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2008.11.24 EDA Packet
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2008.11.24 EDA Packet
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9/1/2017 10:42:01 AM
Creation date
8/24/2017 12:32:09 PM
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Commissions
Meeting Date
11/24/2008
Document Type
Agenda/Packets
Commission Name
EDA
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Corporate Debt <br /> • Commercial Paper Discount securities <br /> maximum maturity for unregistered paper=270 days, <br /> if longer,it must be registered <br /> • Corporate Bonds Coupon securities <br /> 1 year to 50 year maturities <br /> • Preferred Stock Coupon security <br /> form of equity <br /> often convertible to common stock <br /> Public Sector Advisors io .� Springsted <br /> Market Makers <br /> • Treasuries Primary Dealers(currently 21) <br /> Government Securities Dealers <br /> (broker dealers, banks,etc) <br /> Treasury Direct <br /> • Agencies Managing Underwriters <br /> Government Securities Dealers <br /> (broker dealers,banks,etc) <br /> • Corporates Investment Banks <br /> Broker Dealers <br /> other Financial Institutions <br /> — Market Makers are regulated <br /> — Salesmen working for SEC regulated companies must be licensed <br /> — Bank employees aren't required to be licensed <br /> Public Sector Advisors n. Springsted <br />
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