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CC PACKET 04271999
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CC PACKET 04271999
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12/30/2015 4:07:43 PM
Creation date
12/30/2015 4:07:37 PM
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SP Box #
17
SP Folder Name
CC PACKETS 1999-2001
SP Name
CC PACKET 04271999
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3425 Harding Street Northeast <br /> St.Anthony,Minnesota 55418 <br /> Phone(612)667-8887 <br /> David Morrison <br /> Work experience 1996—Present Norwest Bank,N.A. Minneapolis, MN <br /> Master Trust Accountant <br /> Perform complex calculations and analysis based on securities processing, <br /> investment accounting and performance knowledge. Review data for proper <br /> reporting of security information and related transactions. Productively <br /> analyze activity in customer accounts for accuracy. Resolve any errors and <br /> work with administration and client to determine handling of unusual issues. <br /> 1994- 1996 Norwest Bank,N.A. Minneapolis, MN <br /> Fund Accountant <br /> Balance fund security and cash positions with like custody positions. Set up <br /> securities for proper income accruals. Record shareholder activity and <br /> ensure accuracy of share totals and cash movement. Value fund portfolios <br /> and calculate daily distribution for money market fund. <br /> 1993 - 1994 Norwest Bank,N.A. Minneapolis, MN <br /> Shareholder Accountant <br /> Balance all variable Norwest Mutual Funds. Report movement of fund's <br /> cash and reconcile to fund bank accounts. Calculate daily share balances for <br /> funds based on activity. Determine dividend distribution rates to be applied <br /> to the total principal balance of each fund. This position requires knowledge <br /> and use of Microsoft Excel and Lotus 1-2-3 software. <br /> • <br /> 1991 - 1993 Norwest BanMinneapolis,N.A. p , MN <br /> Shareholder Service Representative <br /> Perform entry of data and value transactions utilizing a CRT and PC. Match <br /> and verify system records before completing entry. Originate general ledger <br /> and computer entry tickets to resolve errors and process account <br /> transactions. Prepare and file specialized documents(regulatory, legal or <br /> customer specific)within prescribed procedures. Investigate and resolve <br /> problems and inquiries by researching files,records and-microfilm. <br /> 1991 — 1991 Hayne,Miller&Farni, Inc. Minneapolis, MN <br /> Assistant Operations Manager <br /> Serve as liaison between brokers and clearing agent. Responsible for <br /> monitoring Regulation T-Calls. Execute accounts receivable. Receive <br /> incoming securities and cash for deposit to client accounts. File Rule 144 <br /> documents with the Securities and Exchange Commission(SEC). Produce <br /> daily commission reports. <br /> 1988- 1990 Shearson Lehman Brothers, Inc. New York,NY <br /> Corporate Paralegal <br /> Paralegal within restricted and control securities division. Administer <br /> purchase and sale of stock under applicable SEC rules. Process collateral <br /> loans against stock in compliance with SEC and New York Stock Exchange <br /> margin regulations. <br /> Education 1983 —, 1987 St.John's University Queens,New York ' <br /> B.S.: Paralegal Studies <br />
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