2017.08.07 CC Packet - Laserfiche WebLink

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APPENDIX A OF AGREEMENT BETWEEN City of Hugo, Minnesota AND Springsted Incorporated Effective as of July 21, 2017 SCOPE OF SERVICES A. General Municipal Advisory Services Unless otherwise agreed to by the parties, in connection with any request for services relative to any financial topic, new project concept planning or other financially related topic or project (each referred to herein as a "Project"), the Advisor shall perform the following services, as applicable: 1. Provide general financial advice relative to a Project. 2. Survey the resources available to determine the financial feasibility of a Project. 3. Assist in the development of a plan or plans for a particular Project that may be available and appropriate for such Project. 4. Recommend to the Client a plan for any Project. 5. Advise the Client on current market conditions, federal, state or other law considerations, and other general information and economic data that might be relevant to any Project. 6. Assist Client in coordinating the activities between various parties to any Project as needed. 7. Assist Client in selecting and, working with, members of a working group to procure services deemed necessary to a Project. Services that may be procured may include, but are not limited to: general counsel; special tax counsel; credit facilities; credit rating; and engineering or design services. 8. Assist with the review of all documents, including but not limited to any governing body resolutions, purchase agreement, and any other relevant documents. 9. Assist the Client with other components of a Project as requested and agreed upon. 10. Coordinate with the proper parties and oversee the completion of each Project. B. Securities Issuance Unless otherwise agreed to by the parties, in connection with any request for services relative to any new money issuance, refunding of a prior issuance or other financings (each referred to herein as a "Transaction"), the Advisor shall perform the following services, as applicable: 1. Provide general financial advice relative to any Transaction. 2. Survey the financial resources of the Client to determine its borrowing capacity and analyze existing debt structure as compared to the existing and projected sources of revenues. 3. Assist in the development of a plan or plans for the financing or refinancing of any improvements through the issuance of general bond obligations, loans and/or notes, school bonds, revenue or refunding bonds, or other type of financing alternatives that may be available and appropriate for the particular issuance ("Debt Obligations"). A-1