first to
accrued interest, and then to unpaid principal. Simple interest accruing from the date of issue
through and including February 1, 20_ shall be added to principal.
Payments are payable by mail to the address of the Owner or such other address as the
Owner may designate upon 30 days written notice to the Authority. Payments on this Note are
payable in any coin or currency of the United States of America which, on the Payment Date, is
legal tender for the payment of public and private debts.
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2. Interest. Interest at the rate stated herein shall accrue on the unpaid principal,
commencing on the date of original issue. Interest shall be computed on the basis of a year of 360
days and charged for actual days principal is unpaid.
3. Available Tax Increment. (a) Payments on this Note are payable on each Payment
Date solely from and in the amount of Available Tax Increment, which shall mean 25% of the Tax
Increment attributable to [Phase UPhase II] of the Minimum Improvements and Redevelopment
Property that is paid to the Authority by Ramsey County in the six months preceding each Payment
Date on the Note.
(b) The Authority shall have no obligation to pay principal of and interest on this Note on
each Payment Date from any source other than Available Tax Increment and the failure of the
Authority to pay principal or interest on this Note on any Payment Date shall not constitute a default
hereunder as long as the Authority pays principal and interest hereon to the extent of Available Tax
Increment. The Authority shall have no obligation to pay any unpaid balance of principal or
accrued interest that may remain after the final Payment on February 1, 2031.
4. Default. If on any Payment Date there has occurred and is continuing any Event of
Default under the Agreement, the Authority may withhold from payments hereunder under all
Available Tax Increment. If the Event of Default is thereafter cured in accordance with the
Agreement, the Available Tax Increment withheld under this Section shall be deferred and paid,
without interest thereon, within 30 days after the Event of Default is cured. If the Event of Default
is not cured in a timely manner, the Authority may terminate this Note by written notice to the
Owner in accordance with the Agreement.
5. Prepayment. The principal sum and all accrued interest payable under this Note is
prepayable in whole or in part at any time by the Authority without premium or penalty. No partial
prepayment shall affect the amount or timing of any other regular Payment otherwise required to be
made under this Note.
6. Nature of Obligation. This Note is one of an issue in the total principal amount of
$ , issued to aid in financing certain public redevelopment costs and
administrative costs of a Project undertaken by the Authority pursuant to Minnesota Statutes,
Sections 469.001 through 469.047, and is issued pursuant to an authorizing resolution (the
"Resolution") duly adopted by the Authority on , 2019, and pursuant to and in full
conformity with the Constitution and laws of the State of Minnesota, including Minnesota Statutes,
Sections 469.174 to 469.1794, as amended. This Note is a limited obligation of the Authority which
is payable solely from Available Tax Increment pledged to the payment hereof under the
Resolution. This Note and the interest hereon shall not be deemed to constitute a general obligation
of the State of Minnesota or any political subdivision thereof, including, without limitation, the
Authority. Neither the State of Minnesota, nor any political subdivision thereof shall be obligated to
pay the principal of or interest on this Note or other costs incident hereto except out of Available
Tax Increment, and neither the full faith and credit nor the taxing power of the State of Minnesota or
any political subdivision thereof is pledged to the payment of the principal of or interest on this Note
or other costs incident hereto.
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7. Registration and Transfer. This Note is issuable only as a fully registered note
without coupons. As provided in the Resolution, and subject to certain limitations set forth therein,
this Note is transferable upon the books of the Authority kept for that purpose at the principal office
of the City Finance Director, by the Owner hereof in person or by such Owner's attorney duly
authorized in writing, upon surrender of this Note together with a written instrument of transfer
satisfactory to the Authority, duly executed by the Owner. Upon such transfer or exchange and the
payment by the Owner of any tax, fee, or governmental charge required to be paid by the Authority
with respect to such transfer or exchange, there will be issued in the name of the transferee a new
Note of the same aggregate principal amount, bearing interest at the same rate and maturing on the
same dates.
IT IS HEREBY CERTIFIED AND RECITED that all acts, conditions, and things required
by the Constitution and laws of the State of Minnesota to be done, to exist, to happen, and to be
performed in order to make this Note a valid and binding limited obligation of the Authority
according to its terms, have been done, do exist, have happened, and have been performed in due
form, time and manner as so required.
IN WITNESS WHEREOF, the Board of Commissioners of the Housing and
Redevelopment Authority of St. Anthony, Minnesota have caused this Note to be executed with the
manual signatures of its Chair and Executive Director, all as of the Date of Original Issue specified
above.
HOUSING AND REDEVELOPMENT
AUTHORITY OF ST. ANTHONY, MINNESOTA
Executive Director Chair
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REGISTRATION PROVISIONS
The ownership of the unpaid balance of the within Note is registered in the bond register of
the City Finance Director, in the name of the person last listed below.
Date of Signature of
Registration Registered Owner City Finance Director
Doran SLV, LLC
Federal Tax I.D. No. 83-0797803
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SCHEDULE C
Form of Subordination Agreement
THIS SUBORDINATION AGREEMENT (this "Agreement") is made as of this
day of , 20, between ("Lender"), whose address is at
, and the HOUSING AND REDEVELOPMENT AUTHORITY
OF ST. ANTHONY, MINNESOTA, a public body corporate and politic ("Authority"),
RECITALS
A. Doran SLV, LLC, a Minnesota limited liability company ("Redeveloper"), is the
owner of certain real property situated in Ramsey County, Minnesota and legally described in
Exhibit A attached hereto and incorporated herein (the "Property").
B. Lender has made a mortgage loan to Redeveloper in the original principal amount
of $ (the "Loan"). The Loan is the evidenced and secured by the following
documents:
(i) a certain promissory note (the "Note") made by Redeveloper dated
, 20, in the amount of $ ; and
(ii) a certain mortgage, security agreement and fixture financing statement
(the "Mortgage") made by Redeveloper dated , 20 , filed
20_, as Ramsey County Recorder/Registrar of Titles Doc. No.
encumbering the Property; and
(iii) a certain assignment of leases and rents (the "Assignment") made by
Redeveloper dated , 20_, filed , 20_, as Ramsey County
Recorder/Registrar of Titles Doc. No. encumbering the Property.
The Note, the Mortgage, the Assignment, and all other documents and instruments
evidencing, securing and executed in connection with the Loan, are hereinafter collectively
referred to as the "Loan Documents."
C. Authority is the owner and holder of certain rights under that certain Contract for
Private Redevelopment (the "Contract") by and between Redeveloper and Authority dated
, 2019, filed , 20_, as Ramsey County Recorder/Registrar of
Titles Doc. No.
D. Redeveloper is entitled under the Contract to acquire a certain Tax Increment Tax
Revenue Note, Series 20_ in the maximum original principal amount of $3,300,000 (the "TIF
Note").
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NOW, THEREFORE, in consideration of the foregoing and as an inducement to Lender to
make the Loan, and for other good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the parties hereto represent, warrant and agree as follows:
1. Consent. The Authority acknowledges that the Lender is making the Loan to the
Redeveloper and consents to the same. The Authority also consents to and approves the collateral
assignment of the Contract and TIF Note (when and if issued) by the Redeveloper to the Lender as
collateral for the Loan; provided, however, that this consent shall not deprive the Authority of or
otherwise limit any of the Authority's rights or remedies under the Contract and TIF Note and shall
not relieve the Redeveloper of any of its obligations under the Contract and TIF Note; provided
further, however, the limitations to the Authority's consent contained in this Paragraph 1 are subject
to the provisions of Paragraph 2 below.
2. Subordination. The Authority hereby agrees that the rights of the Authority with
respect to [ 1 under the Contract are and shall remain subordinate and
subject to liens, rights and security interests created by the Loan Documents and to any and all
amendments, modifications, extensions, replacements or renewals of the Loan Documents;
provided, however, that nothing herein shall be construed as subordinating the requirement
contained in the Contract the Property be used in accordance with the provisions of Section 10.3 of
the Contract, or as subordinating the Authority's rights under the TIF Note to suspend or terminate
payments in accordance with the TIF Note.
3. Notice to Authority. Lender agrees to use commercially reasonable efforts to notify
Authority of the occurrence of any Event of Default given to Redeveloper under the Loan
Documents, in accordance with Section 7.2 of the Contract. The Lender shall not be bound by the
other requirements in Section 7.2 of the Contract.
4. Statutory Exception. Nothing in this Agreement shall alter, remove or affect
Lender's obligation under Minnesota Statutes, § 469.029 to use the Property in conformity to
Section 10.3 of the Contract.
5. No Assumption. The Authority acknowledges that the Lender is not a party to the
Contract and by executing this Agreement does not become a party to the Contract, and specifically
does not assume and shall not be bound by any obligations of the Redeveloper to the Authority
under the Contract, and that the Lender shall incur no obligations whatsoever to the Authority
except as expressly provided herein.
6. Notice from Authority. So long as the Contract remains in effect, the Authority
agrees to give to the Lender copies of notices of any Event of Default given to Redeveloper under
the Contract.
7. Governing Law. This Agreement is made in and shall be construed in accordance
with the laws of the State of Minnesota.
8. Successors. This Agreement and each and every covenant, agreement and other
provision hereof shall be binding upon and inure to the benefit of the parties hereto and their
respective successors and assigns, including any person who acquires title to the Property through
the Lender of a foreclosure of the Mortgage.
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9. Severability. The unenforceability or invalidity of any provision hereof shall not
render any other provision or provisions herein contained unenforceable or invalid.
10. Notice. Any notices and other communications permitted or required by the
provisions of this Agreement shall be in writing and shall be deemed to have been properly given or
served by depositing the same with the United States Postal Service, or any official successor
thereto, designated as registered or certified mail, return receipt requested, bearing adequate
postage, or delivery by reputable private carrier and addresses as set forth above.
11. Transfer of Title to Lender. The Authority agrees that in the event the Lender, a
transferee of Lender, or a purchaser at foreclosure sale, acquires title to the Property pursuant to a
foreclosure, or a deed in lieu thereof, the Lender, transferee, or purchaser shall not be bound by the
terms and conditions of the Contract except as expressly herein provided. Further the Authority
agrees that in the event the Lender, a transferee of Lender, or a purchaser at foreclosure sale
acquires title to the Property pursuant to a foreclosure sale or a deed in lieu thereof, then the Lender,
transferee, or purchaser shall be entitled to all rights conferred upon the Redeveloper under the
Contract, provided that no condition of default exists and remains uncured beyond applicable cure
periods in the obligations of the Redeveloper under the Contract.
12. Amendments. The Authority hereby represents and warrants to Lender for the
purpose of inducing Lender to make advances to Redeveloper under the Loan Documents that
Authority will not agree to any amendment or modification to the or any TIF Note issued under the
Contract that materially affects the collection of Available Tax Increment (as defined in the
Contract) in any way affects the Property without the Lender's written consent.
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IN WITNESS WHEREOF, this Agreement has been executed and delivered as of the day
and year first written above.
STATE OF MINNESOTA )
) SS.
COUNTY OF RAMSEY
HOUSING AND REDEVELOPMENT
AUTHORITY OF ST. ANTHONY,
MINNESOTA
By
Its Chair
By
Its Executive Director
The foregoing instrument was acknowledged before me this day of
by and the Chair and Executive
Director, respectively, of the Housing and Redevelopment Authority of St. Anthony, Minnesota,
a public body corporate and politic, on behalf of such public body.
Notary Public
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ELENDER]
By:
Its
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